0001145549-20-006989.txt : 20200221
0001145549-20-006989.hdr.sgml : 20200221
20200221124648
ACCESSION NUMBER: 0001145549-20-006989
CONFORMED SUBMISSION TYPE: NPORT-P
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191231
FILED AS OF DATE: 20200221
PERIOD START: 20191231
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND
CENTRAL INDEX KEY: 0000925683
IRS NUMBER: 043241844
STATE OF INCORPORATION: MA
FILING VALUES:
FORM TYPE: NPORT-P
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-08568
FILM NUMBER: 20638387
BUSINESS ADDRESS:
STREET 1: C/O JOHN HANCOCK FUNDS
STREET 2: 200 BERKELEY STREET
CITY: BOSTON
STATE: MA
ZIP: 02116
BUSINESS PHONE: 617-663-3000
MAIL ADDRESS:
STREET 1: C/O JOHN HANCOCK FUNDS
STREET 2: 200 BERKELEY STREET
CITY: BOSTON
STATE: MA
ZIP: 02116
FORMER COMPANY:
FORMER CONFORMED NAME: JOHN HANCOCK BANK & THRIFT OPPORTUNITY FUND
DATE OF NAME CHANGE: 20110214
FORMER COMPANY:
FORMER CONFORMED NAME: HANCOCK JOHN BANK & THRIFT OPPORTUNITY FUND
DATE OF NAME CHANGE: 19940728
FORMER COMPANY:
FORMER CONFORMED NAME: HANCOCK JOHN REGIONAL BANK & THRIFT FUND
DATE OF NAME CHANGE: 19940620
NPORT-P
1
primary_doc.xml
NPORT-P
false
0000925683
XXXXXXXX
John Hancock Financial Opportunities Fund
811-08568
0000925683
549300GAIJWXWTEVVK15
200 Berkeley Street
Boston
02116
617-663-4497
John Hancock Financial Opportunities Fund
549300GAIJWXWTEVVK15
2019-12-31
2019-12-31
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0.000000000000
82789.380000000000
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American Business Bank
549300OQ7NQEKOCGWF54
AMERICAN BUSINESS BANK COMMON STOCK
02475L105
21548
NS
USD
768186.2
0.1129594480
Long
EC
CORP
US
N
1
N
N
N
American River Bankshares
N/A
AMERICAN RIVER BANKSHARES COMMON STOCK
029326105
51829
NS
USD
770697.23
0.1133286873
Long
EC
CORP
US
N
1
N
N
N
Bank of Commerce Holdings
HIDHKSSVNILGQQ1P9A04
BANK OF COMMERCE HOLDINGS COMMON STOCK
06424J103
79361
NS
USD
918206.77
0.1350195172
Long
EC
CORP
US
N
1
N
N
N
Bar Harbor Bankshares
N/A
BAR HARBOR BANKSHARES COMMON STOCK USD2.0
066849100
129698
NS
USD
3293032.22
0.4842303881
Long
EC
CORP
US
N
1
N
N
N
Baycom Corp
N/A
BAYCOM CORP COMMON STOCK
07272M107
79604
NS
USD
1810194.96
0.2661836719
Long
EC
CORP
US
N
1
N
N
N
Bluerock Residential Growth REIT Inc.
549300KWLV0TGICOUU26
BLUEROCK RESIDENTIAL GROWTH RE PUBLIC
09627J508
84140
NS
USD
2185957.2
0.3214383682
Long
EC
CORP
US
N
1
N
N
N
Bryn Mawr Bank Corporation
4NOIGQXI7NPP6IUQF087
BRYN MAWR BANK CORP COMMON STOCK USD1.0
117665109
80000
NS
USD
3299200
0.4851373414
Long
EC
CORP
US
N
1
N
N
N
Business First Bancshares Inc.
N/A
BUSINESS FIRST BANCSHARES INC COMMON STOCK USD1.0
12326C105
54269
NS
USD
1352926.17
0.1989436849
Long
EC
CORP
US
N
1
N
N
N
California BanCorp
N/A
CALIFORNIA BANCORP INC COMMON STOCK
13005U101
31598
NS
USD
631960
0.0929277990
Long
EC
CORP
US
N
1
N
N
N
Cambridge Bancorp
549300Q8HL7EWEE0HW14
CAMBRIDGE BANCORP COMMON STOCK USD1.0
132152109
26971
NS
USD
2161725.65
0.3178751924
Long
EC
CORP
US
N
1
N
N
N
Camden National Corporation
549300ZVEDL2L8UW4F28
CAMDEN NATIONAL CORP COMMON STOCK
133034108
55164
NS
USD
2540853.84
0.3736248415
Long
EC
CORP
US
N
1
N
N
N
Carolina Financial Corporation
549300J88S3H0BJR4L76
CAROLINA FINANCIAL CORP COMMON STOCK
143873107
70982
NS
USD
3068551.86
0.4512212329
Long
EC
CORP
US
N
1
N
N
N
CenterState Bank Corporation
N/A
CENTERSTATE BANK CORP COMMON STOCK USD.01
15201P109
117392
NS
USD
2932452.16
0.4312081853
Long
EC
CORP
US
N
1
N
N
N
Citizens Community Bancorp Inc
N/A
CITIZENS COMMUNITY BANCORP INC COMMON STOCK USD.01
174903104
107710
NS
USD
1316216.2
0.1935455953
Long
EC
CORP
US
N
1
N
N
N
City Holding Company
N/A
CITY HOLDING CO COMMON STOCK USD2.5
177835105
39363
NS
USD
3225797.85
0.4743437782
Long
EC
CORP
US
N
1
N
N
N
Civista Bancshares Inc.
