0001209191-12-055408.txt : 20121203 0001209191-12-055408.hdr.sgml : 20121203 20121203175726 ACCESSION NUMBER: 0001209191-12-055408 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121130 FILED AS OF DATE: 20121203 DATE AS OF CHANGE: 20121203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NICHOLS ROY J CENTRAL INDEX KEY: 0000937725 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24612 FILM NUMBER: 121238567 MAIL ADDRESS: STREET 1: ADTRAN STREET 2: 901 EXPLORER BLVD. CITY: HUNTSVILLE STATE: AL ZIP: 35806 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADTRAN INC CENTRAL INDEX KEY: 0000926282 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 630918200 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 901 EXPLORER BLVD CITY: HUNTSVILLE STATE: AL ZIP: 35806 BUSINESS PHONE: 2569638220 MAIL ADDRESS: STREET 1: 901 EXPLORER BLVD CITY: HUNTSVILLE STATE: AL ZIP: 35806 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2012-11-30 0 0000926282 ADTRAN INC ADTN 0000937725 NICHOLS ROY J 901 EXPLORER BLVD. HUNTSVILLE AL 35806 1 0 0 0 Common Stock 2012-11-30 4 M 0 10000 16.45 A 25989 D Common Stock 2012-11-30 4 S 0 10000 20.0104 D 15989 D Common Stock 23328 I by Trust Common Stock 5421 I by Spouse Common Stock 6 I by Spouse as UTMA custodian for granddaughter Common Stock 6 I by Spouse as UTMA custodian for grandson Non-Qualified Stock Option (Right to Buy) 16.45 2012-11-30 4 M 0 10000 0.00 D 2003-12-31 2012-12-31 Common Stock 10000 0 D The shares were sold in multiple transactions at prices ranging from $19.91 to $20.085. This amount represents the weighted average sale price of such transactions. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request by the Securities and Exchange Commission, the Issuer, or a security holder of the issuer. The option vests in four equal and annual installments beginning on the first anniversary date of the grant as shown in column 6. Gayle S. Ellis by Power of Attorney 2012-12-03