0001209191-23-048665.txt : 20230907 0001209191-23-048665.hdr.sgml : 20230907 20230907172001 ACCESSION NUMBER: 0001209191-23-048665 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230905 FILED AS OF DATE: 20230907 DATE AS OF CHANGE: 20230907 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Protiva Brian CENTRAL INDEX KEY: 0001930886 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41446 FILM NUMBER: 231243101 MAIL ADDRESS: STREET 1: 901 EXPLORER BOULEVARD CITY: HUNTSVILLE STATE: AL ZIP: 35806 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADTRAN Holdings, Inc. CENTRAL INDEX KEY: 0000926282 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 872164282 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 901 EXPLORER BLVD CITY: HUNTSVILLE STATE: AL ZIP: 35806 BUSINESS PHONE: 256-963-8220 MAIL ADDRESS: STREET 1: 901 EXPLORER BLVD CITY: HUNTSVILLE STATE: AL ZIP: 35806 FORMER COMPANY: FORMER CONFORMED NAME: ADTRAN INC DATE OF NAME CHANGE: 19940705 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-09-05 0 0000926282 ADTRAN Holdings, Inc. ADTN 0001930886 Protiva Brian C/O ADTRAN HOLDINGS, INC. 901 EXPLORER BOULEVARD HUNTSVILLE AL 35806-2807 1 0 0 0 0 Dividend Equivalent Rights 2023-09-05 4 A 0 69.021 8.37 A Common Stock 69.021 168.424 D Stock Options 19.08 2029-05-14 Common Stock 88326 88326 D Stock Options 12.17 2028-05-14 Common Stock 49464 49464 D Stock Options 7.01 2027-05-14 Common Stock 41220 41220 D Stock Options 7.04 2025-05-14 Common Stock 52997 52997 D Represents quarterly cash dividends paid on restricted stock awards (RSAs), which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus cash for any fractional shares. The options granted to the reporting person vested in four equal annual installments beginning on May 15, 2022. The options granted to the reporting person vested in four equal annual installments beginning on May 15, 2021. The options granted to the reporting person vested in four equal annual installments beginning on May 15, 2020. The options granted to the reporting person vested in four equal annual installments beginning on May 15, 2018. /s/ Dan Ragsdale, by power of attorney 2023-09-07