-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NqQKb/BS0wz4/nQRTDI8fS+q0gPVr65/rYqFMlApe9n3KcEaon8ed01Y3Dz6jMN/ uO3ki9H92rihWILTs1lfSQ== 0001209191-11-006824.txt : 20110203 0001209191-11-006824.hdr.sgml : 20110203 20110203172113 ACCESSION NUMBER: 0001209191-11-006824 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110201 FILED AS OF DATE: 20110203 DATE AS OF CHANGE: 20110203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LOCKE P STEVEN CENTRAL INDEX KEY: 0001192271 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24612 FILM NUMBER: 11571425 MAIL ADDRESS: STREET 1: C/O ADTRAN STREET 2: 901 EXPLORER BLVD CITY: HUNTSVILLE STATE: AL ZIP: 35806 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADTRAN INC CENTRAL INDEX KEY: 0000926282 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 630918200 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 901 EXPLORER BLVD CITY: HUNTSVILLE STATE: AL ZIP: 35806 BUSINESS PHONE: 2569638220 MAIL ADDRESS: STREET 1: 901 EXPLORER BLVD CITY: HUNTSVILLE STATE: AL ZIP: 35806 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2011-02-01 0 0000926282 ADTRAN INC ADTN 0001192271 LOCKE P STEVEN 901 EXPLORER BLVD. HUNTSVILLE AL 35806 0 1 0 0 VP - Service Provider Sales Common Stock 2011-02-01 4 M 0 2500 22.53 A 2500 D Common Stock 2011-02-01 4 S 0 2500 41.6966 D 0 D Common Stock 2011-02-01 4 M 0 1897 23.02 A 1897 D Common Stock 2011-02-01 4 S 0 1897 41.6966 D 0 D Common Stock 2011-02-01 4 M 0 2875 23.46 A 2875 D Common Staock 2011-02-01 4 S 0 2875 41.6966 D 0 D Common Stock 2011-02-01 4 M 0 978 23.02 A 978 D Common Stock 2011-02-01 4 S 0 978 41.6966 D 0 D Common Stock 2011-02-01 4 M 0 2875 15.29 A 2875 D Common Stock 2011-02-01 4 S 0 2875 41.6966 D 0 D Incentive Stock Option (right to buy) 22.53 2011-02-01 4 M 0 2500 0.00 D 2007-11-03 2016-11-03 Common Stock 2500 0 D Incentive Stock Option (right to buy) 23.02 2011-02-01 4 M 0 1897 0.00 D 2008-11-05 2017-11-05 Common Stock 1897 2875 D Non-Qualified Stock Option (Right to Buy) 23.46 2011-02-01 4 M 0 2875 0.00 D 2010-11-07 2019-11-07 Common Stock 2875 3362 D Non-Qualified Stock Option (right to buy) 23.02 2011-02-01 4 M 0 978 0.00 D 2008-11-05 2017-11-05 Common Stock 978 0 D Non-Qualified Stock Option (right to buy) 15.29 2011-02-01 4 M 0 2875 0.00 D 2009-11-06 2018-11-06 Common Stock 2875 664 D The shares were sold in multiple transactions at prices ranging from $41.66 to $41.78. This amount represents the weighted average sale price of such transactions. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request by the Securities and Exchange Commission, the Issuer, or a security holder of the issuer. Gayle Ellis by Power of Attorney 2011-02-03 -----END PRIVACY-ENHANCED MESSAGE-----