0001654954-20-010448.txt : 20201026 0001654954-20-010448.hdr.sgml : 20201026 20200925120933 ACCESSION NUMBER: 0001654954-20-010448 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 12 CONFORMED PERIOD OF REPORT: 20200924 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20200925 DATE AS OF CHANGE: 20200925 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Freedom Holding Corp. CENTRAL INDEX KEY: 0000924805 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 300233726 STATE OF INCORPORATION: NV FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-33034 FILM NUMBER: 201198050 BUSINESS ADDRESS: STREET 1: C/O POULTON & YORDAN STREET 2: 324 SOUTH 400 WEST SUITE 250 CITY: SALT LAKE CITY STATE: UT ZIP: 84101 BUSINESS PHONE: 801-355-2227 MAIL ADDRESS: STREET 1: C/O POULTON & YORDAN STREET 2: 324 SOUTH 400 WEST SUITE 250 CITY: SALT LAKE CITY STATE: UT ZIP: 84101 FORMER COMPANY: FORMER CONFORMED NAME: BMB MUNAI INC DATE OF NAME CHANGE: 20031218 FORMER COMPANY: FORMER CONFORMED NAME: INTERUNION FINANCIAL CORP DATE OF NAME CHANGE: 19960719 8-K 1 frhc-20201231.htm CURRENT REPORT ISDR Blueprint iXBRL Document
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 8-K
 
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported):  September 24, 2020
 
FREEDOM HOLDING CORP.
(Exact name of registrant as specified in its charter)
 
Nevada
 
001-33034
 
30-0233726
(State or other jurisdiction of incorporation)
 
Commission
File Number)
 
(IRS Employer
Identification No.)
 
“Esentai Tower” BC, Floor 7, 77/7 Al Farabi Ave., Almaty, Kazakhstan
(Address of principal executive offices)
 
050040
(Zip code)
 
+7 727 311 10 64
(Registrant’s telephone number, including area code)
 
N/A
(Former name or former address, if changed since last report.)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2 below):
 
  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
Securities registered under Section 12(b) of the Act:
 
Title of each class
 
Trading Symbol(s)
 
Name of each exchange on which registered
Common
 
FRHC
 
The Nasdaq Capital Market
 
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
 
Emerging growth company
 
If an emerging growth company, indicated by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 


 
Item 5.07. 
Submission of Matters to a Vote of Security Holders
 
On September 24, 2020, Freedom Holding Corp. (the “Company”) held its 2020 annual meeting of stockholders (the “2020 Annual Meeting”). As of July 28, 2020, the record date for the 2020 Annual Meeting, 58,358,212 shares of the Company’s common stock were issued and outstanding and entitled to vote. A summary of the matters voted upon by the stockholders is set forth below.
 
1.
The Company’s stockholder elected each of Boris Cherdabayev and Askar Tashtitov as Class I directors of the Company for a term of three years and until their successors are duly elected and qualified. The voting results were as follows:
 
 
  Votes For  
  Votes Withheld  
  Broker Non-Votes  
Boris Cherdabayev
  34,671,220 
  85,125 
  7,007,186 
Askar Tashtitov
  34,131,280 
  625,065 
  7,007,186 
 
2.
The Company’s stockholders ratified the appointment of WSRP, LLC as the Company’s independent registered public accounting firm for the fiscal year ending March 31, 2021. The voting results were as follows:
 
  Votes For  
  Votes Against  
  Votes Abstained  
  41,761,948 
  1,482 
  101 
 
No additional business or other matters came before the meeting or any adjournment thereof.
 

 
SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
  FREEDOM HOLDING CORP.
 
 
 
 
Date: September 25, 2020
By:
  /s/ Timur Turlov
 
 
Timur Turlov
 
 
Chief Executive Officer
 
 
 
 
 
 
 
 
 
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