5493001LX61Z2UVYSC48
CIVISTA BANCSHARES INC COMMON STOCK
178867107
127682
NS
USD
3064368
0.4506060089
Long
EC
CORP
US
N
1
N
N
N
Coastal Financial Corporation
N/A
COASTAL FINANCIAL CORP/WA COMMON STOCK
19046P209
124054
NS
USD
2043169.38
0.3004418529
Long
EC
CORP
US
N
1
N
N
N
The Community Financial Corporation
549300IM1P8BVV642449
COMMUNITY FINANCIAL CORP/THE COMMON STOCK USD.01
20368X101
50699
NS
USD
1803363.43
0.2651791162
Long
EC
CORP
US
N
1
N
N
N
County Bancorp Inc.
N/A
COUNTY BANCORP INC COMMON STOCK USD.01
221907108
62184
NS
USD
1593775.92
0.2343599093
Long
EC
CORP
US
N
1
N
N
N
Eagle Bancorp Montana Inc.
549300P2SVRIY3YU1412
EAGLE BANCORP MONTANA INC COMMON STOCK USD.01
26942G100
82912
NS
USD
1773487.68
0.2607859779
Long
EC
CORP
US
N
1
N
N
N
East West Bancorp Inc.
N/A
EAST WEST BANCORP INC COMMON STOCK USD.001
27579R104
43408
NS
USD
2113969.6
0.3108528103
Long
EC
CORP
US
N
1
N
N
N
Evans Bancorp Inc.
N/A
EVANS BANCORP INC COMMON STOCK USD.5
29911Q208
69760
NS
USD
2797376
0.4113456461
Long
EC
CORP
US
N
1
N
N
N
Farmer Mac Discount Notes
N/A
FEDERAL AGRICULTURAL MORTGAGE DISCOUNT NOT 01/20 0.00000
31315KRG7
158000
PA
USD
158000
0.0232334202
Long
DBT
USGSE
US
N
2
2020-01-02
None
0.000000000000
N
N
N
N
N
N
Federal Home Loan Bank Discount Notes
N/A
FEDERAL HOME LOAN BANK DISCOUN DISCOUNT NOT 01/20 0.00000
313384RG6
447000
PA
USD
447000
0.0657299926
Long
DBT
USGSE
US
N
2
2020-01-02
None
0.000000000000
N
N
N
N
N
N
Freddie Mac Discount Notes
S6XOOCT0IEG5ABCC6L87
FREDDIE MAC DISCOUNT NOTES DISCOUNT NOT 01/20 0.00000
313396RG0
573000
PA
USD
573000
0.0842579100
Long
DBT
USGSE
US
N
2
2020-01-02
None
0.000000000000
N
N
N
N
N
N
First Business Financial Services Inc.
N/A
FIRST BUSINESS FINANCIAL SERVI COMMON STOCK USD.01
319390100
60700
NS
USD
1598231
0.2350150153
Long
EC
CORP
US
N
1
N
N
N
First Community Corporation
549300TC167ECI9SMC70
FIRST COMMUNITY CORP/SC COMMON STOCK USD1.0
319835104
136228
NS
USD
2943887.08
0.4328896555
Long
EC
CORP
US
N
1
N
N
N
The First of Long Island Corporation
N/A
FIRST OF LONG ISLAND CORP/THE COMMON STOCK USD.1
320734106
57322
NS
USD
1437635.76
0.2113999729
Long
EC
CORP
US
N
1
N
N
N
First Mid Bancshares Inc.
N/A
FIRST MID BANCSHARES INC COMMON STOCK USD4.0
320866106
28496
NS
USD
1004484
0.1477063219
Long
EC
CORP
US
N
1
N
N
N
Flushing Financial Corporation
N/A
FLUSHING FINANCIAL CORP COMMON STOCK USD.01
343873105
66979
NS
USD
1447081.3
0.2127889109
Long
EC
CORP
US
N
1
N
N
N
FRAMINGHAM COOPERATIVE BANK 20210909 00000.0000000000
N/A
FRAMINGHAM COOPERATIVE BANK 00000000 00000.0000000000
3519919V8
4097.38
PA
USD
4097.3
0.0006024955
Long
DBT
CORP
US
N
2
2021-09-09
None
0
N
N
N
N
N
N
Golub Capital BDC Inc.
N/A
GOLUB CAPITAL BDC INC COMMON STOCK USD.001
38173M102
84878
NS
USD
1566423.49
0.2303378175
Long
EC
CORP
US
N
1
N
N
N
Great Southern Bancorp Inc.
5493000ZL7DLNMN1AB26
GREAT SOUTHERN BANCORP INC COMMON STOCK USD.01
390905107
40257
NS
USD
2549073.24
0.3748334793
Long
EC
CORP
US
N
1
N
N
N
HBT Financial Inc.
N/A
HBT FINANCIAL INC COMMON STOCK
404111106
135117
NS
USD
2565871.83
0.3773036609
Long
EC
CORP
US
N
1
N
N
N
Howard Bancorp Inc.
