0001232953-20-000001.txt : 20200323 0001232953-20-000001.hdr.sgml : 20200323 20200323170327 ACCESSION NUMBER: 0001232953-20-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200319 FILED AS OF DATE: 20200323 DATE AS OF CHANGE: 20200323 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COCOZZA NANCY G CENTRAL INDEX KEY: 0001232953 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34810 FILM NUMBER: 20735547 MAIL ADDRESS: STREET 1: 2751 CENTERVILLE RD STREET 2: STE 400 CITY: WILMINGTON STATE: DE ZIP: 19808 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VERMILLION, INC. CENTRAL INDEX KEY: 0000926617 STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835] IRS NUMBER: 330595156 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12117 BEE CAVES ROAD BUILDING THREE STREET 2: SUITE 100 CITY: AUSTIN STATE: TX ZIP: 78738 BUSINESS PHONE: 512-519-0400 MAIL ADDRESS: STREET 1: 12117 BEE CAVES ROAD BUILDING THREE STREET 2: SUITE 100 CITY: AUSTIN STATE: TX ZIP: 78738 FORMER COMPANY: FORMER CONFORMED NAME: CIPHERGEN BIOSYSTEMS INC DATE OF NAME CHANGE: 20000316 FORMER COMPANY: FORMER CONFORMED NAME: ABIOTIC SYSTEMS DATE OF NAME CHANGE: 19950407 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2020-03-19 0 0000926617 VERMILLION, INC. VRML 0001232953 COCOZZA NANCY G C/O VERMILLION, INC. 12117 BEE CAVES RD, BLDG 3-100 AUSTIN TX 78738 1 0 0 0 Common Stock 2020-03-19 4 A 0 66218 0 A 129506 D Employee Stock Option (Right to Buy) 0.68 2020-03-19 4 A 0 115148 0.68 A 2030-03-19 Common Stock 115148 115148 D The shares of common stock represent restricted stock units with contingent right to receive one share of common stock of Vermillion, Inc. for each restricted stock unit. The restricted stock units will vest in four equal installments on April 1, 2020, June 1, 2020, September 1, 2020 and December 1, 2020. The employee stock option will vest in four equal installments on April 1, 2020, June 1, 2020, September 1, 2020 and December 1, 2020. /s/ Nancy Cocozza 2020-03-23