0000950170-24-054993.txt : 20240507 0000950170-24-054993.hdr.sgml : 20240507 20240507205209 ACCESSION NUMBER: 0000950170-24-054993 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240503 FILED AS OF DATE: 20240507 DATE AS OF CHANGE: 20240507 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BALL FREDERICK CENTRAL INDEX KEY: 0001175993 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26966 FILM NUMBER: 24923961 MAIL ADDRESS: STREET 1: C/O MARKETO, INC. STREET 2: 901 MARINER'S ISLAND BLVD., SUITE 500 CITY: SAN MATEO STATE: CA ZIP: 94404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVANCED ENERGY INDUSTRIES INC CENTRAL INDEX KEY: 0000927003 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 840846841 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: PAUL OLDHAM STREET 2: 1595 WYNKOOP ST, SUITE 800 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 9704076626 MAIL ADDRESS: STREET 1: ATTN: PAUL OLDHAM STREET 2: 1595 WYNKOOP ST, SUITE 800 CITY: DENVER STATE: CO ZIP: 80202 4 1 ownership.xml 4 X0508 4 2024-05-03 0000927003 ADVANCED ENERGY INDUSTRIES INC AEIS 0001175993 BALL FREDERICK 1595 WYNKOOP STREET, SUITE 800 DENVER CO 80202 true false false false false Common Stock 2024-05-05 4 M false 2257 A 40657 I By 1998 Ball Family Trust Restricted Stock Units 0.00 2024-05-03 4 A false 2093 0 A Common Stock 2093 2093 D Restricted Stock Units 2024-05-05 4 M false 2257 0 D Common Stock 2257 0 D On May 5, 2023, the reporting person was granted 2,257 restricted stock units, which vested on the one-year anniversary of the grant date. Restricted stock units convert into common stock on a one-for-one basis. Includes shares acquired through the dividend reinvestment plan. Represents an annual grant of restricted stock units to the reporting person on May 3, 2024 as the equity portion of the non-employee directors' retainer for Board services under the 2023 Amended and Restated Omnibus Incentive Plan. The restricted stock units vest on the one-year anniversary of the grant date contingent upon the reporting person's continued service as director upon such date. Restricted stock units are not exercisable and do not have an expiration date. /s/ Elizabeth Vonne - Attorney-in-Fact 2024-05-07