SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
FEINBERG LARRY N

(Last) (First) (Middle)
200 GREENWICH AVENUE

(Street)
GREENWICH CT 06830

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
HANSEN MEDICAL INC [ HNSN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
08/11/2014
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, par value $0.0001 per share 226,598 D
Common Stock, par value $0.0001 per share 13,657,006 I See footnotes(20)(1)
Common Stock, par value $0.0001 per share 3,436,713 I See footnotes(20)(2)
Common Stock, par value $0.0001 per share 1,914,222 I See footnotes(20)(3)
Common Stock, par value $0.0001 per share 39,500 I See footnotes(20)(4)
Common Stock, par value $0.0001 per share 190,500 I See footnotes(20)(5)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Series B Warrant $1.5 08/11/2014 J(6) 2,382,426 08/08/2013 08/08/2015 Common Stock 2,382,426 (6) 0 I See footnotes(20)(6)(7)
Series B Warrant $1.5 08/11/2014 J(6) 585,933 08/08/2013 08/08/2015 Common Stock 585,933 (6) 0 I See footnotes(20)(6)(8)
Series B Warrant $1.5 08/11/2014 J(6) 326,362 08/08/2013 08/08/2015 Common Stock 326,362 (6) 0 I See footnotes(20)(6)(9)
Series C Warrant $2 08/11/2014 J(6) 2,382,426 08/08/2013 08/08/2015 Common Stock 2,382,426 (6) 0 I See footnotes(20)(6)(10)
Series C Warrant $2 08/11/2014 J(6) 585,933 08/08/2013 08/08/2015 Common Stock 585,933 (6) 0 I See footnotes(11)(20)(6)
Series C Warrant $2 08/11/2014 J(6) 326,362 08/08/2013 08/08/2015 Common Stock 326,362 (6) 0 I See footnotes(12)(20)(6)
Series B/C Exchange Warrant $1.13 08/11/2014 J(6) 4,656,852 08/11/2014 08/25/2014 Common Stock 4,656,852 (6) 4,656,852 I See footnotes(13)(14)(20)
Series B/C Exchange Warrant $1.13 08/11/2014 J(6) 1,171,866 08/11/2014 08/25/2014 Common Stock 1,171,866 (6) 1,171,866 I See footnotes(13)(15)(20)
Series B/C Exchange Warrant $1.13 08/11/2014 J(6) 652,724 08/11/2014 08/25/2014 Common Stock 652,724 (6) 652,724 I See footnotes(13)(16)(20)
Series D Warrant $1.13 08/11/2014 J(6) 1,431,983 02/11/2015 08/11/2019 Common Stock 1,431,983 (6) 1,431,983 I See footnotes(13)(17)(20)
Series D Warrant $1.13 08/11/2014 J(6) 360,350 02/11/2015 08/11/2019 Common Stock 360,350 (6) 360,350 I See footnotes(13)(18)(20)
Series D Warrant $1.13 08/11/2014 J(6) 200,712 02/11/2015 08/11/2019 Common Stock 200,712 (6) 200,712 I See footnotes(13)(19)(20)
1. Name and Address of Reporting Person*
FEINBERG LARRY N

(Last) (First) (Middle)
200 GREENWICH AVENUE

(Street)
GREENWICH CT 06830

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
ORACLE PARTNERS LP

(Last) (First) (Middle)
C/O ORACLE INVESTMENT MANAGEMENT, INC.
200 GREENWICH AVENUE

(Street)
GREENWICH CT 06830

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Oracle Associates LLC

(Last) (First) (Middle)
C/O ORACLE INVESTMENT MANAGEMENT, INC.
200 GREENWICH AVENUE

(Street)
GREENWICH CT 06830

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
Explanation of Responses:
1. See Exhibit 99.1, note 1
2. See Exhibit 99.1, note 2
3. See Exhibit 99.1, note 3
4. See Exhibit 99.1, note 4
5. See Exhibit 99.1, note 5
6. See Exhibit 99.1, note 6
7. See Exhibit 99.1, note 7
8. See Exhibit 99.1, note 8
9. See Exhibit 99.1, note 9
10. See Exhibit 99.1, note 10
11. See Exhibit 99.1, note 11
12. See Exhibit 99.1, note 12
13. See Exhibit 99.1, note 13
14. See Exhibit 99.1, note 14
15. See Exhibit 99.1, note 15
16. See Exhibit 99.1, note 16
17. See Exhibit 99.1, note 17
18. See Exhibit 99.1, note 18
19. See Exhibit 99.1, note 19
20. See Exhibit 99.1, note 20
Remarks:
Exhibit List: Exhibit 99.1 - Explanation of Responses Exhibit 99.2 - Joint Filer Information and Signatures
/s/ Larry N. Feinberg 08/12/2014
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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