N/A
HOWARD BANCORP INC COMMON STOCK USD.01
442496105
156530
NS
USD
2642226.4
0.3885313686
Long
EC
CORP
US
N
1
N
N
N
Independent Bank Corporation
N/A
INDEPENDENT BANK CORP/MI COMMON STOCK USD1.0
453838609
125407
NS
USD
2840468.55
0.4176822747
Long
EC
CORP
US
N
1
N
N
N
Oba Federal Savings and Loan Association
N/A
OBA FEDERAL SAVINGS + LOAN CD 00000000 00000.0000000000
465992006
1354.26
PA
USD
1354.26
0.0001991398
Long
DBT
CORP
US
N
2
2020-12-17
None
0.000000000000
N
N
N
N
N
N
Level One Bancorp Inc.
N/A
LEVEL ONE BANCORP INC COMMON STOCK
52730D208
68719
NS
USD
1728970.04
0.2542397941
Long
EC
CORP
US
N
1
N
N
N
Live Oak Bancshares Inc.
N/A
LIVE OAK BANCSHARES INC COMMON STOCK NPV
53803X105
21090
NS
USD
400920.9
0.0589542009
Long
EC
CORP
US
N
1
N
N
N
Mackinac Financial Corporation
N/A
MACKINAC FINANCIAL CORP COMMON STOCK
554571109
72333
NS
USD
1262934.18
0.1857106361
Long
EC
CORP
US
N
1
N
N
N
Machias Savings Bank
N/A
MACHIAL SAVINGS BANK SHORT TERM
55499Z9Y2
1995.58
PA
USD
1995.58
0.0002934440
Long
DBT
CORP
US
N
2
2020-05-29
None
0.000000000000
N
N
N
N
N
N
Milford Federal Bank
N/A
MILFORD FEDERAL SAVINGS + LOAN 00000000 00000.0000000000
56099E004
3973.45
PA
USD
3973.45
0.0005842838
Long
DBT
CORP
US
N
2
2020-10-24
None
0.000000000000
N
N
N
N
N
N
MetroCity Bankshares Inc.
N/A
METROCITY BANKSHARES INC COMMON STOCK
59165J105
61757
NS
USD
1081365.07
0.1590114498
Long
EC
CORP
US
N
1
N
N
N
MidWestOne Financial Group Inc.
N/A
MIDWESTONE FINANCIAL GROUP INC COMMON STOCK USD.01
598511103
38224
NS
USD
1384855.52
0.2036387989
Long
EC
CORP
US
N
1
N
N
N
MIDSTATE FEDERAL SAVINGS+LOAN 00000000 00000.0000000000
N/A
MIDSTATE FEDERAL SAVINGS+LOAN 00000000 00000.0000000000
598993004
2029.54
PA
USD
2029.54
0.0002984377
Long
DBT
CORP
US
N
2
2020-06-01
None
0.000000000000
N
N
N
N
N
N
The Mt. Washington Cooperative Bank
N/A
MT WASHINGTON 00000000 00000.0000000000
623998002
1925.22
PA
USD
1925.22
0.0002830978
Long
DBT
CORP
US
N
2
2021-11-01
None
0.000000000000
N
N
N
N
N
N
MOUNT MCKINLEY SAVINGS BANK 00000000 00000.0000000000
N/A
MOUNT MCKINLEY SAVINGS BANK 00000000 00000.0000000000
62499M000
1716.97
PA
USD
1716.97
0.0002524752
Long
DBT
CORP
US
N
2
2020-12-03
None
0.000000000000
N
N
N
N
N
N
Newburyport Five Cents Bancorp Inc.
N/A
NEWBURYPORT FIVE CENT SVGS BK CD
65199C008
2122.24
PA
USD
2122.24
0.0003120689
Long
DBT
CORP
US
N
2
2020-10-19
None
0.000000000000
N
N
N
N
N
N
OP Bancorp
N/A
OP BANCORP COMMON STOCK
67109R109
135370
NS
USD
1403786.9
0.2064226008
Long
EC
CORP
US
N
1
N
N
N
Park Hotels and Resorts Inc.
5493005UZ5TQN0H6HS73
PARK HOTELS and RESORTS INC REIT USD.01
700517105
50154
NS
USD
1297483.98
0.1907910792
Long
EC
CORP
US
N
1
N
N
N
Eurazeo SE
N/A
EURAZEO SE COMMON STOCK
704239904
25969
NS
1782540.19
0.2621171220
Long
EC
CORP
FR
N
2
N
N
N
Plymouth Industrial REIT Inc.
N/A
PLYMOUTH INDUSTRIAL REIT INC REIT USD.01
729640102
179294
NS
USD
3297216.66
0.4848456973
Long
EC
CORP
US
N
1
N
N
N
Eastern Bank
N/A
EASTERN BANK 00000000 00000.0000000000
73099E009
1954.16
PA
USD
1954.16
0.0002873533
Long
DBT
CORP
US
N
2
2021-04-22
None
0.000000000000
N
N
N
N
N
N
Prime Meridian Holding Company
N/A
PRIME MERIDIAN HOLDING CO COMMON STOCK
74164R107
108010
NS
USD
2214205
0.3255921215
Long
EC
CORP
US
N
2
N
N
N
Provident Financial Holdings Inc.
N/A
PROVIDENT FINANCIAL HOLDINGS I COMMON STOCK USD.01
743868101
97339
NS
USD
2131724.1
0.3134635556
Long
EC
CORP
US
N
1
N
N
N
Provident Financial Services Inc.
N/A
PROVIDENT FINANCIAL SERVICES I COMMON STOCK USD.01
74386T105
108750
NS
USD
2680687.5
0.3941869565
Long
EC
CORP
US
N
1
N
N
N
QCR Holdings Inc.
