OTHER REQUIRED INFO 3 aciacsaaotherreqinfo_724.htm OTHER REQUIRED INFORMATION - 07.31.2024 Document


Pursuant to the Fund's procedures adopted under Rule 10f-3, the Fund's Board of Directors/Trustees receives a quarterly report in the form of a checklist as to the satisfaction of the applicable conditions of paragraph (c)(1) through (c)(8) of Rule 10f-3.
FundStrategic Asset Allocation: Aggressive
IssuerArm Holdings PLC
Ticker/SedolARM / 042068205
Principal Amount (US$)4,870,500,000
Principal Amount (Foreign$)na
Amount Purchased (US$)21471.00
Amount Purchased (Foreign$)na
Trade Date9/14/2023
Price (US$)51.00
Price-Foreignna
UnderwriterBCAP
Other Syndicate Members:Goldman Sachs & Co. LLC
J.P. Morgan Securities LLC
Mizuho Securities USA LLC
BofA Securities, Inc.
Citigroup Global Markets Inc.
Deutsche Bank Securities Inc.
Jefferies LLC
BNP Paribas Securities Corp.
Credit Agricole Securities (USA) Inc.
MUFG Securities Americas Inc.
Natixis Securities Americas LLC
Santander US Capital Markets LLC
SMBC Nikko Securities America, Inc.
BMO Capital Markets Corp.
Daiwa Capital Markets America Inc.
Guggenheim Securities, LLC
HSBC Securities (USA) Inc.
Intesa Sanpaolo S.p.A.
Independence Point Securities LLC
KeyBanc Capital Markets Inc.
Loop Capital Markets LLC
Samuel A. Ramirez & Company, Inc.
Rosenblatt Securities Inc.
SG Americas Securities, LLC
Cowen and Company, LLC
Nomura Securities International, Inc.
WR Securities, LLC
Underwriting Spread2.00%
CurrencyUSD
FundStrategic Asset Allocation: Moderate
IssuerArm Holdings PLC
Ticker/SedolARM / 042068205


Principal Amount (US$)4,870,500,000
Principal Amount (Foreign$)na
Amount Purchased (US$)20451.00
Amount Purchased (Foreign$)na
Trade Date9/14/2023
Price (US$)51.00
Price-Foreignna
UnderwriterBCAP
Other Syndicate Members:Goldman Sachs & Co. LLC
J.P. Morgan Securities LLC
Mizuho Securities USA LLC
BofA Securities, Inc.
Citigroup Global Markets Inc.
Deutsche Bank Securities Inc.
Jefferies LLC
BNP Paribas Securities Corp.
Credit Agricole Securities (USA) Inc.
MUFG Securities Americas Inc.
Natixis Securities Americas LLC
Santander US Capital Markets LLC
SMBC Nikko Securities America, Inc.
BMO Capital Markets Corp.
Daiwa Capital Markets America Inc.
Guggenheim Securities, LLC
HSBC Securities (USA) Inc.
Intesa Sanpaolo S.p.A.
Independence Point Securities LLC
KeyBanc Capital Markets Inc.
Loop Capital Markets LLC
Samuel A. Ramirez & Company, Inc.
Rosenblatt Securities Inc.
SG Americas Securities, LLC
Cowen and Company, LLC
Nomura Securities International, Inc.
WR Securities, LLC
Underwriting Spread2.00%
CurrencyUSD
FundStrategic Asset Allocation: Convervative
IssuerArm Holdings PLC
Ticker/SedolARM / 042068205
Principal Amount (US$)4,870,500,000
Principal Amount (Foreign$)na
Amount Purchased (US$)5814.00
Amount Purchased (Foreign$)na
Trade Date9/14/2023
Price (US$)51.00
Price-Foreignna
UnderwriterBCAP
Other Syndicate Members:Goldman Sachs & Co. LLC


J.P. Morgan Securities LLC
Mizuho Securities USA LLC
BofA Securities, Inc.
Citigroup Global Markets Inc.
Deutsche Bank Securities Inc.
Jefferies LLC
BNP Paribas Securities Corp.
Credit Agricole Securities (USA) Inc.
MUFG Securities Americas Inc.
Natixis Securities Americas LLC
Santander US Capital Markets LLC
SMBC Nikko Securities America, Inc.
BMO Capital Markets Corp.
Daiwa Capital Markets America Inc.
Guggenheim Securities, LLC
HSBC Securities (USA) Inc.
Intesa Sanpaolo S.p.A.
Independence Point Securities LLC
KeyBanc Capital Markets Inc.
Loop Capital Markets LLC
Samuel A. Ramirez & Company, Inc.
Rosenblatt Securities Inc.
SG Americas Securities, LLC
Cowen and Company, LLC
Nomura Securities International, Inc.
WR Securities, LLC
Underwriting Spread2.00%
CurrencyUSD
FundStrategic Asset Allocation: Aggressive
IssuerSkyward Specialty Insurance Group, Inc.
Ticker/SedolSKWD / 830940102
Principal Amount (US$)137,250,000
Principal Amount (Foreign$)na
Amount Purchased (US$)7411.50
Amount Purchased (Foreign$)na
Trade Date11/16/2023
Price (US$)30.50
Price-Foreignna
UnderwriterBarclays Capital
Other Syndicate Members:BMO Capital Markets Corp
JMP Securities
Jefferies & Co
Keefe, Bruyette & Woods
Nomura Securities International Inc
Piper Sandler & Co
Raymond James & Associates Inc
Truist Securities Inc
WR Securities LLC
Underwriting Spread4.50%


