0001145549-20-031547.txt : 20200529 0001145549-20-031547.hdr.sgml : 20200529 20200528191224 ACCESSION NUMBER: 0001145549-20-031547 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200529 PERIOD START: 20201231 FILER: COMPANY DATA: COMPANY CONFORMED NAME: JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND CENTRAL INDEX KEY: 0000925683 IRS NUMBER: 043241844 STATE OF INCORPORATION: MA FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-08568 FILM NUMBER: 20923276 BUSINESS ADDRESS: STREET 1: C/O JOHN HANCOCK FUNDS STREET 2: 200 BERKELEY STREET CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 617-663-3000 MAIL ADDRESS: STREET 1: C/O JOHN HANCOCK FUNDS STREET 2: 200 BERKELEY STREET CITY: BOSTON STATE: MA ZIP: 02116 FORMER COMPANY: FORMER CONFORMED NAME: JOHN HANCOCK BANK & THRIFT OPPORTUNITY FUND DATE OF NAME CHANGE: 20110214 FORMER COMPANY: FORMER CONFORMED NAME: HANCOCK JOHN BANK & THRIFT OPPORTUNITY FUND DATE OF NAME CHANGE: 19940728 FORMER COMPANY: FORMER CONFORMED NAME: HANCOCK JOHN REGIONAL BANK & THRIFT FUND DATE OF NAME CHANGE: 19940620 NPORT-P 1 primary_doc.xml NPORT-P false 0000925683 XXXXXXXX John Hancock Financial Opportunities Fund 811-08568 0000925683 549300GAIJWXWTEVVK15 200 Berkeley Street Boston 02116 617-663-4497 John Hancock Financial Opportunities Fund 549300GAIJWXWTEVVK15 2020-12-31 2020-03-31 N 473186554.130000000000 125402925.660000000000 347783628.470000000000 0.000000000000 0.000000000000 125000000.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 6754283.560000000000 N Citigroup Inc. 6SHGI4ZSSLCXXQSBB395 CITIGROUP INC COMMON STOCK USD.01 172967424 247747 NS USD 10435103.64 3.0004585569 Long EC CORP US N 1 N N N Park National Corporation 5493001T01TDELV5OO63 PARK NATIONAL CORP COMMON STOCK 700658107 37990 NS USD 2949543.6 0.8480973107 Long EC CORP US N 1 N N N Eurazeo SE N/A EURAZEO SE COMMON STOCK 704239904 25969 NS 1165219.64 0.3350415444 Long EC CORP FR N 2 N N N Peoples Bancorp Inc. N/A PEOPLES BANCORP INC/OH COMMON STOCK 709789101 122945 NS USD 2723231.75 0.7830247105 Long EC CORP US N 1 N N N Pinnacle Financial Partners Inc. 54930098EZ8JMSAZGS24 PINNACLE FINANCIAL PARTNERS IN COMMON STOCK USD1.0 72346Q104 126415 NS USD 4745619.1 1.3645320572 Long EC CORP US N 1 N N N Plymouth Industrial REIT Inc. N/A PLYMOUTH INDUSTRIAL REIT INC REIT USD.01 729640102 179294 NS USD 2000921.04 0.5753350291 Long EC CORP US N 1 N N N Prime Meridian Holding Company N/A PRIME MERIDIAN HOLDING CO COMMON STOCK 74164R107 108010 NS USD 1517540.5 0.4363461577 Long EC CORP US N 2 N N N Provident Financial Holdings Inc. N/A PROVIDENT FINANCIAL HOLDINGS I COMMON STOCK USD.01 743868101 97339 NS USD 1482472.97 0.4262630120 Long EC CORP US N 1 N N N Provident Financial Services Inc. N/A PROVIDENT FINANCIAL SERVICES I COMMON STOCK USD.01 74386T105 62671 NS USD 805949.06 0.2317386427 Long EC CORP US N 1 N N N QCR Holdings Inc. N/A QCR HOLDINGS INC COMMON STOCK USD1.0 74727A104 70803 NS USD 1916637.21 0.5511004697 Long EC CORP US N 1 N N N Red River Bancshares Inc. N/A RED RIVER BANCSHARES INC COMMON STOCK 75686R202 5603 NS USD 208543.66 0.0599636219 Long EC CORP US N 1 N N N SB Financial Group Inc. 54930028E6P8OT8CTV58 SB FINANCIAL GROUP INC COMMON STOCK 78408D105 247702 NS USD 2754446.24 0.7919999720 Long EC CORP US N 1 N N N Shore Bancshares Inc. N/A SHORE BANCSHARES INC COMMON STOCK USD.01 825107105 183579 NS USD 1991832.15 0.5727216542 Long EC CORP US N 1 N N N Simon Property Group Inc. N/A SIMON PROPERTY GROUP INC REIT USD.0001 828806109 39411 NS USD 2162087.46 0.6216760316 Long EC CORP US N 1 N N N Sotherly Hotels Inc. 549300IYTT21F61LSR10 SOTHERLY HOTELS INC PUBLIC 83600C301 60000 NS USD 389400 0.1119661675 Long EC CORP US N 1 N N N South Atlantic Bancshares Inc. N/A SOUTH ATLANTIC BANCSHARES INC COMMON STOCK 83636T104 289568 NS USD 2545302.72 0.7318638693 Long EC CORP US N 1 N N N Southern First Bancshares Inc. N/A SOUTHERN FIRST BANCSHARES INC COMMON STOCK USD.01 842873101 131586 NS USD 3733094.82 1.0733957882 Long EC CORP US N 1 N N N AXA SA F5WCUMTUM4RKZ1MAIE39 AXA SA SR UNSECURED 144A 05/21 7.25 054536AD9 3390000 PA USD 2458733.1 0.7069720650 Long DBT CORP FR N 2 2021-05-15 Fixed 7.250000000000 N N N Y N AXA SA AXA SA USD XXXX N N N Southern Missouri Bancorp Inc. N/A SOUTHERN MISSOURI BANCORP INC COMMON STOCK USD.01 843380106 101900 NS USD 2473113 0.7111067910 Long EC CORP US N 1 N N N Salem Five Cents Savings Bank N/A SALEM FIVE CENTS SVGS BK 00000000 00000.0000000000 794994004 1738.94 PA USD 1738.94 0.0005000063 Long DBT CORP US N 2 2020-12-17 None 0.000000000000 N N N N N N Sunshine Bancorp Inc. N/A SUNSHINE FEDERAL SAVINGS 00000000 00000.0000000000 86799Q9R9 2065.92 PA USD 2065.92 0.0005940245 Long DBT CORP US N 2 2021-05-10 None 0.000000000000 N N N N N N Newton Federal Bank N/A NEWTON SAVINGS BANK SHORT TERM 912BLC004 1973.06 PA USD 1973.06 0.0005673240 Long DBT CORP US N 2 2020-06-01 None 0.000000000000 N N N N N N First Federal Savings and Loan Bank N/A FIRST FEDERAL SAVINGS BANK 00000000 00000.0000000000 912BLD002 3050.84 PA USD 3050.84 0.0008772236 Long DBT CORP US N 2 2021-01-07 None 0.000000000000 N N N N N N Hudson City Savings Bank N/A HUDSON SAVINGS 00000000 00000.0000000000 912BUE000 2223.65 PA USD 2223.65 0.0006393774 Long DBT CORP US N 2 2021-04-23 None 0.000000000000 N N N N N N Home Banking Company N/A HOME BANK 00000000 00000.0000000000 912BUF007 18927.1 PA USD 18927.1 0.0054422056 Long DBT CORP US N 2 2021-11-04 None 0.000000000000 N N N N N N First Bank N/A FIRST BANK SYSTEM INC. SHORT TERM 912DDS004 5076.2 PA USD 5076.2 0.0014595857 Long DBT CORP US N 2 2021-05-04 None 0.000000000000 N N N N N N First Bank Richmond N/A FIRST BANK RICHMOND 00000000 00000.0000000000 916BLH009 21642.21 PA USD 21642.21 0.0062228950 Long DBT CORP US N 2 2022-05-12 None 0.000000000000 N N N N N N Eastern Bank N/A EASTERN BANK 00000000 00000.0000000000 73099E009 1954.16 PA USD 1954.16 0.0005618896 Long DBT CORP US N 2 2021-04-22 None 0.000000000000 N N N N N N First Business Financial Services Inc. N/A FIRST BUSINESS FINANCIAL SERVI COMMON STOCK USD.01 319390100 60700 NS USD 940850 0.2705273978 Long EC CORP US N 1 N N N Regions Financial Corporation CW05CS5KW59QTC0DG824 REGIONS FINANCIAL CORP COMMON STOCK USD.01 7591EP100 703904 NS USD 6314018.88 1.8155020430 Long EC CORP US N 1 N N N First Defiance Financial Corp. N/A FIRST DEFIANCE FINANCIAL CORP COMMON STOCK USD.01 32006W106 456779 NS USD 6732922.46 1.9359515253 Long EC CORP US N 1 N N N First Financial Bancorp. N/A FIRST FINANCIAL BANCORP COMMON STOCK 320209109 403431 NS USD 6015156.21 1.7295685356 Long EC CORP US N 1 N N N First Horizon National Corporation TF3RXI1ZB1TQ30H9JV10 FIRST HORIZON NATIONAL CORP COMMON STOCK USD.625 320517105 251215 NS USD 2024792.9 0.5821990267 Long EC CORP US N 1 N N N First Hawaiian Inc. 5493002DJSH46F5OLV06 FIRST HAWAIIAN INC COMMON STOCK USD.01 32051X108 333930 NS USD 5519862.9 1.5871543247 Long EC CORP US N 1 N N N The First of Long Island Corporation N/A FIRST OF LONG ISLAND CORP/THE COMMON STOCK USD.1 320734106 52561 NS USD 911933.35 0.2622128460 Long EC CORP US N 1 N N N First Merchants Corporation TZTBT0OTGQ2FEK6XMX94 FIRST MERCHANTS CORP COMMON STOCK 320817109 114010 NS USD 3020124.9 0.8683919117 Long EC CORP US N 1 N N N First Mid Bancshares Inc. N/A FIRST MID BANCSHARES INC COMMON STOCK USD4.0 320866106 28496 NS USD 676495.04 0.1945160682 Long EC CORP US N 1 N N N 1st Source Corporation N/A 1ST SOURCE CORP COMMON STOCK 336901103 121706 NS USD 3946925.58 1.1348796369 Long EC CORP US N 1 N N N Flushing Financial Corporation N/A FLUSHING FINANCIAL CORP COMMON STOCK USD.01 343873105 34287 NS USD 458074.32 0.1317124449 Long EC CORP US N 1 N N N OP Bancorp N/A OP BANCORP COMMON STOCK 67109R109 170717 NS USD 1273548.82 0.3661899859 Long EC CORP US N 1 N N N County Bancorp Inc. N/A COUNTY BANCORP INC COMMON STOCK USD.01 221907108 62184 NS USD 1150404 0.3307815279 Long EC CORP US N 1 N N N Cullen/Frost Bankers Inc. N/A CULLEN/FROST BANKERS INC COMMON STOCK USD.01 229899109 163906 NS USD 9144315.74 2.6293117305 Long EC CORP US N 1 N N N Discover Financial Services Z1YLO2USPORE63VVUL20 DISCOVER FINANCIAL SERVICES COMMON STOCK USD.01 254709108 30250 NS USD 1079017.5 0.3102554036 Long EC CORP US N 1 N N N Eagle Bancorp Montana Inc. 549300P2SVRIY3YU1412 EAGLE BANCORP MONTANA INC COMMON STOCK USD.01 26942G100 82912 NS USD 1344003.52 0.3864481850 Long EC CORP US N 1 N N N East West Bancorp Inc. N/A EAST WEST BANCORP INC COMMON STOCK USD.001 27579R104 43408 NS USD 1117321.92 0.3212692687 Long EC CORP US N 1 N N N Equity Bancshares Inc. 549300BPQ2EJNU4WF694 EQUITY BANCSHARES INC COMMON STOCK USD.01 29460X109 130915 NS USD 2258283.75 0.6493358413 Long EC CORP US N 1 N N N American Business Bank 549300OQ7NQEKOCGWF54 AMERICAN BUSINESS BANK COMMON STOCK 02475L105 21548 NS USD 470823.8 