-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, F47j2fjxeUvThMYHOTT3jA0goRM0J67dii/GATyQOZPn6IbtRn6DdKX1J/52+vu6 NSDh+v9eIwvWgLmzqB6yWA== 0000940180-98-000259.txt : 19980311 0000940180-98-000259.hdr.sgml : 19980311 ACCESSION NUMBER: 0000940180-98-000259 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980217 FILED AS OF DATE: 19980310 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MACK CALI REALTY CORP CENTRAL INDEX KEY: 0000924901 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 223305147 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-13274 FILM NUMBER: 98560903 BUSINESS ADDRESS: STREET 1: 11 COMMERCE DR STREET 2: 1ST FLOOR CITY: CRANFORD STATE: NJ ZIP: 07016 BUSINESS PHONE: 9082728000 MAIL ADDRESS: STREET 1: 11 COMMERCE DRIVE STREET 2: 1ST FLOOR CITY: CRANFORD STATE: NJ ZIP: 07016 FORMER COMPANY: FORMER CONFORMED NAME: CALI REALTY CORP /NEW/ DATE OF NAME CHANGE: 19960730 FORMER COMPANY: FORMER CONFORMED NAME: CALI REALTY L P DATE OF NAME CHANGE: 19941025 FORMER COMPANY: FORMER CONFORMED NAME: CALI REALTY CORP DATE OF NAME CHANGE: 19940608 COMPANY DATA: COMPANY CONFORMED NAME: GROSSMAN MICHAEL CENTRAL INDEX KEY: 0001051537 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: C/O MACK-CALI REALTY CORP STREET 2: 11 COMMERCE DRIVE CITY: CRANFORD STATE: NJ ZIP: 07016 4 1 FORM 4 -- MICHAEL GROSSMAN FORM 4 U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OMB APPROVAL ----------------------------- [_] CHECK THIS BOX IF NO LONGER OMB NUMBER: 3235-0287 SUBJECT TO SECTION 16. FORM 4 Expires: September 30, 1998 OR FORM 5 OBLIGATIONS MAY Estimated average burden CONTINUE. SEE INSTRUCTION 1(b). hours per response ...... 0.5 ----------------------------- Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 (Print or Type Responses) 1. Name and Address of Reporting Person* Grossman Michael - -------------------------------------------------------------------------------- (Last) (First) (Middle) c/o Mack-Cali Realty Corpation, 11 Commerce Drive - -------------------------------------------------------------------------------- (Street) Cranford, NJ 07016 - -------------------------------------------------------------------------------- (City) (State) (Zip) - -------------------------------------------------------------------------------- 2. Issuer Name and Ticker or Trading Symbol Mack-Cali Realty Corporation (CLI) - -------------------------------------------------------------------------------- 3. IRS or Social Security Number of Reporting Person (Voluntary) - -------------------------------------------------------------------------------- 4. Statement for Month/Year 02/98 - -------------------------------------------------------------------------------- 5. If Amendment, Date of Original (Month/Year) - -------------------------------------------------------------------------------- 6. Relationship of Reporting Person to Issuer (Check all applicable) Director 10% Owner ----- ------ X Officer Other ----- (give title below) ------ (specify below) Vice President ------------------------------ - -------------------------------------------------------------------------------- 7. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person ------- Form filed by More than One Reporting Person. -------
TABLE 1 -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED 1. Title of Security 2. Trans- 3. Trans- 4. Securities Acquired (A) 5. Amount of 6. Ownership 7. Nature (Instr. 3) action action or Disposed of (D) Securities Form: of Indirect Date Code Beneficially Direct Beneficial (Instr. 8) (Instr. 3, 4 and 5) Owned at (D) or Ownership (Month/ ------------ -------------------------- End of Month Indirect (Instr. 4) Day/ (A) or (Instr. 3 (I) Year) Code V Amount (D) Price and 4) (Instr. 4) - -------------------------- ---------- ------ ---- -------- ------ ------ -------------- ------------ ------------- - -------------------------- ---------- ------ ---- -------- ------ ------ -------------- ------------ ------------- - -------------------------- ---------- ------ ---- -------- ------ ------ -------------- ------------ ------------- - -------------------------- ---------- ------ ---- -------- ------ ------ -------------- ------------ ------------- - -------------------------- ---------- ------ ---- -------- ------ ------ -------------- ------------ ------------- - -------------------------- ---------- ------ ---- -------- ------ ------ -------------- ------------ ------------- - -------------------------- ---------- ------ ---- -------- ------ ------ -------------- ------------ -------------
