0001209191-21-014677.txt : 20210226 0001209191-21-014677.hdr.sgml : 20210226 20210226160200 ACCESSION NUMBER: 0001209191-21-014677 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210224 FILED AS OF DATE: 20210226 DATE AS OF CHANGE: 20210226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Arens Timothy J. CENTRAL INDEX KEY: 0001506586 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23837 FILM NUMBER: 21688569 MAIL ADDRESS: STREET 1: 9924 WEST 74TH STREET CITY: EDEN PRAIRIE STATE: X1 ZIP: 55344 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SURMODICS INC CENTRAL INDEX KEY: 0000924717 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 411356149 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 9924 W 74TH ST CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 BUSINESS PHONE: 9525007000 MAIL ADDRESS: STREET 1: 9924 WEST 74TH ST CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 FORMER COMPANY: FORMER CONFORMED NAME: BSI CORP DATE OF NAME CHANGE: 19970506 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-02-24 0 0000924717 SURMODICS INC SRDX 0001506586 Arens Timothy J. 9924 WEST 74TH STREET EDEN PRAIRIE MN 55344 0 1 0 0 Chief Financial Officer Common Stock 2021-02-24 4 M 0 2614 21.03 A 56717 D Common Stock 2021-02-24 4 M 0 8359 20.25 A 65076 D Common Stock 2021-02-24 4 F 0 7444 51.70 D 57632 D Employee Stock Option (right to buy) 21.03 2021-02-24 4 M 0 2614 0.00 D 2021-12-02 Common Stock 2614 0 D Employee Stock Option (right to buy) 20.25 2021-02-24 4 M 0 8359 0.00 D 2022-12-17 Common Stock 8359 0 D Fully vested. /s/ John Manders on behalf of Timothy J. Arens 2021-02-26