0.1353783679 Long EC CORP US N 1 N N N American National Bankshares Inc. N/A AMERICAN NATIONAL BANKSHARES I COMMON STOCK USD1.0 027745108 93258 NS USD 2228866.2 0.6408772632 Long EC CORP US N 1 N N N Evans Bancorp Inc. N/A EVANS BANCORP INC COMMON STOCK USD.5 29911Q208 69760 NS USD 1695865.6 0.4876208830 Long EC CORP US N 1 N N N EVERTEC Inc. N/A EVERTEC INC COMMON STOCK USD.01 30040P103 114659 NS USD 2606199.07 0.7493737073 Long EC CORP PR N 1 N N N American River Bankshares N/A AMERICAN RIVER BANKSHARES COMMON STOCK 029326105 63184 NS USD 544646.08 0.1566048645 Long EC CORP US N 1 N N N American Riviera Bank N/A AMERICAN RIVIERA BANK COMMON STOCK USD.001 02932A106 186611 NS USD 2239332 0.6438865480 Long EC CORP US N 1 N N N Ameris Bancorp PBJHNT51T5V6G5UQFV42 AMERIS BANCORP COMMON STOCK USD1.0 03076K108 306471 NS USD 7281750.96 2.0937589823 Long EC CORP US N 1 N N N FRAMINGHAM COOPERATIVE BANK 20210909 00000.0000000000 N/A FRAMINGHAM COOPERATIVE BANK 00000000 00000.0000000000 3519919V8 4097.38 PA USD 4097.3 0.0011781176 Long DBT CORP US N 2 2021-09-09 None 0.900000000000 N N N N N N Oaktree Specialty Lending Corporation 549300J6MGCEU5928620 OAKTREE SPECIALTY LENDING CORP COMMON STOCK USD.01 67401P108 837762 NS USD 2714348.88 0.7804705736 Long EC CORP US N 1 N N N Old National Bancorp 549300MMK90CL5KMVX16 OLD NATIONAL BANCORP/IN COMMON STOCK 680033107 382808 NS USD 5049237.52 1.4518330096 Long EC CORP US N 1 N N N MOUNT MCKINLEY SAVINGS BANK 00000000 00000.0000000000 N/A MOUNT MCKINLEY SAVINGS BANK 00000000 00000.0000000000 62499M000 1716.97 PA USD 1716.97 0.0004936891 Long DBT CORP US N 2 2020-12-03 None 0.000000000000 N N N N N N BREMER FINL B BREMER FINL B N/A BREMER FINL B BREMER FINL B N/A 41667 NS USD 2723668.46 0.7831502800 Long EC CORP US Y 3 N N N F.N.B. Corporation PCYSKIGYNYFDTBLVZU83 FNB CORP/PA COMMON STOCK USD.01 302520101 621243 NS USD 4578560.91 1.3164969640 Long EC CORP US N 1 N N N Fifth Third Bancorp THRNG6BD57P9QWTQLG42 FIFTH THIRD BANCORP COMMON STOCK 316773100 579289 NS USD 8602441.65 2.4735039104 Long EC CORP US N 1 N N N Old Second Bancorp Inc. 549300XVJC1MPUT81C04 OLD SECOND BANCORP INC COMMON STOCK USD1.0 680277100 305694 NS USD 2112345.54 0.6073734837 Long EC CORP US N 1 N N N Onex Corporation N/A ONEX CORP COMMON STOCK 68272K103 58449 NS 2139350.52 0.6151383633 Long EC CORP CA N 1 N N N The First Bancorp Inc. N/A FIRST BANCORP INC/ME COMMON STOCK USD.01 31866P102 245664 NS USD 5404608 1.5540144957 Long EC CORP US N 1 N N N The First Bancshares Inc. 5493006DL5RXJODMAF36 FIRST BANCSHARES INC/THE COMMON STOCK USD1.0 318916103 210000 NS USD 4004700 1.1514918105 Long EC CORP US N 1 N N N First Community Corporation 549300TC167ECI9SMC70 FIRST COMMUNITY CORP/SC COMMON STOCK USD1.0 319835104 136228 NS USD 2141504.16 0.6157576104 Long EC CORP US N 1 N N N Sotherly Hotels Inc. 549300IYTT21F61LSR10 SOTHERLY HOTELS INC PREFERRED STOCK 8.25 83600C509 70625 NS USD 529687.5 0.1523037477 Long EP CORP US N 1 N N N Zions Bancorporation N.A. N/A ZIONS BANCORP NA COMMON STOCK USD.001 989701107 346871 NS USD 9282267.96 2.6689778357 Long EC CORP US N 1 N N N Assured Guaranty Ltd. N/A ASSURED GUARANTY LTD COMMON STOCK USD.01 G0585R106 34170 NS USD 881244.3 0.2533886669 Long EC CORP BM N 1 N N N The PNC Financial Services Group Inc. CFGNEKW0P8842LEUIA51 PNC FINANCIAL SERVICES GROUP I COMMON STOCK USD5.0 693475105 133474 NS USD 12776131.28 3.6735861709 Long EC CORP US N 1 N N N Pacific Premier Bancorp Inc. 549300Q1KIC3KLI0XG98 PACIFIC PREMIER BANCORP INC COMMON STOCK USD.01 69478X105 285177 NS USD 5372734.68 1.5448497975 Long EC CORP US N 1 N N N Tectonic Financial Inc. N/A TECTONIC FINANCIAL INC PREFERRED STOCK VAR 87217L208 186840 NS USD 1401300 0.4029229341 Long EP CORP US N 2 N N N PacWest Bancorp 549300YI8VMFO7G36V04 PACWEST BANCORP COMMON STOCK 695263103 201725 NS USD 3614912 1.0394140794 Long EC CORP US N 1 N N N Park Hotels and Resorts Inc. 5493005UZ5TQN0H6HS73 PARK HOTELS and RESORTS INC REIT USD.01 700517105 50154 NS USD 396718.14 0.1140703896 Long EC CORP US N 1 N N N Atlantic Union Bankshares Corporation N/A ATLANTIC UNION BANKSHARES CORP COMMON STOCK USD1.33 04911A107 251010 NS USD 5497119 1.5806146552 Long EC CORP US N 1 N N N Stock Yards Bancorp Inc. 549300YERP9H5TDIQW16 STOCK YARDS BANCORP INC COMMON STOCK 861025104 102152 NS USD 2955257.36 0.8497402172 Long EC CORP US N 1 N N N Synovus Financial Corp. 549300EIUS8UN5JTLE54 SYNOVUS FINANCIAL CORP COMMON STOCK USD1.0 87161C501 230856 NS USD 4053831.36 1.1656188009 Long EC CORP US N 1 N N N Invesco Ltd. ECPGFXU8A2SHKVVGJI15 INVESCO LTD COMMON STOCK USD.2 G491BT108 114189 NS USD 1036836.12 0.2981267763 Long EC CORP US N 1 N N N TCF Financial Corporation N/A CHEMICAL FINANCIAL CORP COMMON STOCK USD1.0 872307103 258153 NS USD 5849746.98 1.6820075763 Long EC CORP US N 1 N N N TPG Specialty Lending Inc. 549300TX61566GJWCN05 TPG SPECIALTY LENDING INC COMMON STOCK USD.01 87265K102 168379 NS USD 2343835.68 0.6739350240 Long EC CORP US N 1 N N N Avidbank Holdings Inc. 54930029UJ8M0B84EE44 AVIDBANK HOLDINGS INC COMMON STOCK 05368J103 200000 NS USD 3200000 0.9201123164 Long EC CORP US N 1 N N N BOK Financial Corporation GRI2NT5QHYW751NMR949 BOK FINANCIAL CORP COMMON STOCK USD.00006 05561Q201 39621 NS USD 1686269.76 0.4848617422 Long EC CORP US N 1 N N N Bank of America Corporation 9DJT3UXIJIZJI4WXO774 BANK OF AMERICA CORP COMMON STOCK USD.01 060505104 551669 NS USD 11711932.87 3.3675917758 Long EC CORP US N 1 N N N Bank of Marin Bancorp N/A BANK OF MARIN BANCORP COMMON STOCK 063425102 117462 NS USD 3523860 1.0132334335 Long EC CORP US N 1 N N N TriCo Bancshares N/A TRICO BANCSHARES COMMON STOCK 896095106 198085 NS USD 5906894.7 1.6984395516 Long EC CORP US N 1 N N N Truist Financial Corporation 549300DRQQI75D2JP341 TRUIST FINANCIAL CORP COMMON STOCK USD5.0 89832Q109 355146 NS USD 10952702.64 3.1492864366 Long EC CORP US N 1 N N N Bank of Commerce Holdings HIDHKSSVNILGQQ1P9A04 BANK OF COMMERCE HOLDINGS COMMON STOCK 06424J103 127451 NS USD 1003039.37 0.2884090244 Long EC CORP US N 1 N N N Bar Harbor Bankshares N/A BAR HARBOR BANKSHARES COMMON STOCK USD2.0 066849100 129698 NS USD 2241181.44 0.6444183270 Long EC CORP US N 1 N N N Baycom Corp N/A BAYCOM CORP COMMON STOCK 07272M107 123093 NS USD 1483270.65 0.4264923730 Long EC CORP US N 1 N N N Berkshire Hills Bancorp Inc. 549300AS2OC6UMMBNO37 BERKSHIRE HILLS BANCORP INC COMMON STOCK USD.01 084680107 222387 NS USD 3304670.82 0.9502088510 Long EC CORP US N 1 N N N U.S. Bancorp N1GZ7BBF3NP8GI976H15 US BANCORP COMMON STOCK USD.01 902973304 305283 NS USD 10516999.35 3.0240064480 Long EC CORP US N 1 N N N United Bancorporation of Alabama Inc. N/A UNITED BANCORPORATION ALAB-A 90944R100 150000 NS USD 3285000 0.9445527998 Long EC CORP US N 1 N N N The Blackstone Group Inc. N/A BLACKSTONE GROUP INC/THE COMMON STOCK 09260D107 209677 NS USD 9554980.89 2.7473923750 Long EC CORP US N 1 N N N Bluerock Residential Growth REIT Inc. 549300KWLV0TGICOUU26 BLUEROCK RESIDENTIAL GROWTH RE PUBLIC 09627J508 64465 NS USD 1240951.25 0.3568170404 Long EC CORP US N 1 N N N United Community Banks Inc. 549300GVW0FV66X3U703 UNITED COMMUNITY BANKS INC/GA COMMON STOCK USD1.0 90984P303 86702 NS USD 1587513.62 0.4564658857 Long EC CORP US N 1 N N N Country Bank for Savings N/A COUNTRY BANK FOR SAVINGS 2.96PCT 31AUG10 980CXA000 2056.38 PA USD 2056.38 0.0005912814 Long DBT CORP US N 2 2020-08-27 None 0.000000000000 N N N N N N Bryn Mawr Bank Corporation 4NOIGQXI7NPP6IUQF087 BRYN MAWR BANK CORP COMMON STOCK USD1.0 117665109 80000 NS USD 2270400 0.6528196885 Long EC CORP US N 1 N N N Business First Bancshares Inc. N/A BUSINESS FIRST BANCSHARES INC COMMON STOCK USD1.0 12326C105 54269 NS USD 732631.5 0.2106572708 Long EC CORP US N 1 N N N Cadence Bancorporation 54930022CKKXKBR5CK30 CADENCE BANCORP COMMON STOCK 12739A100 286424 NS USD 1876077.2 0.5394380432 Long EC CORP US N 1 N N N California BanCorp N/A CALIFORNIA BANCORP INC COMMON STOCK 13005U101 76909 NS USD 895989.85 0.2576285301 Long EC CORP US N 1 N N N Cambridge Bancorp 549300Q8HL7EWEE0HW14 CAMBRIDGE BANCORP COMMON STOCK USD1.0 132152109 35778 NS USD 1860456 0.5349463999 Long EC CORP US N 1 N N N Camden National Corporation 549300ZVEDL2L8UW4F28 CAMDEN NATIONAL CORP COMMON STOCK 133034108 54131 NS USD 1702419.95 0.4895054887 Long EC CORP US N 1 N N N Carolina Financial Corporation 549300J88S3H0BJR4L76 CAROLINA FINANCIAL CORP COMMON STOCK 143873107 130198 NS USD 3368222.26 0.9684821206 Long EC CORP US N 1 N N N CenterState Bank Corporation N/A CENTERSTATE BANK CORP COMMON STOCK USD.01 15201P109 102088 NS USD 1758976.24 0.5057674071 Long EC CORP US N 1 N N N Citizens Financial Group Inc. N/A CITIZENS FINANCIAL GROUP INC COMMON STOCK USD.01 174610105 503303 NS USD 9467129.43 2.7221319967 Long EC CORP US N 1 N N N Citizens Community Bancorp Inc N/A CITIZENS COMMUNITY BANCORP