* If the form is filed by more than one reporting person, see Instruction 4(b)(v). Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Print or Type Responses) (Over) FORM 4 (CONTINUED)
TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) 1. Title of Derivative Security 2. Conversion 3. Transaction 4. Transaction 5. Number of Derivative 6. Date Exercisable (Instr. 3) or Exercise Date Code Securities Acquired (A) and Expiration Price of (Month/Day/ (Instr. 8) or Disposed of (D) Date Derivative Year) (Instr. 3, 4, and 5) (Month/Day/ Security Year) --------------- -------------------------- ------------------- Date Exer- Expiration Code V (A) (D) cisable Date - ------------------------------- -------------- -------------- -------- ----- --------------- ---------- -------- ---------- Units of Limited Partnership Interest (1) (1) 2/17/98 J(1) 7,000 (1) - ------------------------------- -------------- -------------- -------- ----- --------------- ---------- -------- ---------- Units of Limited Partnership Interest (1) (1) 2/17/98 J(1) 7,000 (1) - ------------------------------- -------------- -------------- -------- ----- --------------- ---------- -------- ---------- - ------------------------------- -------------- -------------- -------- ----- --------------- ---------- -------- ---------- - ------------------------------- -------------- -------------- -------- ----- --------------- ---------- -------- ---------- - ------------------------------- -------------- -------------- -------- ----- --------------- ---------- -------- ---------- 7. Title and Amount of 8. Price of Derivative 9. Number of Derivative 10. Ownership Form 11. Nature of Indirect Underlying Securities Security (Instr. 5) Securities Beneficially of Derivative Security: Beneficial Ownership (Instr. 3 and 4) Owned at End of Month Direct (D) or (Instr. 4) - ------------------------ (Instr. 4) Indirect (I) (Instr. 4) Title Amount or Number of Shares - ----------- ----------- ---------------------- -------------------------- --------------------------- ------------------------ Common Stock 7,000 8,000 I By Trust(1) - ----------- ----------- ---------------------- -------------------------- --------------------------- ------------------------ Common Stock 7,000 7,000 D - ----------- ----------- ---------------------- -------------------------- --------------------------- ------------------------ - ----------- ----------- ---------------------- -------------------------- --------------------------- ------------------------ - ----------- ----------- ---------------------- -------------------------- --------------------------- ------------------------ - ----------- ----------- ---------------------- -------------------------- --------------------------- ------------------------
EXPLANATION OF RESPONSES: (1) The Units of Limited Partnership Interest ("Units") represent interests in Mack-Cali Realty, L.P., a Delaware limited partnership, through which Mack- Cali Realty Corporation conducts its real estate activities. The Units are redeemable on a one-for-one basis for shares of Common Stock. The reporting person previously indirectly beneficially owned 15,000 Units as beneficiary of the RMC Development Company, LLC Executive Deferred Compensation Plan MG Trust (the "Trust"). On February 16, 1998, the Trust transferred 7,000 Units to the reporting person, resulting in the reporting person's direct beneficial ownership of 7,000 Units and indirect beneficial ownership, through the Trust, of 8,000 Units. /s/ Michael Grossman 3/10/98 -------------------------------- -------------- ** Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. Page 2 -----END PRIVACY-ENHANCED MESSAGE-----