N/A
QCR HOLDINGS INC COMMON STOCK USD1.0
74727A104
70803
NS
USD
3105419.58
0.4566425191
Long
EC
CORP
US
N
1
N
N
N
Red River Bancshares Inc.
N/A
RED RIVER BANCSHARES INC COMMON STOCK
75686R202
7901
NS
USD
442930.06
0.0651315203
Long
EC
CORP
US
N
1
N
N
N
Salem Five Cents Savings Bank
N/A
SALEM FIVE CENTS SVGS BK 00000000 00000.0000000000
794994004
1738.94
PA
USD
1738.94
0.0002557058
Long
DBT
CORP
US
N
2
2020-12-17
None
0.000000000000
N
N
N
N
N
N
Shore Bancshares Inc.
N/A
SHORE BANCSHARES INC COMMON STOCK USD.01
825107105
183579
NS
USD
3186931.44
0.4686285906
Long
EC
CORP
US
N
1
N
N
N
Sotherly Hotels Inc.
549300IYTT21F61LSR10
SOTHERLY HOTELS INC PUBLIC
83600C301
60000
NS
USD
1563600
0.2299226319
Long
EC
CORP
US
N
1
N
N
N
Sotherly Hotels Inc.
549300IYTT21F61LSR10
SOTHERLY HOTELS INC PREFERRED STOCK 8.25
83600C509
70625
NS
USD
1845431.25
0.2713650614
Long
EP
CORP
US
N
1
N
N
N
Sunshine Bancorp Inc.
N/A
SUNSHINE FEDERAL SAVINGS 00000000 00000.0000000000
86799Q9R9
2065.92
PA
USD
2065.92
0.0003037873
Long
DBT
CORP
US
N
2
2021-05-10
None
0.000000000000
N
N
N
N
N
N
Tectonic Financial Inc.
N/A
TECTONIC FINANCIAL INC PREFERRED STOCK VAR
87217L208
186840
NS
USD
1922826.49
0.2827457964
Long
EP
CORP
US
N
2
N
N
N
Newton Federal Bank
N/A
NEWTON SAVINGS BANK SHORT TERM
912BLC004
1973.06
PA
USD
1973.06
0.0002901325
Long
DBT
CORP
US
N
2
2020-06-01
None
0.000000000000
N
N
N
N
N
N
First Federal Savings and Loan Bank
N/A
FIRST FEDERAL SAVINGS BANK 00000000 00000.0000000000
912BLD002
3047.75
PA
USD
3047.75
0.0004481624
Long
DBT
CORP
US
N
2
2020-01-07
None
0.000000000000
N
N
N
N
N
N
Hudson City Savings Bank
N/A
HUDSON SAVINGS 00000000 00000.0000000000
912BUE000
2223.65
PA
USD
2223.65
0.0003269810
Long
DBT
CORP
US
N
2
2021-06-10
None
0.000000000000
N
N
N
N
N
N
Home Banking Company
N/A
HOME BANK 00000000 00000.0000000000
912BUF007
18927.1
PA
USD
18927.1
0.0027831726
Long
DBT
CORP
US
N
2
2021-11-04
None
0.000000000000
N
N
N
N
N
N
First Bank
N/A
FIRST BANK SYSTEM INC. SHORT TERM
912DDS004
5076.2
PA
USD
5076.2
0.0007464398
Long
DBT
CORP
US
N
2
2021-04-05
None
0.000000000000
N
N
N
N
N
N
First Bank Richmond
N/A
FIRST BANK RICHMOND 00000000 00000.0000000000
916BLH009
21642.21
PA
USD
21642.21
0.0031824213
Long
DBT
CORP
US
N
2
2022-05-12
None
0.000000000000
N
N
N
N
N
N
California BanCorp
N/A
CALIFORNIA BANCORP INC
933MDV903
19085
NS
USD
372157.5
0.0547246303
Long
EC
CORP
US
Y
2
N
N
N
Westbury Bancorp Inc.
N/A
WESTBURY BANCORP INC COMMON STOCK USD.01
95727P106
88349
NS
USD
2517946.5
0.3702563867
Long
EC
CORP
US
N
1
N
N
N
Centric Financial Corp
N/A
CENTRIC FINANCIAL CORP
962ZFJ903
275000
NS
USD
2614218.75
0.3844129287
Long
EC
CORP
US
Y
2
N
N
N
Country Bank for Savings
N/A
COUNTRY BANK FOR SAVINGS 2.96PCT 31AUG10
980CXA000
2056.38
PA
USD
2056.38
0.0003023844
Long
DBT
CORP
US
N
2
2020-08-27
None
0.000000000000
N
N
N
N
N
N
Assured Guaranty Ltd.
N/A
ASSURED GUARANTY LTD COMMON STOCK USD.01
G0585R106
34170
NS
USD
1675013.4
0.2463056340
Long
EC
CORP
BM
N
1
N
N
N
Invesco Ltd.
ECPGFXU8A2SHKVVGJI15
INVESCO LTD COMMON STOCK USD.2
G491BT108
114189
NS
USD
2053118.22
0.3019047996
Long
EC
CORP
US
N
1
N
N
N
FIXED INC CLEARING CORP.REPO
N/A
FIXED INC CLEARING CORP.REPO
85748R009
110000
PA
USD
110000
0.0161751660
Long
RA
CORP
US
N
2
Repurchase
N
0.550000000000000
2020-01-02
115000
USD
116029.02
USD
UST
N
N
N
American National Bankshares Inc.