INC COMMON STOCK USD.01 174903104 107710 NS USD 694729.5 0.1997591155 Long EC CORP US N 1 N N N Ares Management Corporation N/A ARES MANAGEMENT CORP COMMON STOCK 03990B101 217118 NS USD 6715459.74 1.9309303803 Long EC CORP US N 1 N N N Atlantic Capital Bancshares Inc. 5493005URKIOUNJO6097 ATLANTIC CAPITAL BANCSHARES IN COMMON STOCK 048269203 202690 NS USD 2405930.3 0.6917894067 Long EC CORP US N 1 N N N City Holding Company N/A CITY HOLDING CO COMMON STOCK USD2.5 177835105 33331 NS USD 2217511.43 0.6376123683 Long EC CORP US N 1 N N N Civista Bancshares Inc. 5493001LX61Z2UVYSC48 CIVISTA BANCSHARES INC COMMON STOCK 178867107 127682 NS USD 1910122.72 0.5492273252 Long EC CORP US N 1 N N N WSFS Financial Corporation 549300SU7VQHD6QRG886 WSFS FINANCIAL CORP COMMON STOCK USD.01 929328102 222599 NS USD 5547167.08 1.5950052348 Long EC CORP US N 1 N N N Washington Trust Bancorp Inc. J66MZFCNJPP3PERHZW54 WASHINGTON TRUST BANCORP INC COMMON STOCK USD.0625 940610108 123905 NS USD 4529966.8 1.3025244517 Long EC CORP US N 1 N N N Coastal Financial Corporation N/A COASTAL FINANCIAL CORP/WA COMMON STOCK 19046P209 124053 NS USD 1303797.03 0.3748874079 Long EC CORP US N 1 N N N Columbia Banking System Inc. N/A COLUMBIA BANKING SYSTEM INC COMMON STOCK 197236102 183487 NS USD 4917451.6 1.4139399320 Long EC CORP US N 1 N N N Westbury Bancorp Inc. N/A WESTBURY BANCORP INC COMMON STOCK USD.01 95727P106 88349 NS USD 1899503.5 0.5461739267 Long EC CORP US N 1 N N N Centric Financial Corp N/A CENTRIC FINANCIAL CORP 962ZFJ903 275000 NS USD 1630200 0.4687397182 Long EC CORP US Y 2 N N N Comerica Incorporated I9Q57JVPWHHZ3ZGBW498 COMERICA INC COMMON STOCK USD5.0 200340107 167706 NS USD 4920494.04 1.4148147403 Long EC CORP US N 1 N N N Communities First Financial Corporation N/A COMMUNITIES FIRST FINANCIAL CO COMMON STOCK 20344D104 115523 NS USD 2657029 0.7639890962 Long EC CORP US N 1 N N N The Community Financial Corporation 549300IM1P8BVV642449 COMMUNITY FINANCIAL CORP/THE COMMON STOCK USD.01 20368X101 50699 NS USD 1120447.9 0.3221680977 Long EC CORP US N 1 N N N Oba Federal Savings and Loan Association N/A OBA FEDERAL SAVINGS + LOAN CD 00000000 00000.0000000000 465992006 1354.26 PA USD 1354.26 0.0003893973 Long DBT CORP US N 2 2020-12-17 None 0.000000000000 N N N N N N Machias Savings Bank N/A MACHIAL SAVINGS BANK SHORT TERM 55499Z9Y2 1995.58 PA USD 1995.58 0.0005737993 Long DBT CORP US N 2 2020-05-29 None 0.000000000000 N N N N N N Milford Federal Bank N/A MILFORD FEDERAL SAVINGS + LOAN 00000000 00000.0000000000 56099E004 3973.45 PA USD 3973.45 0.0011425063 Long DBT CORP US N 2 2020-04-24 None 0.000000000000 N N N N N N MIDSTATE FEDERAL SAVINGS+LOAN 00000000 00000.0000000000 N/A MIDSTATE FEDERAL SAVINGS+LOAN 00000000 00000.0000000000 598993004 2029.54 PA USD 2029.54 0.0005835640 Long DBT CORP US N 2 2020-06-01 None 0.000000000000 N N N N N N The Mt. Washington Cooperative Bank N/A MT WASHINGTON 00000000 00000.0000000000 623998002 1925.22 PA USD 1925.22 0.0005535683 Long DBT CORP US N 2 2021-11-01 None 0.000000000000 N N N N N N Newburyport Five Cents Bancorp Inc. N/A NEWBURYPORT FIVE CENT SVGS BK CD 65199C008 2122.24 PA USD 2122.24 0.0006102185 Long DBT CORP US N 2 2020-10-19 None 0.000000000000 N N N N N N Northrim BanCorp Inc. N/A NORTHRIM BANCORP INC COMMON STOCK USD1.0 666762109 97720 NS USD 2638440 0.7586441063 Long EC CORP US N 1 N N N German American Bancorp Inc. 5493002JDOI3GTNVUD76 GERMAN AMERICAN BANCORP INC COMMON STOCK 373865104 113437 NS USD 3113845.65 0.8953399169 Long EC CORP US N 1 N N N Glacier Bancorp Inc. N/A GLACIER BANCORP INC COMMON STOCK USD.01 37637Q105 107075 NS USD 3641085.38 1.0469398448 Long EC CORP US N 1 N N N Golub Capital BDC Inc. N/A GOLUB CAPITAL BDC INC COMMON STOCK USD.001 38173M102 84878 NS USD 1066067.68 0.3065318758 Long EC CORP US N 1 N N N Great Southern Bancorp Inc. 5493000ZL7DLNMN1AB26 GREAT SOUTHERN BANCORP INC COMMON STOCK USD.01 390905107 40257 NS USD 1626382.8 0.4676421392 Long EC CORP US N 1 N N N Great Western Bancorp Inc. 5493004X4OTHDTFBHI90 GREAT WESTERN BANCORP INC COMMON STOCK USD.01 391416104 141778 NS USD 2903613.44 0.8348907776 Long EC CORP US N 1 N N N HBT Financial Inc. N/A HBT FINANCIAL INC COMMON STOCK 404111106 135117 NS USD 1422782.01 0.4090997659 Long EC CORP US N 1 N N N Hancock Whitney Corporation 549300GRNBWY8HIICT41 HANCOCK WHITNEY CORP COMMON STOCK USD3.33 410120109 263808 NS USD 5149532.16 1.4806712388 Long EC CORP US N 1 N N N Heritage Commerce Corp 549300CLIS851ELSR406 HERITAGE COMMERCE CORP COMMON STOCK 426927109 519533 NS USD 3984818.11 1.1457750693 Long EC CORP US N 1 N N N Heritage Financial Corporation N/A HERITAGE FINANCIAL CORP/WA COMMON STOCK 42722X106 161533 NS USD 3230660 0.9289281425 Long EC CORP US N 1 N N N Horizon Bancorp Inc. 549300U2OQ2EIT5MXG39 HORIZON BANCORP INC/IN COMMON STOCK 440407104 404586 NS USD 3989217.96 1.1470401806 Long EC CORP US N 1 N N N Howard Bancorp Inc. N/A HOWARD BANCORP INC COMMON STOCK USD.01 442496105 156530 NS USD 1699915.8 0.4887854576 Long EC CORP US N 1 N N N Huntington Bancshares Incorporated 549300XTVCVV9I7B5T19 HUNTINGTON BANCSHARES INC/OH COMMON STOCK USD.01 446150104 672537 NS USD 5521528.77 1.5876333208 Long EC CORP US N 1 N N N Independent Bank Corp. N/A INDEPENDENT BANK CORP COMMON STOCK USD.01 453836108 135553 NS USD 8725546.61 2.5089009073 Long EC CORP US N 1 N N N Independent Bank Corporation N/A INDEPENDENT BANK CORP/MI COMMON STOCK USD1.0 453838609 125407 NS USD 1613988.09 0.4640782250 Long EC CORP US N 1 N N N Invesco Mortgage Capital Inc. PV3BDP2HFZL2FNXQBL39 INVESCO MORTGAGE CAPITAL INC REIT 46131B407 121425 NS USD 1177822.5 0.3386653090 Long EC CORP US N 1 N N N JPMorgan Chase and Co. 8I5DZWZKVSZI1NUHU748 JPMORGAN CHASE and CO COMMON STOCK USD1.0 46625H100 139331 NS USD 12543969.93 3.6068316341 Long EC CORP US N 1 N N N KKR and Co. Inc. N/A KKR and CO INC COMMON STOCK 48251W104 355776 NS USD 8350062.72 2.4009361098 Long EC CORP US N 1 N N N KeyCorp RKPI3RZGV1V1FJTH5T61 KEYCORP COMMON STOCK USD1.0 493267108 827532 NS USD 8581506.84 2.4674844178 Long EC CORP US N 1 N N N Level One Bancorp Inc. N/A LEVEL ONE BANCORP INC COMMON STOCK 52730D208 68719 NS USD 1236942 0.3556642403 Long EC CORP US N 1 N N N Live Oak Bancshares Inc. N/A LIVE OAK BANCSHARES INC COMMON STOCK NPV 53803X105 92745 NS USD 1156530.15 0.3325430110 Long EC CORP US N 1 N N N MandT Bank Corporation N/A MandT BANK CORP COMMON STOCK USD.5 55261F104 112980 NS USD 11685521.4 3.3599975512 Long EC CORP US N 1 N N N Mackinac Financial Corporation N/A MACKINAC FINANCIAL CORP COMMON STOCK 554571109 72333 NS USD 755879.85 0.2173419874 Long EC CORP US N 1 N N N MetroCity Bankshares Inc. N/A METROCITY BANKSHARES INC COMMON STOCK 59165J105 65263 NS USD 766187.62 0.2203058331 Long EC CORP US N 1 N N N MidWestOne Financial Group Inc. N/A MIDWESTONE FINANCIAL GROUP INC COMMON STOCK USD.01 598511103 38224 NS USD 800410.56 0.2301461295 Long EC CORP US N 1 N N N Nicolet Bankshares Inc. N/A NICOLET BANKSHARES INC COMMON STOCK 65406E102 49538 NS USD 2703784.04 0.7774328113 Long EC CORP US N 1 N N N Renasant Corporation 549300OVE6OZHW2UUH81 RENASANT CORP COMMON STOCK USD5.0 75970E107 185399 NS USD 4049114.16 1.1642624404 Long EC CORP US N 1 N N N FIXED INC CLEARING CORP.REPO N/A FIXED INC CLEARING CORP.REPO 85748R009 5657000 PA USD 5657000 1.6265860543 Long RA CORP US N 2 Repurchase N 0.000000000000000 2020-04-01 5490000 USD 5771938.95 USD UST N N N IRS USD P 1.79 20150826-20220826 N/A IRS USD P 1.79 20150826-20220826 N/A 5000000 PA USD -160049.5 -0.0460198488 N/A DIR CORP US N 2 CME N/A Y 2022-08-26 0.000000000000 USD 0.000000000000 USD 5000000 USD -160049.5 N N N IRS USD P 1.22 20200302-20300302 N/A IRS USD P 1.22 20200302-20300302 N/A 15000000 PA USD -727612.5 -0.2092141321 N/A DIR CORP US N 2 CME N/A Y 2030-03-02 0.000000000000 USD 0.000000000000 USD 15000000 USD -727612.5 N N N IRS USD P 1.14 20200303-20300303 N/A IRS USD P 1.14 20200303-20300303 N/A 25000000 PA USD -1012900 -0.2912443017 N/A DIR CORP US N 2 CME N/A Y 2030-03-03 0.000000000000 USD 0.000000000000 USD 25000000 USD -1012900 N N N IRS USD P 1.08 20200304-20300304 N/A IRS USD P 1.08 20200304-20300304 N/A 25000000 PA USD -876717.5 -0.2520870530 N/A DIR CORP US N 2 CME N/A Y 2030-03-04 0.000000000000 USD 0.000000000000 USD 25000000 USD -876717.5 N N N IRS USD P 1.59 20151204-20201204 N/A IRS USD P 1.59 20151204-20201204 N/A 5000000 PA USD -29875.5 -0.0085902548 N/A DIR CORP US N 2 CME N/A Y 2020-12-04 0.000000000000 USD 0.000000000000 USD 5000000 USD -29875.5 N N N 2020-04-30 John Hancock Financial Opportunities Fund /s/Salvatore Schiavone Salvatore Schiavone Treasurer XXXX GRAPHIC 2 img26100ca51.gif begin 644 img26100ca51.gif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edgar.htm
John Hancock
Financial Opportunities Fund
Quarterly portfolio holdings 3/31/2020

