a. How many Classes of shares of the Fund (if
any) are
authorized?
| 3 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Small Capitalization Class C |
ii. Class identification number, if any | C000030182 |
iii. Ticker symbol, if any | SSCCX |
Shares Outstanding Record:
2 |
i. Full name of Class | Small Capitalization Class I |
ii. Class identification number, if any | C000030180 |
iii. Ticker symbol, if any | SSCPX |
Shares Outstanding Record:
3 |
i. Full name of Class | Small Capitalization Class A |
ii. Class identification number, if any | C000030179 |
iii. Ticker symbol, if any | SSCYX |
|
Shareholder servicing agents Record:
1 |
i. Full name | Ultimus Fund Solutions, LLC. |
ii. LEI, if any, or provide and describe
other
identifying number | 84-05829 |
Description of other identifying number | Filing Number |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Ultimus Fund Solutions, LLC. |
ii. LEI, if any, or other identifying number | 84-05829 |
Description of other identifying number | Filing Number |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 3 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Conservative Balanced Allocation Portfolio Class I |
ii. Class identification number, if any | C000196876 |
iii. Ticker symbol, if any | LUNAX |
Shares Outstanding Record:
2 |
i. Full name of Class | Conservative Balanced Allocation Portfolio Class C |
ii. Class identification number, if any | C000196875 |
iii. Ticker symbol, if any | SUMCX |
Shares Outstanding Record:
3 |
i. Full name of Class | Conservative Balanced Allocation Portfolio Class A |
ii. Class identification number, if any | C000196874 |
iii. Ticker symbol, if any | SCAAX |
|
Shareholder servicing agents Record:
1 |
i. Full name | Ultimus Fund Solutions, LLC. |
ii. LEI, if any, or provide and describe
other
identifying number | 84-05829 |
Description of other identifying number | N/A |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Ultimus Fund Solutions, LLC. |
ii. LEI, if any, or other identifying number | 84-05829 |
Description of other identifying number | N/A |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 3 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Energy & Basic Materials Class C |
ii. Class identification number, if any | C000030193 |
iii. Ticker symbol, if any | SEPCX |
Shares Outstanding Record:
2 |
i. Full name of Class | Energy & Basic Materials Class I |
ii. Class identification number, if any | C000030191 |
iii. Ticker symbol, if any | SEPIX |
Shares Outstanding Record:
3 |
i. Full name of Class | Energy & Basic Materials Class A |
ii. Class identification number, if any | C000030194 |
iii. Ticker symbol, if any | SBMBX |
|
Shareholder servicing agents Record:
1 |
i. Full name | Ultimus Fund Solutions, LLC. |
ii. LEI, if any, or provide and describe
other
identifying number | 84-05829 |
Description of other identifying number | Filing Number |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Ultimus Fund Solutions, LLC. |
ii. LEI, if any, or other identifying number | 84-05829 |
Description of other identifying number | Filing Number |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 3 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Aggressive Balanced Allocation Portfolio Class A |
ii. Class identification number, if any | C000196871 |
iii. Ticker symbol, if any | SABAX |
Shares Outstanding Record:
2 |
i. Full name of Class | Aggressive Balanced Allocation Portfolio Class I |
ii. Class identification number, if any | C000196873 |
iii. Ticker symbol, if any | SABIX |
Shares Outstanding Record:
3 |
i. Full name of Class | Aggressive Balanced Allocation Portfolio Class C |
ii. Class identification number, if any | C000196872 |
iii. Ticker symbol, if any | SABCX |
|
Shareholder servicing agents Record:
1 |
i. Full name | Ultimus Fund Solutions, LLC. |
ii. LEI, if any, or provide and describe
other
identifying number | 84-05829 |
Description of other identifying number | N/A |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Ultimus Fund Solutions, LLC. |
ii. LEI, if any, or other identifying number | 84-05829 |
Description of other identifying number | N/A |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 3 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Moderately Conservative Balanced Allocation Portfolio Class C |
ii. Class identification number, if any | C000196884 |
