0001104659-17-009269.txt : 20170214 0001104659-17-009269.hdr.sgml : 20170214 20170214160822 ACCESSION NUMBER: 0001104659-17-009269 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20170214 DATE AS OF CHANGE: 20170214 GROUP MEMBERS: CAROL MACK, AS TRUSTEE FOR THE ANDREW MACK 4/30/07 TRUST GROUP MEMBERS: CAROL MACK, AS TRUSTEE FOR THE BEATRICE MACK 4/30/07 TRUST GROUP MEMBERS: DAVID S. MACK GROUP MEMBERS: DAVID S. MACK, AS TRUSTEE FOR THE DAVID & SONDRA MACK FOUNDA GROUP MEMBERS: EARLE I. MACK GROUP MEMBERS: EARLE I. MACK, AS TRUSTEE FOR THE EARLE I. MACK FOUNDATION, GROUP MEMBERS: FREDRIC MACK GROUP MEMBERS: RICHARD MACK GROUP MEMBERS: RICHARD MACK, AS TRUSTEE FOR THE MACK 2010 FAMILY TRUST II GROUP MEMBERS: STEPHEN MACK GROUP MEMBERS: STEPHEN MACK, AS TRUSTEE FOR THE STEPHEN F. MACK 2013 REVOCA GROUP MEMBERS: STEPHEN MACK, AS TRUSTEE FOR THE STEPHEN MACK & KELLY MACK F GROUP MEMBERS: WILLIAM L. MACK, AS TRUSTEE FOR THE WILLIAM & PHYLLIS MACK F SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MACK CALI REALTY CORP CENTRAL INDEX KEY: 0000924901 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 223305147 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-43725 FILM NUMBER: 17608741 BUSINESS ADDRESS: STREET 1: HARBORSIDE 3 STREET 2: 210 HUDSON ST., STE. 400 CITY: JERSEY CITY STATE: NJ ZIP: 07311 BUSINESS PHONE: 7325901000 MAIL ADDRESS: STREET 1: HARBORSIDE 3 STREET 2: 210 HUDSON ST., STE. 400 CITY: JERSEY CITY STATE: NJ ZIP: 07311 FORMER COMPANY: FORMER CONFORMED NAME: CALI REALTY CORP /NEW/ DATE OF NAME CHANGE: 19960730 FORMER COMPANY: FORMER CONFORMED NAME: CALI REALTY L P DATE OF NAME CHANGE: 19941025 FORMER COMPANY: FORMER CONFORMED NAME: CALI REALTY CORP DATE OF NAME CHANGE: 19940608 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MACK WILLIAM L CENTRAL INDEX KEY: 0001051774 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: 11 COMMERCE DRIVE STREET 2: 1ST FLOOR CITY: CRANFORD STATE: NJ ZIP: 07016 SC 13G/A 1 a17-4419_1sc13ga.htm SC 13G/A

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 


 

SCHEDULE 13G/A

(Rule 13d-102)

 

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT

TO RULES 13d-1(b), (c) and (d) AND AMENDMENTS THERETO FILED

PURSUANT TO RULE 13d-2(b)

(Amendment No. 18)*

 

MACK-CALI REALTY CORPORATION

(Name of Issuer)

 

COMMON STOCK

(Title of Class of Securities)

 

554489 10 4

(CUSIP Number)

 

December 31, 2016

(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

o

Rule 13d-1(b)

o

Rule 13d-1(c)

x

Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 



 

CUSIP No. 554489 10 4

 

 

 

1.

Name of Reporting Person
I.R.S. Identification No. of Above Persons (Entities Only)

 

The Mack Group

 

William L. Mack

Earle I. Mack

David S. Mack

Fredric Mack

Richard Mack

Stephen Mack

William L. Mack, as Trustee for the William and Phyllis Mack Foundation, Inc.

Earle I. Mack, as Trustee for the Earle I. Mack Foundation, Inc.

Richard Mack, as Trustee for The Mack 2010 Family Trust II

David S. Mack, as Trustee for The David and Sondra Mack Foundation

Stephen Mack, as Trustee for the Stephen Mack and Kelly Mack Family Foundation

Stephen Mack, as Trustee for the Stephen F. Mack 2013 Revocable Trust

Carol Mack, as Trustee for the Andrew Mack 4/30/07 Trust

Carol Mack, as Trustee for the Beatrice Mack 4/30/07 Trust

 

 

 

2.

Check the Appropriate Box if a Member of a Group

(a)

x

(b)

o

 

 

 

3.

SEC Use Only

 

 

 

4.

Citizenship or Place of Organization
U.S.

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0

 

 

6.

Shared Voting Power
7,425,221

 

 

7.

Sole Dispositive Power
0

 

 

8.

Shared Dispositive Power
7,425,221

 

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
7,425,221*

 

 

 

10.

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

 

11.

