X0306 4 2016-12-21 0000925741 BioCardia, Inc. BCDA 0000898860 FROST PHILLIP MD ET AL 4400 BISCAYNE BLVD. MIAMA FL 33137 1 0001380896 Frost Gamma Investments Trust 4400 BISCAYNE BLVD. MIAMA FL 33137 1 Common Stock 2016-12-21 4 S 0 19230769 0.13 D 130503835 I See footnote These securities are held by Frost Gamma Investments Trust, of which the Reporting Person is the trustee. Frost Gamma Limited Partnership is the sole and exclusive beneficiary of Frost Gamma Investments Trust. The Reporting Person is one of two limited partners of Frost Gamma Limited Partnership. The general partner of Frost Gamma Limited Partnership is Frost Gamma, Inc., and the sole shareholder of Frost Gamma, Inc. is Frost-Nevada Corporation, of which the Reporting Person is the sole shareholder. /s/ Phillip Frost, MD, individually and as trustee 2016-12-22