0001209191-17-002212.txt : 20170105 0001209191-17-002212.hdr.sgml : 20170105 20170105170501 ACCESSION NUMBER: 0001209191-17-002212 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170103 FILED AS OF DATE: 20170105 DATE AS OF CHANGE: 20170105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVANCED ENERGY INDUSTRIES INC CENTRAL INDEX KEY: 0000927003 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 840846841 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1625 SHARP POINT DR CITY: FT COLLINS STATE: CO ZIP: 80525 BUSINESS PHONE: 9702214670 MAIL ADDRESS: STREET 1: 1625 SHARP POINT DRIVE CITY: FORT COLLINS STATE: CO ZIP: 80525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROHRS THOMAS M CENTRAL INDEX KEY: 0001254354 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26966 FILM NUMBER: 17511667 MAIL ADDRESS: STREET 1: 2 RESULTS WAY CITY: CUPERTINO STATE: CA ZIP: 95014 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-01-03 0 0000927003 ADVANCED ENERGY INDUSTRIES INC AEIS 0001254354 ROHRS THOMAS M 1625 SHARP POINT DRIVE FORT COLLINS CO 80525 1 0 0 0 Common Stock 2017-01-03 4 S 0 4000 54.86 D 26750 D Sale in accordance with Rule 10b5-1 trading plan. The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $54.23 to $55.47. The reporting person undertakes to provide to Advanced Energy, any security holder of Advanced Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. As of this filing Mr. Rohrs holds 18,750 shares in street name and 8,000 RSUs are unvested. Thomas O. McGimpsey - Attorney-in-Fact 2017-01-05