N/A
AMERICAN NATIONAL BANKSHARES I COMMON STOCK USD1.0
027745108
93258
NS
USD
3690219.06
0.5426355068
Long
EC
CORP
US
N
1
N
N
N
American Riviera Bank
N/A
AMERICAN RIVIERA BANK COMMON STOCK USD.001
02932A106
186611
NS
USD
3694897.8
0.5433235013
Long
EC
CORP
US
N
1
N
N
N
Ameris Bancorp
PBJHNT51T5V6G5UQFV42
AMERIS BANCORP COMMON STOCK USD1.0
03076K108
306471
NS
USD
13037276.34
1.9170918960
Long
EC
CORP
US
N
1
N
N
N
Ares Management Corporation
N/A
ARES MANAGEMENT CORP COMMON STOCK
03990B101
217118
NS
USD
7748941.42
1.1394583049
Long
EC
CORP
US
N
1
N
N
N
Atlantic Capital Bancshares Inc.
5493005URKIOUNJO6097
ATLANTIC CAPITAL BANCSHARES IN COMMON STOCK
048269203
202690
NS
USD
3719361.5
0.5469208141
Long
EC
CORP
US
N
1
N
N
N
Atlantic Union Bankshares Corporation
N/A
ATLANTIC UNION BANKSHARES CORP COMMON STOCK USD1.33
04911A107
252536
NS
USD
9482726.8
1.3944061801
Long
EC
CORP
US
N
1
N
N
N
Avidbank Holdings Inc.
54930029UJ8M0B84EE44
AVIDBANK HOLDINGS INC COMMON STOCK
05368J103
200000
NS
USD
4950000
0.7278824685
Long
EC
CORP
US
N
1
N
N
N
AXA SA
F5WCUMTUM4RKZ1MAIE39
AXA SA SR UNSECURED 144A 05/21 7.25
054536AD9
3390000
PA
USD
3908670
0.5747580542
Long
DBT
CORP
FR
N
2
2021-05-15
Fixed
7.250000000000
N
N
N
Y
N
AXA SA
AXA SA
USD
XXXX
N
N
N
BOK Financial Corporation
GRI2NT5QHYW751NMR949
BOK FINANCIAL CORP COMMON STOCK USD.00006
05561Q201
39621
NS
USD
3462875.4
0.5092053120
Long
EC
CORP
US
N
1
N
N
N
Bank of America Corporation
9DJT3UXIJIZJI4WXO774
BANK OF AMERICA CORP COMMON STOCK USD.01
060505104
551669
NS
USD
19429782.18
2.8570904679
Long
EC
CORP
US
N
1
N
N
N
Bank of Marin Bancorp
N/A
BANK OF MARIN BANCORP COMMON STOCK
063425102
117462
NS
USD
5291663.1
0.7781229899
Long
EC
CORP
US
N
1
N
N
N
Berkshire Hills Bancorp Inc.
549300AS2OC6UMMBNO37
BERKSHIRE HILLS BANCORP INC COMMON STOCK USD.01
084680107
241309
NS
USD
7934239.92
1.1667058866
Long
EC
CORP
US
N
1
N
N
N
The Blackstone Group Inc.
N/A
BLACKSTONE GROUP INC/THE COMMON STOCK
09260D107
209677
NS
USD
11729331.38
1.7247625614
Long
EC
CORP
US
N
1
N
N
N
Cadence Bancorporation
54930022CKKXKBR5CK30
CADENCE BANCORP COMMON STOCK
12739A100
286424
NS
USD
5192867.12
0.7635953410
Long
EC
CORP
US
N
1
N
N
N
Carolina Trust Bancshares Inc.
N/A
CAROLINA TRUST BANCSHARES INC COMMON STOCK
14422P105
325000
NS
USD
4241250
0.6236629333
Long
EC
CORP
US
N
1
N
N
N
Citigroup Inc.
6SHGI4ZSSLCXXQSBB395
CITIGROUP INC COMMON STOCK USD.01
172967424
247747
NS
USD
19792507.83
2.9104281732
Long
EC
CORP
US
N
1
N
N
N
Citizens Financial Group Inc.
N/A
CITIZENS FINANCIAL GROUP INC COMMON STOCK USD.01
174610105
503303
NS
USD
20439134.83
3.0055127100
Long
EC
CORP
US
N
1
N
N
N
Columbia Banking System Inc.
N/A
COLUMBIA BANKING SYSTEM INC COMMON STOCK
197236102
183487
NS
USD
7465168.6
1.0977303734
Long
EC
CORP
US
N
1
N
N
N
Comerica Incorporated
I9Q57JVPWHHZ3ZGBW498
COMERICA INC COMMON STOCK USD5.0
200340107
167706
NS
USD
12032905.5
1.7694022139
Long
EC
CORP
US
N
1
N
N
N
Communities First Financial Corporation
N/A
COMMUNITIES FIRST FINANCIAL CO COMMON STOCK
20344D104
115523
NS
USD
3321286.25
0.4883850574
Long
EC
CORP
US
N
1
N
N
N
Cullen/Frost Bankers Inc.
N/A
CULLEN/FROST BANKERS INC COMMON STOCK USD.01
229899109
178964
NS
USD
17499099.92
2.5731895044
Long
EC
CORP
US
N
1
N
N
N
Equity Bancshares Inc.