Fund’s investments  
As of 3-31-20 (unaudited)
        Shares Value
Common stocks 129.2% (97.2% of Total investments)   $449,314,251
(Cost $433,260,659)          
Financials 127.1%         442,148,326
Banks 110.7%    
1st Source Corp.       121,706 3,946,926
American Business Bank (A)       21,548 470,824
American National Bankshares, Inc.       93,258 2,228,866
American River Bankshares       63,184 544,646
American Riviera Bank (A)       186,611 2,239,332
Ameris Bancorp       306,471 7,281,751
Atlantic Capital Bancshares, Inc. (A)       202,690 2,405,930
Atlantic Union Bankshares Corp.       251,010 5,497,119
Avidbank Holdings, Inc. (A)       200,000 3,200,000
Bank of America Corp. (B)       551,669 11,711,933
Bank of Commerce Holdings       127,451 1,003,039
Bank of Marin Bancorp       117,462 3,523,860
Bar Harbor Bankshares       129,698 2,241,181
Baycom Corp. (A)       123,093 1,483,271
Berkshire Hills Bancorp, Inc.       222,387 3,304,671
BOK Financial Corp. (B)(C)       39,621 1,686,270
Bremer Financial Corp. (D)(E)       41,667 2,723,668
Bryn Mawr Bank Corp.       80,000 2,270,400
Business First Bancshares, Inc.       54,269 732,632
Cadence BanCorp (B)       286,424 1,876,077
California Bancorp, Inc. (A)       76,909 895,990
Cambridge Bancorp (B)(C)       35,778 1,860,456
Camden National Corp.       54,131 1,702,420
Carolina Financial Corp.       130,198 3,368,222
CenterState Bank Corp. (B)       99,530 1,714,902
Centric Financial Corp. (A)(D)       275,000 1,630,200
Citigroup, Inc. (B)       247,747 10,435,104
Citizens Community Bancorp, Inc.       107,710 694,730
Citizens Financial Group, Inc. (B)       503,303 9,467,129
City Holding Company       33,331 2,217,511
Civista Bancshares, Inc.       127,682 1,910,123
Coastal Financial Corp. (A)       124,053 1,303,797
Columbia Banking System, Inc. (B)(C)       183,487 4,917,452
Comerica, Inc. (B)       167,706 4,920,494
Communities First Financial Corp. (A)       115,523 2,657,029
County Bancorp, Inc.       62,184 1,150,404
Cullen/Frost Bankers, Inc. (B)(C)       163,906 9,144,316
Eagle Bancorp Montana, Inc.       82,912 1,344,004
East West Bancorp, Inc. (B)       43,408 1,117,322
Equity Bancshares, Inc., Class A (A)       130,915 2,258,284
Evans Bancorp, Inc.       69,760 1,695,866
Fifth Third Bancorp (B)       579,289 8,602,442
First Bancorp, Inc.       245,664 5,404,608
First Business Financial Services, Inc.       60,700 940,850
First Community Corp.       135,762 2,134,179
First Financial Bancorp (B)(C)       403,431 6,015,156
First Hawaiian, Inc.       333,930 5,519,863
First Horizon National Corp. (B)(C)       251,215 2,024,793
First Merchants Corp.       114,010 3,020,125
First Mid Bancshares, Inc.       28,496 676,495
2 JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND |QUARTERLY REPORT SEE NOTES TO FUND'S INVESTMENTS

