SBSE-A/A 0000924186 XXXXXXXX true false 238917 MORGAN STANLEY & CO INTERNATIONAL PLC 98-0196143 238917 0000924186 25 CABOT SQUARE CANARY WHARF LONDON X0 E144QA 44 207 425 8000 Karen Fenelon Smith 44 207 677 2414 Karen.Fenelon@morganstanley.com Benjamin John Juergens 44 207 677 0406 Ben.Juergens@morganstanley.com MORGAN STANLEY & CO INTERNATIONAL PLC 238917 Y N N Y Financial Conduct Authority and Prudential Regulation Authority The policies and procedures of MSIP (the Firm) only permit the Firm to rely on substituted compliance in connection with security-based swap activities that satisfy the conditions to substituted compliance listed in paragraphs (a)(1)-(10), (a)(12)-(14), and (a)(17) of the Order Granting Conditional Substituted Compliance in Connection with Certain Requirements Applicable to Non-U.S. Security-Based Swap Dealers and Major Security-Based Swap Participants Subject to Regulation in the United Kingdom (the Order). The Firm has also established and maintained policies and procedures reasonably designed to satisfy the UK law provisions cited in paragraphs (b) through (f) of the Order, and any additional conditions on substituted compliance imposed in those paragraphs. Y Swap Dealer N MSIP is Morgan Stanley's UK investment firm. Its services include capital raising; financial advisory services, including advice on mergers and acquisitions, restructurings, real estate and project finance; corporate lending; sales, trading, financing and market making activities in equity and fixed income securities and related products, including foreign exchange and commodities; and investment activities. MSIP currently operates branches in Seoul, Zurich, the Dubai International Financial Centre and the Qatar Financial Centre. N N N N Y MORGAN STANLEY & CO INTERNATIONAL PLC 238917 Y Y N N N Y 17 Y MORGAN STANLEY & CO INTERNATIONAL PLC 238917 Clare Woodman Chief Executive Officer 10/2018 02/2002 N 451781 Aryasomayajula Sekhar Director 06/2020 04/2008 N 497125 David Oliver Cannon Director 10/2013 06/2013 N 464242 Henrik Gobel Head of a Business Unit Division or Function 03/2017 06/1999 N 502573 Kim Maree Lazaroo Director 04/2019 10/2015 N 519562 Noreen Philomena Whyte Director 06/2018 09/2005 N 478801 Paul David Taylor Director 08/2020 08/2020 N 532536 Salvatore Orlacchio Head Of A Business Unit Division or Function 06/2020 02/1997 N 531190 Terri Duhon Director 06/2016 06/2016 N 495618 Melanie Richards Director 07/2021 06/2021 N 541263 Anthony Mullineaux Chief Financial Officer 12/2021 12/2007 N 544899 Megan Veronica Butler Director 10/2022 10/2022 N 552063 Jane Elizabeth Osmani Pearce Director 10/2022 10/2022 N 552066 David Ernest John Cantillon Head Of A Business Unit Division or Function 01/2023 04/2007 N 293075 Fiona Cameron Kelly Head of a Business Unit, Division or Function 07/2023 12/1991 N 557464 Christopher Edward Beatty Chief Operating Officer & Director 09/2023 08/2012 N 558220 Benjamin John Juergens Chief Compliance Officer 01/2024 08/2007 N 525365 MORGAN STANLEY & CO INTERNATIONAL PLC 238917 INITIAL Item 13A Deloitte LLP Hill House, 1 Little New Street London X0 EC4A 3TR 10-28-1986 The Firm uses Deloitte as the Auditor. In addition, the applicant makes use of firmwide arrangements whereby groupservice entities maintain systems infrastructure and corresponding records on behalf of other group operatingentities. Item 13B BME Clearing (Banco Mercado de Espana) PLAZA DE LA LEALTAD, 1 Madrid U3 28014 08-08-2013 This is a CCP used by the firm that provides clearing and settlement services. Item 13B Cassa di Compensazione e Garanzia S.p.A. (CCG) VIA TOMACELLI 146 Rome L6 00186 05-03-2013 This is a CCP used by the firm that provides clearing and settlement services. Item 13B European Commodity Clearing AUGUSTUSPLATZ 9, Leipzig, Saxony Saxony 2M 04109 04-22-2014 This is a CCP used by the firm that provides clearing and settlement services. Item 13B Eurex Clearing AG MERGENTHALERALLEE 61, Eschborn Hesse 2M 65760 12-11-2012 This is a CCP used by the firm that provides clearing and settlement services. Item 13B European Central Counterparty N.V. APOLLOLAAN 150 Amsterdam P7 1077BG 03-21-2023 This is a CCP used by the firm that provides clearing and settlement services. Item 13B ICE Clear Europe Limited (ICE Clear Europe) 60 CHISWELL STREET MILTON GATE London X0 EC1Y 4SA 12-06-2012 This is a CCP used by the firm that provides clearing and settlement services. Item 13B LCH Ltd (London Clearing House) ALDGATE HOUSE 33 ALDGATE HIGH STREET London X0 EC3N 1EA 09-17-2022 This is a CCP used by the firm that provides clearing and settlement services. Item 13B LCH SA / LCH Clearnet SA / Banque Centrale de Compensation SA 18 RUE DU QUATRE SEPTEMBRE Paris I0 75002 05-10-2013 This is a CCP used by the firm that provides clearing and settlement services. Item 13B LME Clear Ltd (London Metal Exchange) 10 Finsbury Square London X0 EC2A 1AJ 09-19-2014 