0001437749-17-000793.txt : 20170118
0001437749-17-000793.hdr.sgml : 20170118
20170118183931
ACCESSION NUMBER: 0001437749-17-000793
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170113
FILED AS OF DATE: 20170118
DATE AS OF CHANGE: 20170118
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BioCardia, Inc.
CENTRAL INDEX KEY: 0000925741
STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842]
IRS NUMBER: 232753988
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 125 SHOREWAY ROAD
STREET 2: SUITE B
CITY: SAN CARLOS
STATE: CA
ZIP: 94070
BUSINESS PHONE: 650-226-0123
MAIL ADDRESS:
STREET 1: 125 SHOREWAY ROAD
STREET 2: SUITE B
CITY: SAN CARLOS
STATE: CA
ZIP: 94070
FORMER COMPANY:
FORMER CONFORMED NAME: Tiger X Medical, Inc.
DATE OF NAME CHANGE: 20110616
FORMER COMPANY:
FORMER CONFORMED NAME: Cardo Medical, Inc.
DATE OF NAME CHANGE: 20081027
FORMER COMPANY:
FORMER CONFORMED NAME: CLICKNSETTLE COM INC
DATE OF NAME CHANGE: 20000823
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PFENNIGER RICHARD C JR
CENTRAL INDEX KEY: 0001200796
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21419
FILM NUMBER: 17534458
MAIL ADDRESS:
STREET 1: OPKO HEALTH, INC.
STREET 2: 4400 BISCAYNE BLVD.
CITY: MIAMI
STATE: FL
ZIP: 33137
4
1
rdgdoc.xml
FORM 4
X0306
4
2017-01-13
0000925741
BioCardia, Inc.
BCDA
0001200796
PFENNIGER RICHARD C JR
C/O BIOCARDIA, INC.
125 SHOREWAY ROAD, SUITE B
SAN CARLOS
CA
94070
1
Restricted Stock Units
2017-01-13
4
A
0
184000
0
A
2020-01-13
Common Stock
184000
184000
D
Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
The restricted stock units vest and become exercisable as to one-third of the shares on January 13, 2018 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.
/s/ Peter Altman, by power of attorney
2017-01-17