0001209191-17-057398.txt : 20171019 0001209191-17-057398.hdr.sgml : 20171019 20171019082823 ACCESSION NUMBER: 0001209191-17-057398 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171012 FILED AS OF DATE: 20171019 DATE AS OF CHANGE: 20171019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WASSERMAN YUVAL CENTRAL INDEX KEY: 0001416894 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-26966 FILM NUMBER: 171143706 MAIL ADDRESS: STREET 1: 1625 SHARP POINT DRIVE CITY: FORT COLLINS STATE: CO ZIP: 80525 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVANCED ENERGY INDUSTRIES INC CENTRAL INDEX KEY: 0000927003 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 840846841 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1625 SHARP POINT DR CITY: FT COLLINS STATE: CO ZIP: 80525 BUSINESS PHONE: 9702214670 MAIL ADDRESS: STREET 1: 1625 SHARP POINT DRIVE CITY: FORT COLLINS STATE: CO ZIP: 80525 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2017-10-12 2017-10-13 0 0000927003 ADVANCED ENERGY INDUSTRIES INC AEIS 0001416894 WASSERMAN YUVAL 1625 SHARP POINT DRIVE FORT COLLINS CO 80525 1 1 0 0 President & CEO Common Stock 2017-10-12 4 M 0 23000 11.02 A 142590 D Common Stock 2017-10-12 4 S 0 23000 85.00 D 119590 D Stock Options (right to buy) 11.02 2017-10-12 4 M 0 23000 0.00 D 2012-01-03 2022-01-03 Common Stock 23000 10669 D Shares exercised in accordance with 10b5-1 trading plan. Shares sold in accordance with 10b5-1 trading plan. Previously listed this amount as 10,699 which was a Administrative error. /s/ Thomas O. McGimpsey (Attorney-in-Fact) 2017-10-19