0001144204-16-138978.txt : 20161212
0001144204-16-138978.hdr.sgml : 20161212
20161212161819
ACCESSION NUMBER: 0001144204-16-138978
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161208
FILED AS OF DATE: 20161212
DATE AS OF CHANGE: 20161212
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMITH MIDLAND CORP
CENTRAL INDEX KEY: 0000924719
STANDARD INDUSTRIAL CLASSIFICATION: CONCRETE PRODUCTS, EXCEPT BLOCK & BRICK [3272]
IRS NUMBER: 541727060
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ROUTE 28
STREET 2: P O BOX 300
CITY: MIDLAND
STATE: VA
ZIP: 22728
BUSINESS PHONE: 5404393266
MAIL ADDRESS:
STREET 1: RT 28
STREET 2: PO BOX 300
CITY: MIDLAND
STATE: VA
ZIP: 22728
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SMITH ASHLEY B
CENTRAL INDEX KEY: 0001274098
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13752
FILM NUMBER: 162046472
MAIL ADDRESS:
STREET 1: C/O SMITH MIDLAND CORP
STREET 2: 5119 CATLETT ROAD
CITY: MIDLAND
STATE: VA
ZIP: 22728
4
1
v454852_form4.xml
OWNERSHIP DOCUMENT
X0306
4
2016-12-08
0
0000924719
SMITH MIDLAND CORP
SMID
0001274098
SMITH ASHLEY B
C/O SMITH-MIDLAND CORPORATION
5119 CATLETT ROAD
MIDLAND
VA
22728
1
1
0
0
President
Common Stock
2016-12-08
4
S
0
4000
4.85
D
142417
D
Common Stock
2016-12-08
4
S
0
2650
4.80
D
139767
D
Common Stock
2016-12-12
4
M
0
7000
2.15
A
139767
D
Common Stock
2016-12-12
4
M
0
14800
1.21
A
139767
D
Option (Right to Buy)
2.15
2016-12-12
4
M
0
7000
0
A
2017-05-21
Common Stock
7000
0
D
Option (Right to Buy)
1.21
2016-12-12
4
M
0
14800
0
A
2018-06-30
Common Stock
14800
0
D
Options became exercisable cumulatively to the extent of 1/3 of the number of underlying shares on each of May 22, 2008, 2009 and 2010.
Options became exercisable cumulatively to the extent of 1/3 of the number of underlying shares on each of June 30, 2009, 2010 and 2011.
/s/ Ashley B. Smith
2016-12-12