0001140361-13-022469.txt : 20130523 0001140361-13-022469.hdr.sgml : 20130523 20130523161515 ACCESSION NUMBER: 0001140361-13-022469 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20130513 FILED AS OF DATE: 20130523 DATE AS OF CHANGE: 20130523 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VERMILLION, INC. CENTRAL INDEX KEY: 0000926617 STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835] IRS NUMBER: 330595156 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12117 BEE CAVES ROAD BUILDING TWO STREET 2: SUITE 100 CITY: AUSTIN STATE: TX ZIP: 78738 BUSINESS PHONE: 512-519-0400 MAIL ADDRESS: STREET 1: 12117 BEE CAVES ROAD BUILDING TWO STREET 2: SUITE 100 CITY: AUSTIN STATE: TX ZIP: 78738 FORMER COMPANY: FORMER CONFORMED NAME: CIPHERGEN BIOSYSTEMS INC DATE OF NAME CHANGE: 20000316 FORMER COMPANY: FORMER CONFORMED NAME: ABIOTIC SYSTEMS DATE OF NAME CHANGE: 19950407 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FEINBERG LARRY N CENTRAL INDEX KEY: 0000926475 STATE OF INCORPORATION: NY FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34810 FILM NUMBER: 13868498 MAIL ADDRESS: STREET 1: C/O ORACLE PARTNERS L P STREET 2: 200 GREENWICH AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ORACLE PARTNERS LP CENTRAL INDEX KEY: 0000941901 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34810 FILM NUMBER: 13868497 BUSINESS ADDRESS: STREET 1: 200 GREENWICH AVE STREET 2: 3RD FL CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: (203) 862-7980 MAIL ADDRESS: STREET 1: 200 GREENWICH AVE STREET 2: 3RD FL CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ORACLE INVESTMENT MANAGEMENT INC CENTRAL INDEX KEY: 0001012622 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34810 FILM NUMBER: 13868494 BUSINESS ADDRESS: STREET 1: 200 GREENWICH AVE STREET 2: 3RD FL CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2126886262 MAIL ADDRESS: STREET 1: 200 GREENWICH AVE STREET 2: 3RD FL CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Oracle Associates LLC CENTRAL INDEX KEY: 0001317217 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34810 FILM NUMBER: 13868495 BUSINESS ADDRESS: STREET 1: 200 GREENWICH AVENUE, 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-862-1660 MAIL ADDRESS: STREET 1: 200 GREENWICH AVENUE, 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Oracle Ten Fund Master, LP CENTRAL INDEX KEY: 0001577258 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34810 FILM NUMBER: 13868496 BUSINESS ADDRESS: STREET 1: C/O ORACLE INVESTMENT MANAGEMENT, INC. STREET 2: 200 GREENWICH AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2038627900 MAIL ADDRESS: STREET 1: C/O ORACLE INVESTMENT MANAGEMENT, INC. STREET 2: 200 GREENWICH AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 3 1 doc1.xml FORM 3 X0206 3 2013-05-13 0 0000926617 VERMILLION, INC. VRML 0000926475 FEINBERG LARRY N C/O ORACLE INVESTMENT MANAGEMENT, INC. 200 GREENWICH AVENUE GREENWICH CT 06830 0 0 1 0 0000941901 ORACLE PARTNERS LP C/O ORACLE INVESTMENT MANAGEMENT, INC. 200 GREENWICH AVENUE GREENWICH CT 06830 0 0 1 0 0001577258 Oracle Ten Fund Master, LP C/O ORACLE INVESTMENT MANAGEMENT, INC. 200 GREENWICH AVENUE GREENWICH CT 06830 0 0 1 0 0001317217 Oracle Associates LLC C/O ORACLE INVESTMENT MANAGEMENT, INC. 200 GREENWICH AVENUE GREENWICH CT 06830 0 0 1 0 0001012622 ORACLE INVESTMENT MANAGEMENT INC 200 GREENWICH AVENUE GREENWICH CT 06830 0 0 1 0 Common Stock, par value $0.001 2799980 I See footnote Warrants to acquire Common Stock 2013-08-11 2016-05-13 Common Stock 4339980 I See footnote See Exhibit 99.1, Note 1. See Exhibit 99.1, Note 2. Exhibit List: Exhibit 99.1 - Explanation of Responses Exhibit 99.2 - Joint Filer Information and Signatures /s/ Larry N. Feinberg 2013-05-23 EX-99.1 2 misc1.htm MISCELLANEOUS EXHIBITS Unassociated Document
Designated Filer:
Feinberg, Larry N.
Issuer & Ticker Symbol:
Vermillion, Inc. (VRML)
Date of Event Requiring Statement: May 13, 2013
 