        Shares Value
Financials (continued)          
Banks (continued)    
Flushing Financial Corp.       34,287 $458,074
FNB Corp.       621,243 4,578,561
German American Bancorp, Inc.       110,169 3,024,139
Glacier Bancorp, Inc.       107,075 3,641,085
Great Southern Bancorp, Inc.       40,257 1,626,383
Great Western Bancorp, Inc.       141,778 2,903,613
Hancock Whitney Corp.       263,808 5,149,532
HBT Financial, Inc.       135,117 1,422,782
Heritage Commerce Corp.       519,533 3,984,818
Heritage Financial Corp.       161,533 3,230,660
Horizon Bancorp, Inc.       404,586 3,989,218
Howard Bancorp, Inc. (A)       156,530 1,699,916
Huntington Bancshares, Inc. (B)       672,537 5,521,529
Independent Bank Corp. (Massachusetts) (B)(C)       135,553 8,725,547
Independent Bank Corp. (Michigan)       125,407 1,613,988
JPMorgan Chase & Co. (B)(C)       139,331 12,543,970
KeyCorp (B)       827,532 8,581,507
Level One Bancorp, Inc.       68,719 1,236,942
Live Oak Bancshares, Inc.       92,745 1,156,530
M&T Bank Corp. (B)       112,980 11,685,521
Mackinac Financial Corp.       72,333 755,880
Metrocity Bankshares, Inc. (B)(C)       65,263 766,188
MidWestOne Financial Group, Inc.       38,224 800,411
Nicolet Bankshares, Inc. (A)       49,538 2,703,784
Northrim BanCorp, Inc.       97,720 2,638,440
Old National Bancorp (B)(C)       382,808 5,049,238
Old Second Bancorp, Inc.       305,694 2,112,346
Pacific Premier Bancorp, Inc.       285,177 5,372,735
PacWest Bancorp (B)(C)       201,725 3,614,912
Park National Corp. (B)(C)       37,990 2,949,544
Peoples Bancorp, Inc.       122,945 2,723,232
Pinnacle Financial Partners, Inc. (B)(C)       126,415 4,745,619
Prime Meridian Holding Company       108,010 1,517,541
QCR Holdings, Inc.       70,803 1,916,637
Red River Bancshares, Inc.       5,603 208,544
Regions Financial Corp. (B)       703,904 6,314,019
Renasant Corp.       185,399 4,049,114
SB Financial Group, Inc.       247,702 2,754,446
Shore Bancshares, Inc.       183,579 1,991,832
South Atlantic Bancshares, Inc. (A)       289,568 2,545,303
Southern First Bancshares, Inc. (A)       131,586 3,733,095
Stock Yards Bancorp, Inc.       102,152 2,955,257
Synovus Financial Corp. (B)       230,856 4,053,831
TCF Financial Corp. (B)       258,153 5,849,747
The Community Financial Corp.       50,699 1,120,448
The First Bancshares, Inc.       210,000 4,004,700
The First of Long Island Corp.       52,561 911,933
The PNC Financial Services Group, Inc. (B)(C)       133,474 12,776,131
TriCo Bancshares       198,085 5,906,895
Truist Financial Corp. (B)       355,146 10,952,703
U.S. Bancorp (B)       305,283 10,516,999
United Bancorporation of Alabama, Inc., Class A       150,000 3,285,000
United Community Banks, Inc. (B)       86,702 1,587,514
SEE NOTES TO FUND'S INVESTMENTS QUARTERLY REPORT |JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND 3