549300BPQ2EJNU4WF694
EQUITY BANCSHARES INC COMMON STOCK USD.01
29460X109
130915
NS
USD
4041346.05
0.5942676644
Long
EC
CORP
US
N
1
N
N
N
EVERTEC Inc.
N/A
EVERTEC INC COMMON STOCK USD.01
30040P103
114659
NS
USD
3902992.36
0.5739231745
Long
EC
CORP
PR
N
1
N
N
N
F.N.B. Corporation
PCYSKIGYNYFDTBLVZU83
FNB CORP/PA COMMON STOCK USD.01
302520101
621243
NS
USD
7889786.1
1.1601690874
Long
EC
CORP
US
N
1
N
N
N
Fifth Third Bancorp
THRNG6BD57P9QWTQLG42
FIFTH THIRD BANCORP COMMON STOCK
316773100
579289
NS
USD
17807343.86
2.6185158397
Long
EC
CORP
US
N
1
N
N
N
The First Bancorp Inc.
N/A
FIRST BANCORP INC/ME COMMON STOCK USD.01
31866P102
266499
NS
USD
8056264.77
1.1846492703
Long
EC
CORP
US
N
1
N
N
N
The First Bancshares Inc.
5493006DL5RXJODMAF36
FIRST BANCSHARES INC/THE COMMON STOCK USD1.0
318916103
210000
NS
USD
7459200
1.0968527089
Long
EC
CORP
US
N
1
N
N
N
First Citizens BancShares Inc.
549300N3Z00ZHE2XC526
FIRST CITIZENS BANCSHARES INC/ COMMON STOCK USD1.0
31946M103
12188
NS
USD
6486575.48
0.9538312268
Long
EC
CORP
US
N
1
N
N
N
First Defiance Financial Corp.
N/A
FIRST DEFIANCE FINANCIAL CORP COMMON STOCK USD.01
32006W106
221030
NS
USD
6960234.7
1.0234813768
Long
EC
CORP
US
N
1
N
N
N
First Financial Bancorp.
N/A
FIRST FINANCIAL BANCORP COMMON STOCK
320209109
403431
NS
USD
10263284.64
1.5091848402
Long
EC
CORP
US
N
1
N
N
N
First Horizon National Corporation
TF3RXI1ZB1TQ30H9JV10
FIRST HORIZON NATIONAL CORP COMMON STOCK USD.625
320517105
251215
NS
USD
4160120.4
0.6117330719
Long
EC
CORP
US
N
1
N
N
N
First Hawaiian Inc.
5493002DJSH46F5OLV06
FIRST HAWAIIAN INC COMMON STOCK USD.01
32051X108
333930
NS
USD
9633880.5
1.4166328727
Long
EC
CORP
US
N
1
N
N
N
First Merchants Corporation
TZTBT0OTGQ2FEK6XMX94
FIRST MERCHANTS CORP COMMON STOCK
320817109
118683
NS
USD
4936025.97
0.7258276298
Long
EC
CORP
US
N
1
N
N
N
1st Source Corporation
N/A
1ST SOURCE CORP COMMON STOCK
336901103
121706
NS
USD
6314107.28
0.9284703017
Long
EC
CORP
US
N
1
N
N
N
GMAC Capital Trust I
N/A
GMAC CAPITAL TRUST I PREFERRED STOCK 02/40 VAR
361860208
135075
NS
USD
3518703.75
0.5174147013
Long
EP
CORP
US
N
1
N
N
N
German American Bancorp Inc.
5493002JDOI3GTNVUD76
GERMAN AMERICAN BANCORP INC COMMON STOCK
373865104
139432
NS
USD
4966567.84
0.7303187191
Long
EC
CORP
US
N
1
N
N
N
Glacier Bancorp Inc.
N/A
GLACIER BANCORP INC COMMON STOCK USD.01
37637Q105
116005
NS
USD
5335069.95
0.7845058353
Long
EC
CORP
US
N
1
N
N
N
Great Western Bancorp Inc.
5493004X4OTHDTFBHI90
GREAT WESTERN BANCORP INC COMMON STOCK USD.01
391416104
149171
NS
USD
5182200.54
0.7620268528
Long
EC
CORP
US
N
1
N
N
N
Hancock Whitney Corporation
549300GRNBWY8HIICT41
HANCOCK WHITNEY CORP COMMON STOCK USD3.33
410120109
245752
NS
USD
10783597.76
1.5856953045
Long
EC
CORP
US
N
1
N
N
N
Heritage Commerce Corp
549300CLIS851ELSR406
HERITAGE COMMERCE CORP COMMON STOCK
426927109
519533
NS
USD
6665608.39
0.9801574725
Long
EC
CORP
US
N
1
N
N
N
Heritage Financial Corporation
N/A
HERITAGE FINANCIAL CORP/WA COMMON STOCK
42722X106
189099
NS
USD
5351501.7
0.7869220743
Long
EC
CORP
US
N
1
N
N
N
Horizon Bancorp Inc.
549300U2OQ2EIT5MXG39
HORIZON BANCORP INC/IN COMMON STOCK
440407104
404586
NS
USD
7687134
1.1303697115
Long
EC
CORP
US
N
1
N
N
N
Huntington Bancshares Incorporated
549300XTVCVV9I7B5T19
HUNTINGTON BANCSHARES INC/OH COMMON STOCK USD.01
446150104
550049
NS
USD
8294738.92
1.2197161699
Long
EC
CORP
US
N
1
N
N
N
Independent Bank Corp.
