-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AcNTPOVIqLOfAVqjpiOBawcVBlkLZFNFJST7PVrzoiS150bwThlGCD7F3xn8+KUO 2KQeN8DbGQmfkrtToEGkHg== 0000919574-07-004406.txt : 20070904 0000919574-07-004406.hdr.sgml : 20070903 20070904132302 ACCESSION NUMBER: 0000919574-07-004406 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070829 FILED AS OF DATE: 20070904 DATE AS OF CHANGE: 20070904 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VERMILLION, INC. CENTRAL INDEX KEY: 0000926617 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 330595156 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6611 DUMBARTON CIRCLE CITY: FREMONT STATE: CA ZIP: 94555 BUSINESS PHONE: 5105052100 MAIL ADDRESS: STREET 1: 6611 DUMBARTON CIRCLE CITY: FREMONT STATE: CA ZIP: 94555 FORMER COMPANY: FORMER CONFORMED NAME: CIPHERGEN BIOSYSTEMS INC DATE OF NAME CHANGE: 20000316 FORMER COMPANY: FORMER CONFORMED NAME: ABIOTIC SYSTEMS DATE OF NAME CHANGE: 19950407 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WIGGINS JAMES CENTRAL INDEX KEY: 0001310682 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31617 FILM NUMBER: 071096410 BUSINESS ADDRESS: BUSINESS PHONE: (614) 224-3800 MAIL ADDRESS: STREET 1: C/O PHRONESIS PARTNERS, L.P. STREET 2: 180 EAST BROAD STREET, SUITE 1704 CITY: COLUMBUS STATE: OH ZIP: 43215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PHRONESIS PARTNERS L P CENTRAL INDEX KEY: 0000937074 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31617 FILM NUMBER: 071096411 BUSINESS ADDRESS: STREET 1: 180 EAST BROAD STREET STREET 2: SUITE 1704 CITY: COLUMBUS STATE: OH ZIP: 43215 BUSINESS PHONE: 6142243800 MAIL ADDRESS: STREET 1: 180 EAST BROAD STREET STREET 2: SUITE 1704 CITY: COLUMBUS STATE: OH ZIP: 43215 3 1 p807360_ex.xml X0202 3 2007-08-29 0 0000926617 VERMILLION, INC. VRML 0000937074 PHRONESIS PARTNERS L P 180 EAST BROAD STREET SUITE 1704 COLUMBUS OH 43215 0 0 1 0 0001310682 WIGGINS JAMES C/O PHRONESIS PARTNERS, L.P. 180 EAST BROAD STREET, SUITE 1704 COLUMBUS OH 43215 0 0 1 0 Common Stock 6665678 D Common Stock 6665678 I Footnote Common Stock Warrants (right to buy) 0.925 2007-08-29 2012-08-29 Common Stock 3895428 D Common Stock Warrants (right to buy) 0.925 2007-08-29 2012-08-29 Common Stock 3895428 I Footnote These securities are owned by Phronesis Partners, L.P., which is a Reporting Person. These securities may be deemed to be beneficially owned by James E. Wiggins, the general partner of Phronesis Partners, L.P. Mr. Wiggins disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Wiggins is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. (+) The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Phronesis Partners, L.P.(+), By: /s/ James E. Wiggins, General Partner 2007-09-04 /s/ James E. Wiggins 2007-09-04 -----END PRIVACY-ENHANCED MESSAGE-----