iii. Ticker symbol, if any | SBCCX |
Shares Outstanding Record:
2 |
i. Full name of Class | Moderately Conservative Balanced Allocation Portfolio Class A |
ii. Class identification number, if any | C000196883 |
iii. Ticker symbol, if any | SMACX |
Shares Outstanding Record:
3 |
i. Full name of Class | Moderately Conservative Balanced Allocation Portfolio Class I |
ii. Class identification number, if any | C000196885 |
iii. Ticker symbol, if any | SMICX |
|
Shareholder servicing agents Record:
1 |
i. Full name | Ultimus Fund Solutions, LLC. |
ii. LEI, if any, or provide and describe
other
identifying number | 84-05829 |
Description of other identifying number | N/A |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Ultimus Fund Solutions, LLC. |
ii. LEI, if any, or other identifying number | 84-05829 |
Description of other identifying number | N/A |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 3 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | U.S. Government Money Market Portfolio Class A |
ii. Class identification number, if any | C000030147 |
iii. Ticker symbol, if any | SGAXX |
Shares Outstanding Record:
2 |
i. Full name of Class | U.S. Government Money Market Portfolio Class I |
ii. Class identification number, if any | C000030148 |
iii. Ticker symbol, if any | SGMXX |
Shares Outstanding Record:
3 |
i. Full name of Class | U.S. Government Money Market Portfolio Class C |
ii. Class identification number, if any | C000030150 |
iii. Ticker symbol, if any | SZCXX |
|
Shareholder servicing agents Record:
1 |
i. Full name | Ultimus Fund Solutions, LLC. |
ii. LEI, if any, or provide and describe
other
identifying number | 84-05829 |
Description of other identifying number | N/A |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Ultimus Fund Solutions, LLC. |
ii. LEI, if any, or other identifying number | 84-05829 |
Description of other identifying number | N/A |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 3 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Technology & Communications Class A |
ii. Class identification number, if any | C000030162 |
iii. Ticker symbol, if any | STPAX |
Shares Outstanding Record:
2 |
i. Full name of Class | Technology & Communications Class C |
ii. Class identification number, if any | C000030161 |
iii. Ticker symbol, if any | STPCX |
Shares Outstanding Record:
3 |
i. Full name of Class | Technology & Communications Class I |
ii. Class identification number, if any | C000030159 |
iii. Ticker symbol, if any | STPIX |
|
Shareholder servicing agents Record:
1 |
i. Full name | Ultimus Fund Solutions, LLC. |
ii. LEI, if any, or provide and describe
other
identifying number | 84-05829 |
Description of other identifying number | Filing Number |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Ultimus Fund Solutions, LLC. |
ii. LEI, if any, or other identifying number | 84-05829 |
Description of other identifying number | Filing Number |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Brokers Record:
1 |
i. Full name of broker | SG Securities |
ii. SEC file number | 008-68732 |
iii. CRD number | 000155643 |
iv. LEI, if any | 549300X7ULDGXKFTX656 |
v. State, if applicable | |
vi. Foreign country, if applicable |
HONG KONG
|
vii. Gross commissions paid by the Fund for
the
reporting period | 304.60000000 |
Brokers Record:
2 |
i. Full name of broker | Instinet, Inc. |
ii. SEC file number | 008-23669 |
iii. CRD number | 000007897 |
iv. LEI, if any | 549300MGMN3RKMU8FT57 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 392.41000000 |
Brokers Record:
3 |
i. Full name of broker | Cowen Group |
ii. SEC file number | 008-22522 |
iii. CRD number | 000007616 |
iv. LEI, if any | 549300WR155U7DVMIW58 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 4,262.68000000 |
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
| 4,959.69000000 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 3 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Moderate Balanced Allocation Portfolio Class C |
ii. Class identification number, if any | C000196878 |
iii. Ticker symbol, if any | SBMCX |
Shares Outstanding Record:
2 |
i. Full name of Class | Moderate Balanced Allocation Portfolio Class A |
ii. Class identification number, if any | C000196877 |
iii. Ticker symbol, if any | SMPAX |
Shares Outstanding Record:
3 |
i. Full name of Class | Moderate Balanced Allocation Portfolio Class I |