        Shares Value
Financials (continued)          
Banks (continued)    
Washington Trust Bancorp, Inc.       123,905 $4,529,967
Zions Bancorp NA (B)(C)       346,871 9,282,268
Capital markets 9.1%    
Ares Management Corp., Class A       217,118 6,715,460
Golub Capital BDC, Inc. (B)       84,878 1,066,068
Invesco, Ltd. (B)       114,189 1,036,829
KKR & Company, Inc., Class A (B)       355,776 8,350,063
Oaktree Specialty Lending Corp.       837,762 2,714,349
The Blackstone Group, Inc., Class A (B)       209,677 9,554,981
TPG Specialty Lending, Inc. (B)(C)       168,379 2,343,836
Consumer finance 0.3%    
Discover Financial Services (B)       30,250 1,079,018
Diversified financial services 0.9%    
Eurazeo SE (B)       25,969 1,165,220
Onex Corp. (B)       58,449 2,139,351
Insurance 0.3%    
Assured Guaranty, Ltd. (B)       34,170 881,244
Thrifts and mortgage finance 5.8%    
First Defiance Financial Corp.       456,779 6,732,922
OP Bancorp       170,717 1,273,549
Provident Financial Holdings, Inc.       97,339 1,482,473
Provident Financial Services, Inc. (B)       62,671 805,949
Southern Missouri Bancorp, Inc.       101,900 2,473,113
Westbury Bancorp, Inc. (A)       88,349 1,899,504
WSFS Financial Corp.       222,599 5,547,167
Information technology 0.8%         2,606,199
IT services 0.8%    
EVERTEC, Inc.       114,659 2,606,199
Real estate 1.3%         4,559,726
Equity real estate investment trusts 1.3%    
Park Hotels & Resorts, Inc. (B)       50,154 396,718
Plymouth Industrial REIT, Inc.       179,294 2,000,921
Simon Property Group, Inc. (B)       39,411 2,162,087
Preferred securities 1.4% (1.0% of Total investments)   $4,739,162
(Cost $9,760,275)          
Financials 0.8%         2,579,123
Banks 0.4%  
Tectonic Financial, Inc. (9.000% to 5-15-24, then 3 month LIBOR + 6.720%)   186,840 1,401,300
Mortgage real estate investment trusts 0.4%  
Invesco Mortgage Capital, Inc. (7.750% to 12-27-24, then 3 month LIBOR + 5.180%)   121,425 1,177,823
Real estate 0.6%         2,160,039
Equity real estate investment trusts 0.6%  
Bluerock Residential Growth REIT, Inc., 8.250%   64,465 1,240,951
Sotherly Hotels, Inc., 8.000%   60,000 389,400
Sotherly Hotels, Inc., 8.250%   70,625 529,688
    
