0001017284-24-000002.txt : 20240205
0001017284-24-000002.hdr.sgml : 20240205
20240205134420
ACCESSION NUMBER: 0001017284-24-000002
CONFORMED SUBMISSION TYPE: SC 13D/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20240205
DATE AS OF CHANGE: 20240205
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: SMITH MIDLAND CORP
CENTRAL INDEX KEY: 0000924719
STANDARD INDUSTRIAL CLASSIFICATION: CONCRETE PRODUCTS, EXCEPT BLOCK & BRICK [3272]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 541727060
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13D/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-60031
FILM NUMBER: 24595043
BUSINESS ADDRESS:
STREET 1: ROUTE 28
STREET 2: P O BOX 300
CITY: MIDLAND
STATE: VA
ZIP: 22728
BUSINESS PHONE: 5404393266
MAIL ADDRESS:
STREET 1: RT 28
STREET 2: PO BOX 300
CITY: MIDLAND
STATE: VA
ZIP: 22728
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: THOMPSON DAVIS & CO., INC.
CENTRAL INDEX KEY: 0001017284
ORGANIZATION NAME:
IRS NUMBER: 133848035
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13D/A
BUSINESS ADDRESS:
STREET 1: 9030 STONY POINT PKWY, STE 100
STREET 2: 16TH FLOOR
CITY: RICHMOND
STATE: VA
ZIP: 23235
BUSINESS PHONE: 804-644-6380
MAIL ADDRESS:
STREET 1: 9030 STONY POINT PKWY, STE 100
STREET 2: 16TH FLOOR
CITY: RICHMOND
STATE: VA
ZIP: 23235
FORMER COMPANY:
FORMER CONFORMED NAME: NET SECURITIES CORP.
DATE OF NAME CHANGE: 20020425
FORMER COMPANY:
FORMER CONFORMED NAME: NET SECURITIES CORP
DATE OF NAME CHANGE: 20020425
FORMER COMPANY:
FORMER CONFORMED NAME: BLOOMBERG SECURITIES INC /BD
DATE OF NAME CHANGE: 19961105
SC 13D/A
1
TDC_smithmidland.txt
THOMPSON DAVIS & CO. SC 13D AMENDMENT FILING
SC 13D
1
smithmidland
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934 (Amendment No. --)*
(Name of Issuer)
Smith-Midland Corporation
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(Title of Class of Securities)
Common Stock
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(CUSIP Number)
832156103
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(Name, Address and Telephone Number of Person Authorized to Receive Notices and
Communications)
Peggy M. Walz,
9030 Stony Point Parkway, Suite 100, Richmond, VA 23235
(804) 644-6382
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(Date of Event Which Requires Filing of this Statement)
February 1, 2024
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition that is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(e), Rule 13d-1(f) or Rule 13d -1(g), check the
following box.[X]
Note: Schedules filed in paper format shall include a signed original and five
copies of the schedule,including all exhibits. See Rule 13d-7(b) for other
parties to whom copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities,
and for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
CUSIP No. 832156103
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______________________________________________________________________________
(1) Names of reporting persons Thompson Davis & Co., Inc.
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______________________________________________________________________________
(2) Check the appropriate box if a member of a group (see instructions)
(a)
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(b)
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______________________________________________________________________________
(3) SEC use only
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______________________________________________________________________________
(4) Source of funds (see instructions) OO - RIA on behalf of clients
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______________________________________________________________________________
(5) Check if disclosure of legal proceedings is required pursuant to Items
2(d) or 2(e)
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______________________________________________________________________________
(6) Citizenship of place of organization New York
-------------------------------------
______________________________________________________________________________
Number of shares beneficially owned by each reporting person
with:
------------------------------------------------------------------------
______________________________________________________________________________
(7) Sole Voting Power 0
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______________________________________________________________________________
(8) Shared Voting Power 0
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______________________________________________________________________________
(9) Sole Dispositive Power 1,465,256
---------------------------------------------------
______________________________________________________________________________
(10) Shared Dispositive Power 0
------------------------------------------------
______________________________________________________________________________
(11) Aggregate Amount Beneficially Owned by Each Reporting Person 1,465,256
------------
______________________________________________________________________________
(12) Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions)
______________________________________________________________________________
(13) Percent of Class Represented by Amount in Row (11) 27.37%
----------------------
______________________________________________________________________________
(14) Type of Reporting Person (See Instructions) IA
-----------------------------
______________________________________________________________________________
Signature.
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
February 1, 2024
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Date
------------------------------------------------------------------------------
Signature
Peggy M. Walz/Chief Compliance Officer
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Name/Title