0001449374-20-000021.txt : 20200916 0001449374-20-000021.hdr.sgml : 20200916 20200916105559 ACCESSION NUMBER: 0001449374-20-000021 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200914 FILED AS OF DATE: 20200916 DATE AS OF CHANGE: 20200916 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Houghton Kathleen CENTRAL INDEX KEY: 0001824104 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13412 FILM NUMBER: 201177811 MAIL ADDRESS: STREET 1: ONE BLUE HILL PLAZA STREET 2: 14TH FLOOR CITY: PEARL RIVER STATE: NY ZIP: 10965 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HUDSON TECHNOLOGIES INC /NY CENTRAL INDEX KEY: 0000925528 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MACHINERY, EQUIPMENT & SUPPLIES [5080] IRS NUMBER: 133641539 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 1541 STREET 2: ONE BLUE HILL PLAZA, 14TH FLOOR CITY: PEARL RIVER STATE: NY ZIP: 10965 BUSINESS PHONE: 8457356000 MAIL ADDRESS: STREET 1: PO BOX 1541 STREET 2: ONE BLUE HILL PLAZA, 14TH FLOOR CITY: PEARL RIVER STATE: NY ZIP: 10965 FORMER COMPANY: FORMER CONFORMED NAME: REFRIGERANT RECLAMATION INDUSTRIES INC DATE OF NAME CHANGE: 19940617 3 1 edgar.xml PRIMARY DOCUMENT X0206 3 2020-09-14 0 0000925528 HUDSON TECHNOLOGIES INC /NY HDSN 0001824104 Houghton Kathleen C/O HUDSON TECHNOLOGIES, INC. ONE BLUE HILL PLAZA, P.O. BOX 1541 PEARL RIVER NY 10965 0 1 0 0 VP - Sales and Marketing Common Stock 0 D Stock Option 2.17 2021-05-23 Common Stock 6000 D Stock Option 2.31 2021-06-08 Common Stock 30000 D Stock Option 1.09 2021-11-30 Common Stock 125000 D Stock Option 1.25 2022-02-20 Common Stock 20000 D Stock Option 0.75 2029-12-19 Common Stock 120000 D Already fully vested. One-half vested; remainder vests in two equal installments based on performance criteria after Q3 and Q4 2020. /s/Kathleen Houghton 2020-09-16