ii. Class identification number, if any | C000196879 |
iii. Ticker symbol, if any | SBMIX |
|
Shareholder servicing agents Record:
1 |
i. Full name | Ultimus Fund Solutions, LLC. |
ii. LEI, if any, or provide and describe
other
identifying number | 84-05829 |
Description of other identifying number | N/A |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Ultimus Fund Solutions, LLC. |
ii. LEI, if any, or other identifying number | 84-05829 |
Description of other identifying number | N/A |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 3 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Financial Services Class C |
ii. Class identification number, if any | C000030189 |
iii. Ticker symbol, if any | SFPCX |
Shares Outstanding Record:
2 |
i. Full name of Class | Financial Services Class A |
ii. Class identification number, if any | C000030190 |
iii. Ticker symbol, if any | SFPAX |
Shares Outstanding Record:
3 |
i. Full name of Class | Financial Services Class I |
ii. Class identification number, if any | C000030187 |
iii. Ticker symbol, if any | SFPIX |
|
Shareholder servicing agents Record:
1 |
i. Full name | Ultimus Fund Solutions, LLC. |
ii. LEI, if any, or provide and describe
other
identifying number | 84-05829 |
Description of other identifying number | Filing Number |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Ultimus Fund Solutions, LLC. |
ii. LEI, if any, or other identifying number | 84-05829 |
Description of other identifying number | Filing Number |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 3 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Moderately Aggressive Balanced Allocation Portfolio Class C |
ii. Class identification number, if any | C000196881 |
iii. Ticker symbol, if any | SAMCX |
Shares Outstanding Record:
2 |
i. Full name of Class | Moderately Aggressive Balanced Allocation Portfolio Class A |
ii. Class identification number, if any | C000196880 |
iii. Ticker symbol, if any | SAMAX |
Shares Outstanding Record:
3 |
i. Full name of Class | Moderately Aggressive Balanced Allocation Portfolio Class I |
ii. Class identification number, if any | C000196882 |
iii. Ticker symbol, if any | SAMIX |
|
Shareholder servicing agents Record:
1 |
i. Full name | Ultimus Fund Solutions, LLC. |
ii. LEI, if any, or provide and describe
other
identifying number | 84-05829 |
Description of other identifying number | N/A |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Ultimus Fund Solutions, LLC. |
ii. LEI, if any, or other identifying number | 84-05829 |
Description of other identifying number | N/A |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 3 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Investment Quality Bond Class C |
ii. Class identification number, if any | C000030166 |
iii. Ticker symbol, if any | SQBCX |
Shares Outstanding Record:
2 |
i. Full name of Class | Investment Quality Bond Class I |
ii. Class identification number, if any | C000030164 |
iii. Ticker symbol, if any | SIBPX |
Shares Outstanding Record:
3 |
i. Full name of Class | Investment Quality Bond Class A |
ii. Class identification number, if any | C000030163 |
iii. Ticker symbol, if any | SQBAX |
|
Shareholder servicing agents Record:
1 |
i. Full name | Ultimus Fund Solutions, LLC. |
ii. LEI, if any, or provide and describe
other
identifying number | 84-05829 |
Description of other identifying number | Filing Number |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Ultimus Fund Solutions, LLC. |
ii. LEI, if any, or other identifying number | 84-05829 |
Description of other identifying number | Filing Number |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 3 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | International Equity Class I |
ii. Class identification number, if any | C000030184 |
iii. Ticker symbol, if any | SIEPX |
Shares Outstanding Record:
2 |
i. Full name of Class | International Equity Class A |
ii. Class identification number, if any | C000030183 |
iii. Ticker symbol, if any | SIEYX |
Shares Outstanding Record:
3 |
i. Full name of Class | International Equity Class C |
ii. Class identification number, if any | C000030186 |
iii. Ticker symbol, if any | SIECX |
|
Shareholder servicing agents Record:
1 |
i. Full name | Ultimus Fund Solutions, LLC. |
ii. LEI, if any, or provide and describe
other
identifying number | 84-05829 |