N/A
INDEPENDENT BANK CORP COMMON STOCK USD.01
453836108
157197
NS
USD
13086650.25
1.9243521795
Long
EC
CORP
US
N
1
N
N
N
Invesco Mortgage Capital Inc.
PV3BDP2HFZL2FNXQBL39
INVESCO MORTGAGE CAPITAL INC REIT
46131B407
150000
NS
USD
4033500
0.5931139266
Long
EC
CORP
US
N
1
N
N
N
JPMorgan Chase and Co.
8I5DZWZKVSZI1NUHU748
JPMORGAN CHASE and CO COMMON STOCK USD1.0
46625H100
165000
NS
USD
23001000
3.3822272037
Long
EC
CORP
US
N
1
N
N
N
KKR and Co. Inc.
N/A
KKR and CO INC COMMON STOCK
48251W104
355776
NS
USD
10377985.92
1.5260513151
Long
EC
CORP
US
N
1
N
N
N
KeyCorp
RKPI3RZGV1V1FJTH5T61
KEYCORP COMMON STOCK USD1.0
493267108
827532
NS
USD
16749247.68
2.4629260095
Long
EC
CORP
US
N
1
N
N
N
MandT Bank Corporation
N/A
MandT BANK CORP COMMON STOCK USD.5
55261F104
117579
NS
USD
19959035.25
2.9349155247
Long
EC
CORP
US
N
1
N
N
N
Nicolet Bankshares Inc.
N/A
NICOLET BANKSHARES INC COMMON STOCK
65406E102
49538
NS
USD
3658381.3
0.5379538609
Long
EC
CORP
US
N
1
N
N
N
Northeast Bank
N/A
NORTHEAST BANCORP SUBORDINATED 144A 07/26 VAR
663904AB6
5000000
PA
USD
5118763.3
0.7526985993
Long
DBT
CORP
US
N
2
2026-07-01
Variable
6.750000000000
N
N
N
N
N
N
Northrim BanCorp Inc.
N/A
NORTHRIM BANCORP INC COMMON STOCK USD1.0
666762109
99739
NS
USD
3820003.7
0.5617199440
Long
EC
CORP
US
N
1
N
N
N
Oaktree Specialty Lending Corporation
549300J6MGCEU5928620
OAKTREE SPECIALTY LENDING CORP COMMON STOCK USD.01
67401P108
837762
NS
USD
4574180.52
0.6726193552
Long
EC
CORP
US
N
1
N
N
N
Old National Bancorp
549300MMK90CL5KMVX16
OLD NATIONAL BANCORP/IN COMMON STOCK
680033107
419575
NS
USD
7674026.75
1.1284423302
Long
EC
CORP
US
N
1
N
N
N
Old Second Bancorp Inc.
549300XVJC1MPUT81C04
OLD SECOND BANCORP INC COMMON STOCK USD1.0
680277100
271961
NS
USD
3663314.67
0.5386792980
Long
EC
CORP
US
N
1
N
N
N
The PNC Financial Services Group Inc.
CFGNEKW0P8842LEUIA51
PNC FINANCIAL SERVICES GROUP I COMMON STOCK USD5.0
693475105
140085
NS
USD
22361768.55
3.2882301601
Long
EC
CORP
US
N
1
N
N
N
Pacific Premier Bancorp Inc.
549300Q1KIC3KLI0XG98
PACIFIC PREMIER BANCORP INC COMMON STOCK USD.01
69478X105
272448
NS
USD
8883167.04
1.3062427381
Long
EC
CORP
US
N
1
N
N
N
PacWest Bancorp
549300YI8VMFO7G36V04
PACWEST BANCORP COMMON STOCK
695263103
201725
NS
USD
7720015.75
1.1352048730
Long
EC
CORP
US
N
1
N
N
N
Park National Corporation
5493001T01TDELV5OO63
PARK NATIONAL CORP COMMON STOCK
700658107
61973
NS
USD
6344795.74
0.9329829466
Long
EC
CORP
US
N
1
N
N
N
Peoples Bancorp Inc.
N/A
PEOPLES BANCORP INC/OH COMMON STOCK
709789101
122945
NS
USD
4261273.7
0.6266073575
Long
EC
CORP
US
N
1
N
N
N
Pinnacle Financial Partners Inc.
54930098EZ8JMSAZGS24
PINNACLE FINANCIAL PARTNERS IN COMMON STOCK USD1.0
72346Q104
126415
NS
USD
8090560
1.1896922797
Long
EC
CORP
US
N
1
N
N
N
Regions Financial Corporation
CW05CS5KW59QTC0DG824
REGIONS FINANCIAL CORP COMMON STOCK USD.01
7591EP100
703904
NS
USD
12078992.64
1.7761791879
Long
EC
CORP
US
N
1
N
N
N
Renasant Corporation
549300OVE6OZHW2UUH81
RENASANT CORP COMMON STOCK USD5.0
75970E107
185399
NS
USD
6566832.58
0.9656327896
Long
EC
CORP
US
N
1
N
N
N
SandT Bancorp Inc.
N/A
SandT BANCORP INC COMMON STOCK USD2.5
783859101
95788
NS
USD
3859298.52
0.5674981280
Long
EC
CORP
US
N
1
N
N
N
SB Financial Group Inc.