This is a CCP used by the firm that provides clearing and settlement services. Item 13B Nasdaq OMX Clearing AB [Sweden + various Nordic] SE-105 78 STOCKHOLM Stockholm V7 SE-105 78 08-20-2009 This is a CCP used by the firm that provides clearing and settlement services. Item 13B MEFF Pfingstweidstrasse 110 Zurich V8 8005 01-01-2010 The Exchange is providing us with the ability to buy and sell instruments listed on their exchange. Item 13B Nordic Growth Market & Nordic Derivatives Exchange Borsenstrasse 4 Stuttgart 2M 70174 02-16-2015 The Exchange is providing us with the ability to buy and sell instruments listed on their exchange. Item 13B CBOE (formerly BATS-Chi-X Europe) 11 Monument St London X0 EC3R 8AF 11-12-2008 The Exchange is providing us with the ability to buy and sell instruments listed on their exchange. Item 13B CBOE Europe B.V. 11 Monument St. London X0 EC3R 8AF 02-07-2019 The Exchange is providing us with the ability to buy and sell instruments listed on their exchange. Item 13B Deutsche Borse Xetra The Cube Mergenthalerallee 61 Eschborn 2M 65760 10-01-1998 The Exchange is providing us with the ability to buy and sell instruments listed on their exchange. Item 13B EUREX The Cube Mergenthalerallee 61 Eschborn 2M 65760 05-29-1998 The Exchange is providing us with the ability to buy and sell instruments listed on their exchange. Item 13B Eurex Repo Eurex Repo GmbH Frankfurt am Main 2M 60485 01-16-2007 The Exchange is providing us with the ability to buy and sell instruments listed on their exchange. Item 13B European Energy Exchange AG (EEX) Augustusplatz 9 Leipzig 2M 04109 11-11-2003 The Exchange is providing us with the ability to buy and sell instruments listed on their exchange. Item 13B Euronext Beursplein 5 Amsterdam P7 1012 JW 06-23-2010 The Exchange is providing us with the ability to buy and sell instruments listed on their exchange. Item 13B London Metal Exchange (LME) 10 Finsbury Square London X0 EC2A 1AJ 12-01-2017 The Exchange is providing us with the ability to buy and sell instruments listed on their exchange. Item 13B ICE Futures Europe 60 Chiswell St London X0 EC1Y 4SA 07-16-2003 The Exchange is providing us with the ability to buy and sell instruments listed on their exchange. Item 13B London Stock Exchange 10 Paternoster Square London X0 EC4M 7LS 01-01-1998 The Exchange is providing us with the ability to buy and sell instruments listed on their exchange. Item 13B Borsa Italiana - Equity MTF Market & IDEM P.za degli Affari, 6 Milan L6 20123 11-29-2006 The Exchange is providing us with the ability to buy and sell instruments listed on their exchange. Item 13B Nasdaq OMX Nordic Ltd - Copenhagen, Norway, Helsinki, Stockholm Nasdaq Woolgate Exchange London X0 EC2V 5HA 10-31-2001 The Exchange is providing us with the ability to buy and sell instruments listed on their exchange. Item 13B Norexeco ASA 8 Bouverie Street Temple London X0 EC4Y 8AX 10-30-2018 The Exchange is providing us with the ability to buy and sell instruments listed on their exchange. Item 13B SIX SWISS EXCHANGE Pfingstweidstrasse 110 Zurich V8 8005 02-26-2013 The Exchange is providing us with the ability to buy and sell instruments listed on their exchange. Item 13B MORGAN STANLEY HONG KONG SECURITIES LIMITED Unit 503 5/F The Executive Center 2 Exchange Square, 8 Connaught Place Hong Kong K3 0 05-23-1991 affiliates through which we self settle Item 13B MORGAN STANLEY MUFG SECURITIES CO., LTD. 1-9-7 Otemachi Chiyoda-Ku Tokyo M0 100-8104 05-01-1996 affiliates through which we self settle Item 13B MORGAN STANLEY ASIA (SINGAPORE) SECURITIES PTE LTD. 23 Church Street 16-01 Capital Square Singapore U0 049481 11-21-1992 affiliates through which we self settle Item 13B MORGAN STANLEY & CO. LLC 1585 BROADWAY New York 2J 10036 02-13-1969 affiliates through which we self settle Item 13B MORGAN STANLEY BANK AG GROSSE GALLUSSTRASSE 18 Frankfurt 2M 60312 10-17-1986 affiliates through which we self settle Item 13B MORGAN STANLEY CANADA LIMITED 181 BAY ST SUITE 3700 Toronto Z4 M5J 2T3 09-24-1982 affiliates through which we self settle Morgan Stanley Investments (UK) Other Limited with Shares 0471637 98-0603620

20 Bank Street Canary Wharf London X0 E14 4AD

is involved in effecting The applicant is wholly-owned by Morgan Stanley UK Investments (UK), which is involved in effecting security-based swaps indirectly through its ownership of the applicant MORGAN STANLEY & CO INTERNATIONAL PLC Morgan Stanley Investments (UK) 238917 N N N N N N N N N N N N N N N N N N N N N N N N N N MORGAN STANLEY & CO INTERNATIONAL PLC 238917 Firm C T Corporation System 28 Liberty Street New York NY 10005 Ben Juergens Ben Juergens Chief Compliance Officer 02-13-2024 Australian Securities and Investment Commission C3 Financial Services and Markets Authority C9 Ontario Securities Commission Z4 09-10-2024 MORGAN STANLEY & CO INTERNATIONAL PLC Samiul Hoque Samiul Hoque Compliance