Description of other identifying number | Filing Number |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Ultimus Fund Solutions, LLC. |
ii. LEI, if any, or other identifying number | 84-05829 |
Description of other identifying number | Filing Number |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 3 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Municipal Bond Portfolio Class C |
ii. Class identification number, if any | C000030170 |
iii. Ticker symbol, if any | SMBCX |
Shares Outstanding Record:
2 |
i. Full name of Class | Municipal Bond Portfolio Class A |
ii. Class identification number, if any | C000030167 |
iii. Ticker symbol, if any | SMBAX |
Shares Outstanding Record:
3 |
i. Full name of Class | Municipal Bond Portfolio Class I |
ii. Class identification number, if any | C000030168 |
iii. Ticker symbol, if any | SMBPX |
|
Shareholder servicing agents Record:
1 |
i. Full name | Ultimus Fund Solutions, LLC. |
ii. LEI, if any, or provide and describe
other
identifying number | 84-05829 |
Description of other identifying number | Filing Number |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Ultimus Fund Solutions, LLC. |
ii. LEI, if any, or other identifying number | 84-05829 |
Description of other identifying number | Filing Number |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 3 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Large Capitalization Growth Class C |
ii. Class identification number, if any | C000030178 |
iii. Ticker symbol, if any | SLGCX |
Shares Outstanding Record:
2 |
i. Full name of Class | Large Capitalization Growth Class A |
ii. Class identification number, if any | C000030175 |
iii. Ticker symbol, if any | SLGYX |
Shares Outstanding Record:
3 |
i. Full name of Class | Large Capitalization Growth Class I |
ii. Class identification number, if any | C000030176 |
iii. Ticker symbol, if any | SLCGX |
|
Shareholder servicing agents Record:
1 |
i. Full name | Ultimus Fund Solutions, LLC. |
ii. LEI, if any, or provide and describe
other
identifying number | 84-05829 |
Description of other identifying number | N/A |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Ultimus Fund Solutions, LLC. |
ii. LEI, if any, or other identifying number | 84-05829 |
Description of other identifying number | N/A |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 3 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Mid Capitalization Class A |
ii. Class identification number, if any | C000030158 |
iii. Ticker symbol, if any | SPMAX |
Shares Outstanding Record:
2 |
i. Full name of Class | Mid Capitalization Class C |
ii. Class identification number, if any | C000030157 |
iii. Ticker symbol, if any | SPMCX |
Shares Outstanding Record:
3 |
i. Full name of Class | Mid Capitalization Class I |
ii. Class identification number, if any | C000030155 |
iii. Ticker symbol, if any | SMIPX |
|
Shareholder servicing agents Record:
1 |
i. Full name | Ultimus Fund Solutions, LLC. |
ii. LEI, if any, or provide and describe
other
identifying number | 84-05829 |
Description of other identifying number | Filing Number |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Ultimus Fund Solutions, LLC. |
ii. LEI, if any, or other identifying number | 84-05829 |
Description of other identifying number | Filing Number |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Brokers Record:
1 |
i. Full name of broker | Instinet, Inc. |
ii. SEC file number | 008-23669 |
iii. CRD number | 000007897 |
iv. LEI, if any | 549300MGMN3RKMU8FT57 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 2,495.21999999 |
Brokers Record:
2 |
i. Full name of broker | Raymond James |
ii. SEC file number | 008-10999 |
iii. CRD number | 000000705 |
iv. LEI, if any | U4ONQX15J3RO8XCKE979 |
v. State, if applicable |
FLORIDA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 23.79000000 |
Brokers Record:
3 |
i. Full name of broker | JPMorgan Chase |
ii. SEC file number | 008-35008 |
iii. CRD number | 000000079 |
iv. LEI, if any | ZBUT11V806EZRVTWT807 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 289.48000000 |
Brokers Record:
4 |
i. Full name of broker | Cantor Fitzgerald |
ii. SEC file number | 008-00201 |
iii. CRD number | 000159296 |
iv. LEI, if any | 549300DWZ3YOKJO5X179 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 317.56000000 |
Brokers Record:
5 |
i. Full name of broker | Liquidnet |
ii. SEC file number | 008-52461 |