 
Explanation of Responses
 

 
(1) The Oracle Funds (as defined below) beneficially own 2,799,980 shares of Common Stock and warrants (the “Warrants”) to acquire 4,339,980 shares of Common Stock.  Oracle Partners, L.P. (“Oracle Partners”) is the record beneficial owner of 1,781,990 shares of Common Stock and Warrants to acquire 2,761,990 shares of Common Stock.  Oracle Ten Fund Master, LP (“Oracle Ten Fund”) is the record beneficial owner of 1,017,990 shares of Common Stock and Warrants to acquire 1,577,990 shares of Common Stock.  Oracle Partners and Oracle Ten Fund shall collectively be referered to herein as the “Oracle Funds”.  Mr. Feinberg is the managing member of Oracle Associates, LLC (“Oracle Associates”), which in turn is the general partner of Oracle Partners and Oracle Ten Fund.  Mr. Feinberg is also the sole shareholder, director and president of Oracle Investment Management, Inc. (“Investment Manager”), which in turn is the investment manager of Oracle Ten Fund.  Because Investment Manager has investment discretion over Oracle Ten Fund, it has voting and dispositive power over the shares held by Oracle Ten Fund. Because Mr. Feinberg is the sole shareholder, director and president of Investment Manager and the managing member of Oracle Associates and Oracle Associates is the general partner of Oracle Partners and Oracle Ten Fund, they have voting and dispositive power over the shares held by Oracle Partners and Oracle Ten Fund.  The foregoing is not an admission by Mr. Feinberg, Oracle Associates or Investment Manager that is is the beneficial owner of the shares held by the Oracle Funds, and each disclaims beneficial ownership of the shares except to the extent of his or its pecuniary interest therein.
 
(2) The Warrants are exercisable, in whole or in part, at the option of the holder, at any time and from time to time from August 11, 2013 until May 13, 2013, at an exercise price of $1.46 per share of Common Stock, subject to adjustments.
 
 
 
 EX-99.2 3 misc2.htm MISCELLANEOUS EXHIBITS Unassociated Document
Designated Filer:
Feinberg, Larry N.
Issuer & Ticker Symbol:
Vermillion, Inc. (VRML)
Date of Event Requiring Statement: May 13, 2013
 
Joint Filer Information and Signatures
Joint Filers:
1.
Name:
Oracle Partners, L.P.
  
 
Address:
c/o Oracle Investment Management, Inc., 200 Greenwich Avenue, Greenwich CT 06830
  
       
   
ORACLE PARTNERS, L.P.
  
       
    By:  Oracle Associates, LLC, its general partner   
       
       
   
By: /s/ Larry N. Feinberg                  
May 23, 2013
   
Name:  Larry N. Feinberg
Date
   
Title:  Managing Member
  
       
2.
Name:
Oracle Ten Fund Master, LP
  
 
Address:
c/o Oracle Investment Management, Inc., 200 Greenwich Avenue, Greenwich CT 06830
  
       
   
ORACLE TEN FUND MASTER, LP
  
       
    By:  Oracle Associates, LLC, its general partner   
       
       
   
By: /s/ Larry N. Feinberg                  
May 23, 2013
   
Name:  Larry N. Feinberg
Date
   
Title:  Managing Member
  
       
3.
Name:
Oracle Associates, LLC
  
 
Address:
c/o Oracle Investment Management, Inc., 200 Greenwich Avenue, Greenwich CT 06830
  
       
   
ORACLE ASSOCIATES, LLC
  
       
       
   
By:  /s/ Larry N. Feinberg                  
May 23, 2013
   
Name:  Larry N. Feinberg
Date
   
Title:  Managing Member
  
       
4.
Name:
Oracle Investment Management, Inc.
  
 
Address:
200 Greenwich Avenue, Greenwich CT 06830
  
       
   
ORACLE INVESTMENT MANAGEMENT, INC.
  
       
       
   
By:  /s/ Larry N. Feinberg                  
May 23, 2013
   
Name:  Larry N. Feinberg
Date
   
Title:  President and Director