4 JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND |QUARTERLY REPORT SEE NOTES TO FUND'S INVESTMENTS

  Rate (%) Maturity date   Par value^ Value
Convertible bonds 0.7% (0.5% of Total investments)   $2,458,733
(Cost $3,390,000)          
Financials 0.7%       2,458,733
Insurance 0.7%      
AXA SA (B)(F) 7.250 05-15-21   3,390,000 2,458,733
Certificate of deposit 0.0% (0.0% of Total investments) $79,922
(Cost $79,922)          
Country Bank for Savings 1.140 08-27-20   2,056 2,056
Eastern Savings Bank FSB 0.200 04-22-21   1,954 1,954
First Bank Richmond NA 1.250 05-12-22   21,642 21,642
First Federal of Northern Michigan 0.100 01-07-21   3,051 3,051
First National Bank 0.400 12-17-20   1,354 1,354
Home National Bank 1.739 11-04-21   18,927 18,927
Hudson United Bank 0.800 04-23-21   2,224 2,224
Machias Savings Bank 0.500 05-29-20   1,996 1,996
Milford Federal Bank 0.300 04-24-20   2,050 2,050
Mount Washington Co-operative Bank 0.650 11-01-21   1,925 1,925
Mt. McKinley Bank 0.500 12-03-20   1,717 1,717
MutualOne Bank 2.020 09-09-21   4,097 4,097
Newburyport Five Cents Savings Bank 0.700 10-19-20   2,122 2,122
Newtown Savings Bank 0.450 06-01-20   1,973 1,973
Rosedale Federal Savings & Loan Association 0.500 06-01-20   2,030 2,030
Salem Five Bancorp 0.250 12-17-20   1,739 1,739
Sunshine Federal Savings and Loan Association 0.500 05-10-21   2,066 2,066
The Milford Bank 0.250 06-10-21   1,923 1,923
U.S. Bancorp 0.600 05-04-21   5,076 5,076
    
        Par value^ Value
Short-term investments 1.6% (1.3% of Total investments) $5,657,000
(Cost $5,657,000)          
Repurchase agreement 1.6%         5,657,000
Repurchase Agreement with State Street Corp. dated 3-31-20 at 0.000% to be repurchased at $5,657,000 on 4-1-20, collateralized by $5,490,000 U.S. Treasury Notes, 2.250% due 4-15-22 (valued at $5,771,939)       5,657,000 5,657,000
    
Total investments (Cost $452,147,856) 132.9%     $462,249,068
Other assets and liabilities, net (32.9%)     (114,465,238)
Total net assets 100.0%     $347,783,830
    
The percentage shown for each investment category is the total value of the category as a percentage of the net assets of the fund unless otherwise indicated.
^All par values are denominated in U.S. dollars unless otherwise indicated.
Security Abbreviations and Legend
LIBOR London Interbank Offered Rate
(A) Non-income producing security.
(B) All or a portion of this security is pledged as collateral pursuant to the Liquidity Agreement. Total collateral value at 3-31-20 was $177,169,831. A portion of the securities pledged as collateral were loaned pursuant to the Liquidity Agreement. The value of securities on loan amounted to $61,001,306.
(C) All or a portion of this security is on loan as of 3-31-20, and is a component of the fund's leverage under the Liquidity Agreement.
(D) Restricted security as to resale, excluding 144A securities. For more information on this security refer to the Notes to fund's investments.
(E) Security is valued using significant unobservable inputs and is classified as Level 3 in the fair value hierarchy.
(F) These securities are exempt from registration under Rule 144A of the Securities Act of 1933. Such securities may be resold, normally to qualified institutional buyers, in transactions exempt from registration.
SEE NOTES TO FUND'S INVESTMENTS QUARTERLY REPORT |JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND 5

