-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FmFtic5ofrLtl1ZXKXsXN6F/9Xc/uzVg0KekuKezpCUwyryXwo+tjYg7JyixVJgH fukycUU/zXVp4Dr1ryQhWw== 0001144204-09-064840.txt : 20091216 0001144204-09-064840.hdr.sgml : 20091216 20091216115505 ACCESSION NUMBER: 0001144204-09-064840 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091202 FILED AS OF DATE: 20091216 DATE AS OF CHANGE: 20091216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH ASHLEY B CENTRAL INDEX KEY: 0001274098 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13752 FILM NUMBER: 091243701 MAIL ADDRESS: STREET 1: C/O SMITH MIDLAND CORP STREET 2: 5119 CATLETT ROAD CITY: MIDLAND STATE: VA ZIP: 22728 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH MIDLAND CORP CENTRAL INDEX KEY: 0000924719 STANDARD INDUSTRIAL CLASSIFICATION: CONCRETE PRODUCTS, EXCEPT BLOCK & BRICK [3272] IRS NUMBER: 541727060 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ROUTE 28 STREET 2: P O BOX 300 CITY: MIDLAND STATE: VA ZIP: 22728 BUSINESS PHONE: 5404393266 MAIL ADDRESS: STREET 1: RT 28 STREET 2: PO BOX 300 CITY: MIDLAND STATE: VA ZIP: 22728 4 1 v169170_ex.xml X0303 4 2009-12-02 0 0000924719 SMITH MIDLAND CORP SMID 0001274098 SMITH ASHLEY B C/O SMITH MIDLAND CORP 5119 CATLETT ROAD MIDLAND VA 22728 1 1 0 0 Vice President Common Stock 2009-12-02 4 M 0 7000 0.5625 A 96617 D Common Stock 2009-12-02 4 S 0 4500 1.39 D 92117 D Common Stock 2009-12-02 4 S 0 2500 1.50 D 89617 D Option (Right to Buy) 0.5625 2009-12-02 4 M 0 7000 0 D 2009-12-29 Common Stock 7000 0 D Options became exerciseable cumulatively to the extent of 1/3 of the number of underlying shares on each of December 29, 2000, 2001, and 2002. Does not include other options to purchase in aggregate of 68,800 shares. /s/ Ashley B. Smith 2009-12-16 -----END PRIVACY-ENHANCED MESSAGE-----