Percent of Class Represented by Amount in Row (9)
7.7%

 

 

 

12.

Type of Reporting Person (See Instructions)
OO

 


* See Response to Item 4.

 

2



 

Item 1

(a).

Name of Issuer:
Mack-Cali Realty Corporation

(b).

Address of Issuer’s Principal Executive Offices:
Harborside 3, 210 Hudson St., Suite 400, Jersey City, New Jersey 07311

 

Item 2

(a).

Name of Person Filing:
The Mack Group

(b).

Address of Principal Business Office:
Harborside 3, 210 Hudson St., Suite 400, Jersey City, New Jersey 07311

(c).

Citizenship:
Each member of The Mack Group is a citizen of the United States.

(d).

Title of Class of Securities:
Common Stock

(e).

CUSIP Number:
554489 10 4

 

Item 3.

If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:

(a)

o

Broker or dealer registered under Section 15 of the Exchange Act;

(b)

o

Bank as defined in Section 3(a)(6) of the Exchange Act;

(c)

o

Insurance company as defined in Section 3(a)(19) of the Exchange Act;

(d)

o

Investment company registered under Section 8 of the Investment Company Act;

(e)

o

An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);

(f)

o

An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);

(g)

o

A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G);

(h)

o

A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act;

(i)

o

A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act;

(j)

o

Group, in accordance with Rule 13d-1(b)(1)(ii)(J);

 

3



 

Item 4.

Ownership as of December 31, 2016:

(a)

Amount beneficially owned:

7,425,221*

 


* William L. Mack, a member of the Mack Group, is a trustee of the William and Phyllis Mack Foundation, Inc., a charitable foundation that owns 100,000 reported shares. Earle I. Mack, a member of the Mack Group, is a trustee of the Earle I. Mack Foundation, Inc., a charitable foundation that owns 55,415 reported shares. Richard Mack and Stephen Mack, members of the Mack Group, are trustees of The Mack 2010 Family Trust II, a trust that owns 330,097 reported shares.  David S. Mack, a member of the Mack Group, is a trustee of The David and Sondra Mack Foundation, a charitable foundation that owns 225,000 reported shares.  Stephen Mack, a member of the Mack Group, is a trustee of The Stephen Mack and Kelly Mack Family Foundation, a charitable foundation that owns 5,000 reported shares.  William L. Mack, Earle I. Mack, Richard Mack, David S. Mack and Stephen Mack, pursuant to Rule 13d-4 of the Securities Exchange Act of 1934, as amended, each hereby specifically disclaims beneficial ownership of any shares owned by such respective trust or foundations reported on this Schedule.

(b)

Percent of class:

7.7%

(c)

Number of shares to which such person has:

 

(i)

Sole power to vote or to direct the vote:

0

(ii)

Shared power to vote or to direct the vote:

7,425,221

(iii)

Sole power to dispose or to direct the disposition of:

0

(iv)

Shared power to dispose or to direct the disposition of:

7,425,221

 

Item 5.

Ownership of Five Percent or Less of a Class.

Not applicable.

 

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person.

Not applicable.

 

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.

Not applicable.

 

 

Item 8.

Identification and Classification of Members of the Group.

See Exhibit A attached hereto.

 

 

Item 9.

Notice of Dissolution of Group.

Not applicable.

 

4



 

Item 10.

Certifications.

Not applicable.

 

SIGNATURES

 

After reasonable inquiry and to the best of our knowledge and belief, we certify that the information set forth in this statement is true, complete and correct.

 

Dated: February 14, 2017

/s/ William L. Mack

William L. Mack

 

 

Dated: February 14, 2017

/s/ Earle I. Mack

Earle I. Mack

 

 

Dated: February 14, 2017

/s/ David S. Mack

David S. Mack

 

 

Dated: February 14, 2017

/s/ Fredric Mack

Fredric Mack

 

 

Dated: February 14, 2017

/s/ Richard Mack

 

Richard Mack

 

 

Dated: February 14, 2017

/s/ Stephen Mack

 

Stephen Mack

 

 

Dated: February 14, 2017

/s/ William L. Mack

 

William L. Mack, as Trustee for The

 

William and Phyllis Mack Foundation, Inc.

 

Dated: February 14, 2017

/s/ Earle I. Mack

 

Earle I. Mack, as Trustee for the Earle I. Mack Foundation, Inc.

