Location books Record:
1 |
a. Name of person (e.g., a custodian of records) | US Bancorp Fund Services LLC |
b. Street 1 | 615 East Michigan Street |
Street 2 | |
c. City | Milwaukee |
d. State, if applicable |
WISCONSIN
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 53202 |
g. Telephone number (including country code if foreign) | 8336121912 |
h. Briefly describe the books and records kept at this location:
| Transfer Agent and Accountant |
Location books Record:
2 |
a. Name of person (e.g., a custodian of records) | ALPS Distributors Inc |
b. Street 1 | 1290 Broadway |
Street 2 | Suite 1100 |
c. City | Denver |
d. State, if applicable |
COLORADO
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 80203 |
g. Telephone number (including country code if foreign) | 3036232577 |
h. Briefly describe the books and records kept at this location:
| Distributor |
Location books Record:
3 |
a. Name of person (e.g., a custodian of records) | State Street Bank and Trust Company |
b. Street 1 | One Lincoln Street |
Street 2 | |
c. City | Boston |
d. State, if applicable |
MASSACHUSETTS
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 02116 |
g. Telephone number (including country code if foreign) | 6177863000 |
h. Briefly describe the books and records kept at this location:
| Custodian for Mutual Funds |
Location books Record:
4 |
a. Name of person (e.g., a custodian of records) | U.S. Bank N.A. |
b. Street 1 | 615 East Michigan Street |
Street 2 | |
c. City | Milwaukee |
d. State, if applicable |
WISCONSIN
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 53202 |
g. Telephone number (including country code if foreign) | 8336121912 |
h. Briefly describe the books and records kept at this location:
| Custodian for Brandes Value NextShares |
Location books Record:
5 |
a. Name of person (e.g., a custodian of records) | PricewaterhouseCoopers LLP |
b. Street 1 | 601 South Figueroa Street |
Street 2 | |
c. City | Los Angeles |
d. State, if applicable |
CALIFORNIA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 90017 |
g. Telephone number (including country code if foreign) | 2133566000 |
h. Briefly describe the books and records kept at this location:
| Independent Registered Public Accounting Firm |
Location books Record:
6 |
a. Name of person (e.g., a custodian of records) | Morgan, Lewis & Bockius LLP |
b. Street 1 | 300 South Grand Avenue |
Street 2 | 22nd Floor |
c. City | Los Angeles |
d. State, if applicable |
CALIFORNIA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 90071 |
g. Telephone number (including country code if foreign) | 2136122500 |
h. Briefly describe the books and records kept at this location:
| Legal Counsel |
Director Record:
1 |
a. Full Name | Gregory Bishop |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |
Director Record:
2 |
a. Full Name | Jean E. Carter |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | 811-22811 |
Director Record:
3 |
a. Full Name | Robert M. Fitzgerald |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | 811-10487 |
Director Record:
4 |
a. Full Name | Craig Wainscott |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |
Director Record:
5 |
a. Full Name | Jeff Busby |
b. CRD number, if any | 001542595 |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |
Director Record:
6 |
a. Full Name | Oliver Murray |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |