0001144204-17-036850.txt : 20170714 0001144204-17-036850.hdr.sgml : 20170714 20170714165740 ACCESSION NUMBER: 0001144204-17-036850 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170712 FILED AS OF DATE: 20170714 DATE AS OF CHANGE: 20170714 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH MIDLAND CORP CENTRAL INDEX KEY: 0000924719 STANDARD INDUSTRIAL CLASSIFICATION: CONCRETE PRODUCTS, EXCEPT BLOCK & BRICK [3272] IRS NUMBER: 541727060 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ROUTE 28 STREET 2: P O BOX 300 CITY: MIDLAND STATE: VA ZIP: 22728 BUSINESS PHONE: 5404393266 MAIL ADDRESS: STREET 1: RT 28 STREET 2: PO BOX 300 CITY: MIDLAND STATE: VA ZIP: 22728 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH RODNEY I CENTRAL INDEX KEY: 0001008220 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13752 FILM NUMBER: 17965978 MAIL ADDRESS: STREET 1: C/O SMITH MIDLAND CORP STREET 2: 5119 CATLETT ROAD CITY: MIDLAND STATE: VA ZIP: 22728 4 1 v470865_4.xml OWNERSHIP DOCUMENT X0306 4 2017-07-12 0 0000924719 SMITH MIDLAND CORP SMID 0001008220 SMITH RODNEY I C/O SMITH MIDLAND CORP 5119 CATLETT ROAD MIDLAND VA 22728 1 1 1 0 Chairman, CEO and President Common Stock 2017-07-12 4 S 0 3000 7.66 D 759598 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on June 12, 2017. The price reported is the weighted average price for each days sales. These shares were sold in multiple transactions at prices ranging from $7.60 to $7.75, inclusive. The reporting person undertakes to provide Smith-Midland Corporation, any security holder of Smith-Midland Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2. /s/ Rodney I. Smith 2017-07-14