DERIVATIVES
SWAPS
Interest rate swaps
Counterparty (OTC)/
Centrally cleared
Notional
amount
Currency Payments
made
Payments
received
Fixed
payment
frequency
Floating
payment
frequency
Maturity
date
Unamortized
upfront
payment
paid
(received)
Unrealized
appreciation
(depreciation)
Value
Centrally cleared 5,000,000 USD Fixed 1.594% 3 month LIBOR(a) Semi-Annual Quarterly Dec 2020 $(50,681) $(50,681)
Centrally cleared 5,000,000 USD Fixed 1.790% 3 month LIBOR(a) Semi-Annual Quarterly Aug 2022 (160,724) (160,724)
Centrally cleared 15,000,000 USD Fixed 1.220% 3 month LIBOR(a) Semi-Annual Quarterly Mar 2030 (724,073) (724,073)
Centrally cleared 25,000,000 USD Fixed 1.136% 3 month LIBOR(a) Semi-Annual Quarterly Mar 2030 (1,005,539) (1,005,539)
Centrally cleared 25,000,000 USD Fixed 1.077% 3 month LIBOR(a) Semi-Annual Quarterly Mar 2030 (872,529) (872,529)
                $(2,813,546) $(2,813,546)
    
(a) At 3-31-20, the 3 month LIBOR was 1.451%.
    
Derivatives Currency Abbreviations
USD U.S. Dollar
    
Derivatives Abbreviations
LIBOR London Interbank Offered Rate
OTC Over-the-counter
6 JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND |QUARTERLY REPORT SEE NOTES TO FUND'S INVESTMENTS

Notes to Fund's investments (unaudited)  
Security valuation. Investments are stated at value as of the scheduled close of regular trading on the New York Stock Exchange (NYSE), normally at 4:00 P.M., Eastern Time. In case of emergency or other disruption resulting in the NYSE not opening for trading or the NYSE closing at a time other than the regularly scheduled close, the net asset value (NAV) may be determined as of the regularly scheduled close of the NYSE pursuant to the fund's Valuation Policies and Procedures.
In order to value the securities, the fund uses the following valuation techniques: Equity securities, including exchange-traded or closed-end funds, are typically valued at the last sale price or official closing price on the exchange or principal market where the security trades. In the event there were no sales during the day or closing prices are not available, the securities are valued using the last available bid price. Debt obligations are typically valued based on the evaluated prices provided by an independent pricing vendor. Independent pricing vendors utilize matrix pricing, which takes into account factors such as institutional-size trading in similar groups of securities, yield, quality, coupon rate, maturity, type of issue, trading characteristics and other market data, as well as broker supplied prices. Swaps are generally valued using evaluated prices obtained from an independent pricing vendor. Foreign securities and currencies are valued in U.S. dollars based on foreign currency exchange rates supplied by an independent pricing vendor.
In certain instances, the Pricing Committee may determine to value equity securities using prices obtained from another exchange or market if trading on the exchange or market on which prices are typically obtained did not open for trading as scheduled, or if trading closed earlier than scheduled, and trading occurred as normal on another exchange or market.
Other portfolio securities and assets, for which reliable market quotations are not readily available, are valued at fair value as determined in good faith by the fund's Pricing Committee following procedures established by the Board of Trustees. The frequency with which these fair valuation procedures are used cannot be predicted and fair value of securities may differ significantly from the value that would have been used had a ready market for such securities existed. Trading in foreign securities may be completed before the scheduled daily close of trading on the NYSE. Significant events at the issuer or market level may affect the values of securities between the time when the valuation of the securities is generally determined and the close of the NYSE. If a significant event occurs, these securities may be fair valued, as determined in good faith by the fund's Pricing Committee, following procedures established by the Board of Trustees. The fund uses fair value adjustment factors provided by an independent pricing vendor to value certain foreign securities in order to adjust for events that may occur between the close of foreign exchanges or markets and the close of the NYSE.
The fund uses a three-tier hierarchy to prioritize the pricing assumptions, referred to as inputs, used in valuation techniques to measure fair value. Level 1 includes securities valued using quoted prices in active markets for identical securities, including registered investment companies. Level 2 includes securities valued using other significant observable inputs. Observable inputs may include quoted prices for similar securities, interest rates, prepayment speeds and credit risk. Prices for securities valued using these inputs are received from independent pricing vendors and brokers and are based on an evaluation of the inputs described. Level 3 includes securities valued using significant unobservable inputs when market prices are not readily available or reliable, including the fund's own assumptions in determining the fair value of investments. Factors used in determining value may include market or issuer specific events or trends, changes in interest rates and credit quality. The inputs or methodology used for valuing securities are not necessarily an indication of the risks associated with investing in those securities. Changes in valuation techniques and related inputs may result in transfers into or out of an assigned level within the disclosure hierarchy.
The following is a summary of the values by input classification of the fund's investments as of March 31, 2020, by major security category or type:
  Total
value at
3-31-20
Level 1
quoted
price
Level 2
significant
observable
inputs
Level 3
significant
unobservable
inputs
         
Investments in securities:    
Assets        
Common stocks        
Financials        
Banks $384,887,230 $379,015,821 $3,147,741 $2,723,668
Capital markets 31,781,586 31,781,586
Consumer finance 1,079,018 1,079,018
Diversified financial services 3,304,571 2,139,351 1,165,220
Insurance 881,244 881,244
Thrifts and mortgage finance 20,214,677 20,214,677
Information technology        
IT services 2,606,199 2,606,199
Real estate        
Equity real estate investment trusts 4,559,726 4,559,726
Preferred securities        
Financials        
Banks 1,401,300 1,401,300
Mortgage real estate investment trusts 1,177,823 1,177,823
Real estate        
  | 7

  Total
value at
3-31-20
Level 1
quoted
price
Level 2
significant
observable
inputs
Level 3
significant
unobservable
inputs
 (continued)        
Equity real estate investment trusts $2,160,039 $2,160,039
Convertible bonds 2,458,733 $2,458,733
Certificate of deposit 79,922 79,922
Short-term investments 5,657,000 5,657,000
Total investments in securities $462,249,068 $445,615,484 $13,909,916 $2,723,668
Derivatives:        
Liabilities        
Swap contracts $(2,813,546) $(2,813,546)
Restricted securities. The fund may hold restricted securities which are restricted as to resale and the fund has limited rights to registration under the Securities Act of 1933. Disposal may involve time-consuming negotiations and expenses, and prompt sale at an acceptable price may be difficult to achieve. The following table summarizes the restricted securities held at March 31, 2020:
Issuer,
Description
Original
acquisition date
Acquisition
cost
Beginning
share
amount
Shares
purchased
Shares
sold
Ending
share
amount
Value as a
percentage of
net assets
Ending
value
Bremer Financial Corp. 10-25-19 $5,000,040 41,667 41,667 0.8% $2,723,668
Centric Financial Corp. 5-22-18 2,543,750 275,000 275,000 0.5% 1,630,200
                $4,353,868
For additional information on the fund's significant accounting policies and risks, please refer to the fund's most recent semiannual or annual shareholder report and prospectus.
8 |