iii. CRD number | 000103987 |
iv. LEI, if any | 213800HSKBBO1GCVRG79 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 1,427.95000000 |
Brokers Record:
6 |
i. Full name of broker | UBS |
ii. SEC file number | 008-22651 |
iii. CRD number | 000007654 |
iv. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 195.68000000 |
Brokers Record:
7 |
i. Full name of broker | Virtu Financial |
ii. SEC file number | 008-51262 |
iii. CRD number | 000045986 |
iv. LEI, if any | 5493006FX0HRYU3G2R47 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 185.00000000 |
Brokers Record:
8 |
i. Full name of broker | Keefe, Bruyette & Woods |
ii. SEC file number | 008-10888 |
iii. CRD number | 000000481 |
iv. LEI, if any | 549300OM47DQV01G4854 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 125.14000000 |
Brokers Record:
9 |
i. Full name of broker | Jones Trading |
ii. SEC file number | 008-26089 |
iii. CRD number | 000006888 |
iv. LEI, if any | 2138008JJ5PA8H5UIL69 |
v. State, if applicable |
DELAWARE
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 39.20000000 |
Brokers Record:
10 |
i. Full name of broker | Oppenheimer & Co. |
ii. SEC file number | 008-4077 |
iii. CRD number | 000000249 |
iv. LEI, if any | 254900VH02JQR2L8XD64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 595.76000000 |
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
| 5,741.35000000 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 3 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Health & Biotechnology Class I |
ii. Class identification number, if any | C000030151 |
iii. Ticker symbol, if any | SBHIX |
Shares Outstanding Record:
2 |
i. Full name of Class | Health & Biotechnology Class A |
ii. Class identification number, if any | C000030154 |
iii. Ticker symbol, if any | SHPAX |
Shares Outstanding Record:
3 |
i. Full name of Class | Health & Biotechnology Class C |
ii. Class identification number, if any | C000030153 |
iii. Ticker symbol, if any | SHPCX |
|
Shareholder servicing agents Record:
1 |
i. Full name | Ultimus Fund Solutions, LLC. |
ii. LEI, if any, or provide and describe
other
identifying number | 84-05829 |
Description of other identifying number | Filing Number |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Ultimus Fund Solutions, LLC. |
ii. LEI, if any, or other identifying number | 84-05829 |
Description of other identifying number | Filing Number |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Brokers Record:
1 |
i. Full name of broker | Instinet, Inc. |
ii. SEC file number | 008-23669 |
iii. CRD number | 000007897 |
iv. LEI, if any | 549300MGMN3RKMU8FT57 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 3,466.24000000 |
Brokers Record:
2 |
i. Full name of broker | Cowen Group |
ii. SEC file number | 008-22522 |
iii. CRD number | 000007616 |
iv. LEI, if any | 549300WR155U7DVMIW58 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 4,119.60000000 |
Brokers Record:
3 |
i. Full name of broker | SG Securities |
ii. SEC file number | 008-68732 |
iii. CRD number | 000155643 |
iv. LEI, if any | 549300X7ULDGXKFTX656 |
v. State, if applicable | |
vi. Foreign country, if applicable |
HONG KONG
|
vii. Gross commissions paid by the Fund for
the
reporting period | 31.44000000 |
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
| 7,617.28000000 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 3 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Large Capitalization Value Class C |
ii. Class identification number, if any | C000030174 |
iii. Ticker symbol, if any | SLVCX |
Shares Outstanding Record:
2 |
i. Full name of Class | Large Capitalization Value Class A |
ii. Class identification number, if any | C000030171 |
iii. Ticker symbol, if any | SLVYX |
Shares Outstanding Record:
3 |
i. Full name of Class | Large Capitalization Value Class I |
ii. Class identification number, if any | C000030172 |
iii. Ticker symbol, if any | SLCVX |
|
Shareholder servicing agents Record:
1 |
i. Full name | Ultimus Fund Solutions, LLC. |
ii. LEI, if any, or provide and describe
other
identifying number | 84-05829 |
Description of other identifying number | N/A |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Ultimus Fund Solutions, LLC. |
ii. LEI, if any, or other identifying number | 84-05829 |
Description of other identifying number | N/A |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|