 

Dated: February 14, 2017

/s/ Richard Mack

 

Richard Mack, as Trustee for The Mack 2010 Family Trust II

 

Dated: February 14, 2017

/s/ David S. Mack

 

David S. Mack, as Trustee for The

 

David and Sondra Mack Foundation

 

Dated: February 14, 2017

/s/ Stephen Mack

 

Stephen Mack, as Trustee for The

 

Stephen Mack and Kelly Mack Family Foundation

 

 

Dated: February 14, 2017

/s/ Stephen Mack

Stephen Mack, as Trustee for the Stephen F. Mack 2013 Revocable Trust

 

 

Dated: February 14, 2017

/s/ Carol Mack

Carol Mack, as Trustee for the

Andrew Mack 4/30/07 Trust

 

 

Dated: February 14, 2017

/s/ Carol Mack

Carol Mack, as Trustee for the

Beatrice Mack 4/30/07 Trust

 

5



 

Exhibit A

THE MACK GROUP

 

NAME

 

NUMBER OF SHARES
BENEFICIALLY OWNED(1)

 

William L. Mack

 

2,052,851

 

Earle I. Mack

 

740,001

 

David S. Mack

 

1,784,081

 

Fredric Mack

 

912,159

 

Richard Mack

 

523,013

 

Stephen Mack

 

101,129

 

William L. Mack, as Trustee for The William and Phyllis Mack Foundation, Inc.

 

100,000

(2)

Earle I. Mack, as Trustee for the Earle I. Mack Foundation, Inc.

 

55,415

(2)

Richard Mack, as Trustee for The Mack 2010 Family Trust II

 

330,097

(2)

David S. Mack, as Trustee for The David and Sondra Mack Foundation

 

225,000

(2)

Stephen Mack, as Trustee for The Stephen Mack and Kelly Mack Family Foundation

 

5,000

(2)

Stephen F. Mack, as Trustee for the Stephen F. Mack 2013 Revocable Trust

 

416,885

 

Carol Mack, as Trustee for the Andrew Mack 4/30/07 Trust

 

89,795

 

Carol Mack, as Trustee for the Beatrice Mack 4/30/07 Trust

 

89,795

 

TOTAL

 

7,425,221

 

 


(1)  Includes shares of Common Stock, restricted shares of Common Stock (vested and unvested), and limited partnership units redeemable for shares of Common Stock.

(2)  William L. Mack, a member of the Mack Group, is a trustee of the William and Phyllis Mack Foundation, Inc., a charitable foundation that owns 100,000 reported shares. Earle I. Mack, a member of the Mack Group, is a trustee of the Earle I. Mack Foundation, Inc., a charitable foundation that owns 55,415 reported shares.  Richard Mack and Stephen Mack, members of the Mack Group, are trustees of The Mack 2010 Family Trust II, a trust that owns 330,097 reported shares.  David S. Mack, a member of the Mack Group, is a trustee of The David and Sondra Mack Foundation, a charitable foundation that owns 225,000 reported shares.  Stephen Mack, a member of the Mack Group, is a trustee of The Stephen Mack and Kelly Mack Family Foundation, a charitable foundation that owns 5,000 reported shares.  William L. Mack, Earle I. Mack, Richard Mack, David S. Mack and Stephen Mack, pursuant to Rule 13d-4 of the Securities Exchange Act of 1934, as amended, each hereby specifically disclaims beneficial ownership of any shares owned by such respective trust or foundations reported on this Schedule.

 

6



 

Exhibit B

JOINT FILING AGREEMENT

 

In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the common stock, par value $0.01 per share, of Mack-Cali Realty Corporation.

 

Dated: February 14, 2017

/s/ William L. Mack

 

William L. Mack

 

Dated: February 14, 2017

/s/ Earle I. Mack

 

Earle I. Mack

 

Dated: February 14, 2017

/s/ David S. Mack

 

David S. Mack

 

Dated: February 14, 2017

/s/ Fredric Mack

 

Fredric Mack

 

Dated: February 14, 2017

/s/ Richard Mack

 

Richard Mack

 

Dated: February 14, 2017

/s/ Stephen Mack

 

Stephen Mack

 

Dated: February 14, 2017

/s/ William L. Mack

 

William L. Mack, as Trustee for The

 

William and Phyllis Mack Foundation,Inc.

 

Dated: February 14, 2017

/s/ Earle I. Mack

 

Earle I. Mack, as Trustee for the Earle I. Mack Foundation,Inc.

 

Dated: February 14, 2017

/s/ Richard Mack

 

Richard Mack, as Trustee for The Mack 2010 Family Trust II

 

Dated: February 14, 2017

/s/ David S. Mack

 

David S. Mack, as Trustee for The

 

David and Sondra Mack Foundation

 

Dated: February 14, 2017

/s/ Stephen Mack

 

Stephen Mack, as Trustee for The

 

Stephen Mack and Kelly Mack Family Foundation

 

 

Dated: February 14, 2017

/s/ Stephen Mack

 

Stephen Mack, as Trustee for the Stephen F. Mack 2013 Revocable Trust

 

Dated: February 14, 2017

/s/ Carol Mack

 

Carol Mack, as Trustee for the

 

Andrew Mack 4/30/07 Trust

 

Dated: February 14, 2017

/s/ Carol Mack

 

Carol Mack, as Trustee for the

 

Beatrice Mack 4/30/07 Trust

 

7