CurrencyUSD
FundStrategic Asset Allocation: Moderate
IssuerSkyward Specialty Insurance Group, Inc.
Ticker/SedolSKWD / 830940102
Principal Amount (US$)137,250,000
Principal Amount (Foreign$)na
Amount Purchased (US$)7167.50
Amount Purchased (Foreign$)na
Trade Date11/16/2023
Price (US$)30.50
Price-Foreignna
UnderwriterBarclays Capital
Other Syndicate Members:BMO Capital Markets Corp
JMP Securities
Jefferies & Co
Keefe, Bruyette & Woods
Nomura Securities International Inc
Piper Sandler & Co
Raymond James & Associates Inc
Truist Securities Inc
WR Securities LLC
Underwriting Spread4.50%
CurrencyUSD
FundStrategic Asset Allocation: Conservative
IssuerSkyward Specialty Insurance Group, Inc.
Ticker/SedolSKWD / 830940102
Principal Amount (US$)137,250,000
Principal Amount (Foreign$)na
Amount Purchased (US$)2135.00
Amount Purchased (Foreign$)na
Trade Date11/16/2023
Price (US$)30.50
Price-Foreignna
UnderwriterBarclays Capital
Other Syndicate Members:BMO Capital Markets Corp
JMP Securities
Jefferies & Co
Keefe, Bruyette & Woods
Nomura Securities International Inc
Piper Sandler & Co
Raymond James & Associates Inc
Truist Securities Inc
WR Securities LLC
Underwriting Spread4.50%
CurrencyUSD
FundStrategic Asset Allocation: Aggressive
IssuerInvincible Investment Corporation


Ticker/Sedol8963.T / B00STP1
Principal Amount (US$)$388,116,750
Principal Amount (Foreign$)JPY 59,769,979,500
Amount Purchased (US$)$44,404.37
Amount Purchased (Foreign$)JPY 6,805,414.00
Trade Date7/24/2024
Price (US$)$413.00
Price-ForeignJPY 63,602
UnderwriterSMBC Nikko Securities
Other Syndicate Members:Mizuho Securities Co Ltd
Mitsubishi UFJ Morgan Stanley Securities
Mizuho International PLC
Morgan Stanley & Co International PLC
Nomura International PLC
SMBC Nikko Capital Marke
Morgan Stanley MUFG Securities Co Ltd
Nomura Securities Co Ltd
Underwriting Spread3.211%
CurrencyJPY
FundStrategic Asset Allocation: Moderate
IssuerInvincible Investment Corporation
Ticker/Sedol8963.T / B00STP1
Principal Amount (US$)$388,116,750
Principal Amount (Foreign$)JPY 59,769,979,500
Amount Purchased (US$)$50,629.29
Amount Purchased (Foreign$)JPY 7,759,444.00
Trade Date7/24/2024
Price (US$)$413
Price-ForeignJPY 63,602
UnderwriterSMBC Nikko Securities
Other Syndicate Members:Mizuho Securities Co Ltd
Mitsubishi UFJ Morgan Stanley Securities
Mizuho International PLC
Morgan Stanley & Co International PLC
Nomura International PLC
SMBC Nikko Capital Marke
Morgan Stanley MUFG Securities Co Ltd
Nomura Securities Co Ltd
Underwriting Spread3.211%
CurrencyJPY
FundStrategic Asset Allocation: Conservative
IssuerInvincible Investment Corporation
Ticker/Sedol8963.T / B00STP1
Principal Amount (US$)$388,116,750
Principal Amount (Foreign$)JPY 59,769,979,500
Amount Purchased (US$)$21,579.70
Amount Purchased (Foreign$)JPY 3,307,304.00
Trade Date7/24/2024


Price (US$)$413
Price-ForeignJPY 63,602
UnderwriterSMBC Nikko Securities
Other Syndicate Members:Mizuho Securities Co Ltd
Mitsubishi UFJ Morgan Stanley Securities
Mizuho International PLC
Morgan Stanley & Co International PLC
Nomura International PLC
SMBC Nikko Capital Marke
Morgan Stanley MUFG Securities Co Ltd
Nomura Securities Co Ltd
Underwriting Spread3.211%
CurrencyJPY