54930028E6P8OT8CTV58
SB FINANCIAL GROUP INC COMMON STOCK
78408D105
247702.33
NS
USD
4877258.78
0.7171860930
Long
EC
CORP
US
N
1
N
N
N
Simon Property Group Inc.
N/A
SIMON PROPERTY GROUP INC REIT USD.0001
828806109
37180
NS
USD
5538332.8
0.8143950202
Long
EC
CORP
US
N
1
N
N
N
South Atlantic Bancshares Inc.
N/A
SOUTH ATLANTIC BANCSHARES INC COMMON STOCK
83636T104
265755
NS
USD
3348513
0.4923886683
Long
EC
CORP
US
N
1
N
N
N
Southern First Bancshares Inc.
N/A
SOUTHERN FIRST BANCSHARES INC COMMON STOCK USD.01
842873101
131586
NS
USD
5591089.14
0.8221526798
Long
EC
CORP
US
N
1
N
N
N
Southern Missouri Bancorp Inc.
N/A
SOUTHERN MISSOURI BANCORP INC COMMON STOCK USD.01
843380106
112188
NS
USD
4303531.68
0.6328212652
Long
EC
CORP
US
N
1
N
N
N
Stock Yards Bancorp Inc.
549300YERP9H5TDIQW16
STOCK YARDS BANCORP INC COMMON STOCK
861025104
102924
NS
USD
4226059.44
0.6214292075
Long
EC
CORP
US
N
1
N
N
N
Synovus Financial Corp.
549300EIUS8UN5JTLE54
SYNOVUS FINANCIAL CORP COMMON STOCK USD1.0
87161C501
198760
NS
USD
7791392
1.1457005338
Long
EC
CORP
US
N
1
N
N
N
TCF Financial Corporation
N/A
CHEMICAL FINANCIAL CORP COMMON STOCK USD1.0
872307103
258153
NS
USD
12081560.4
1.7765567692
Long
EC
CORP
US
N
1
N
N
N
TPG Specialty Lending Inc.
549300TX61566GJWCN05
TPG SPECIALTY LENDING INC COMMON STOCK USD.01
87265K102
243379
NS
USD
5225347.13
0.7683714279
Long
EC
CORP
US
N
1
N
N
N
TriCo Bancshares
N/A
TRICO BANCSHARES COMMON STOCK
896095106
202536
NS
USD
8265494.16
1.2154158167
Long
EC
CORP
US
N
1
N
N
N
Truist Financial Corporation
549300DRQQI75D2JP341
TRUIST FINANCIAL CORP COMMON STOCK USD5.0
89832Q109
368554
NS
USD
20756961.28
3.0522481243
Long
EC
CORP
US
N
1
N
N
N
U.S. Bancorp
N1GZ7BBF3NP8GI976H15
US BANCORP COMMON STOCK USD.01
902973304
318276
NS
USD
18870584.04
2.7748620795
Long
EC
CORP
US
N
1
N
N
N
United Community Financial Corp.
N/A
UNITED COMMUNITY FINANCIAL COR COMMON STOCK
909839102
634588
NS
USD
7399296.08
1.0880440194
Long
EC
CORP
US
N
1
N
N
N
United Community Banks Inc.
549300GVW0FV66X3U703
UNITED COMMUNITY BANKS INC/GA COMMON STOCK USD1.0
90984P303
111192
NS
USD
3433608.96
0.5049017709
Long
EC
CORP
US
N
1
N
N
N
WSFS Financial Corporation
549300SU7VQHD6QRG886
WSFS FINANCIAL CORP COMMON STOCK USD.01
929328102
222599
NS
USD
9792130.01
1.4399029826
Long
EC
CORP
US
N
1
N
N
N
UNITED BANCORPORATION AL PRIVATE PLACEMENT
N/A
UNITED BANCORPORATION AL PRIVATE PLACEMENT
934QUY908
150000
NS
USD
4183107.15
0.6151132037
Long
EC
CORP
US
Y
2
N
N
N
Washington Trust Bancorp Inc.
J66MZFCNJPP3PERHZW54
WASHINGTON TRUST BANCORP INC COMMON STOCK USD.0625
940610108
123905
NS
USD
6664849.95
0.9800459462
Long
EC
CORP
US
N
1
N
N
N
BREMER FINL B BREMER FINL B
N/A
BREMER FINL B BREMER FINL B
N/A
41667
NS
USD
4486234.22
0.6596871189
Long
EC
CORP
US
Y
3
N
N
N
Zions Bancorporation N.A.
N/A
ZIONS BANCORP NA COMMON STOCK USD.001
989701107
346871
NS
USD
18009542.32
2.6482485093
Long
EC
CORP
US
N
1
N
N
N
IRS USD P 1.79 20150826-20220826
N/A
IRS USD P 1.79 20150826-20220826
N/A
5000000
PA
USD
-13160.5
-0.0019352116
N/A
DIR
CORP
US
N
2
CME
N/A
Y
2022-08-26
0.000000000000
USD
0.000000000000
USD
5000000
USD
-13160.5
N
N
N
IRS USD P 1.59 20151204-20201204
N/A
IRS USD P 1.59 20151204-20201204
N/A
5000000
PA
USD
8259.5
0.0012145344
N/A
DIR
CORP
US
N
2
CME
N/A
Y
2020-12-04
0.000000000000
USD
0.000000000000
USD
5000000
USD
8259.5
N
N
N
2020-01-30
John Hancock Financial Opportunities Fund
/s/Salvatore Schiavone
Salvatore Schiavone
Treasurer