0001556919-22-000006.txt : 20220929 0001556919-22-000006.hdr.sgml : 20220929 20220929083516 ACCESSION NUMBER: 0001556919-22-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220928 FILED AS OF DATE: 20220929 DATE AS OF CHANGE: 20220929 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Warren James Raymond III CENTRAL INDEX KEY: 0001556919 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36583 FILM NUMBER: 221277793 BUSINESS ADDRESS: BUSINESS PHONE: 216-696-2590 MAIL ADDRESS: STREET 1: TUCKER ELLIS LLP STREET 2: 925 EUCLID AVE., SUITE 1150 CITY: CLEVELAND STATE: OH ZIP: 44115 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENERGY FOCUS, INC/DE CENTRAL INDEX KEY: 0000924168 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 943021850 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 32000 AURORA ROAD STREET 2: SUITE B CITY: SOLON STATE: OH ZIP: 44139 BUSINESS PHONE: 4407151300 MAIL ADDRESS: STREET 1: 32000 AURORA ROAD STREET 2: SUITE B CITY: SOLON STATE: OH ZIP: 44139 FORMER COMPANY: FORMER CONFORMED NAME: FIBERSTARS INC /CA/ DATE OF NAME CHANGE: 19940527 4 1 wf-form4_166445490225926.xml FORM 4 X0306 4 2022-09-28 0 0000924168 ENERGY FOCUS, INC/DE EFOI 0001556919 Warren James Raymond III 32000 AURORA ROAD SOLON OH 44139 0 1 0 0 SVP, GC & Corp. Secretary Common Stock 2022-09-28 4 M 0 800 0 A 1600 D Restricted Stock Units 2022-09-28 4 M 0 800 0 D Common Stock 800.0 1600 D Restricted stock units convert into Common Stock on a one-for-one basis. On September 28, 2020, the reporting person was granted 3,200 restricted stock units, which award vests in four equal annual installments beginning on September 28, 2021. /s/ James R. Warren III 2022-09-29 EX-24 2 ex-24.htm JAMES R. WARREN III POA

POWER OF ATTORNEY
Know all by these presents, that the undersigned hereby constitutes and appoints each of James Tu, Tod A. Nestor and James R. Warren, signing singly, the undersigned's true and lawful attorney-in-fact to:
1)    prepare, execute in the undersigned's name and on the undersigned's behalf, and submit to the U.S. Securities and Exchange Commission (the "SEC") a Form ID, including amendments thereto, and any other documents necessary or appropriate to obtain codes and passwords enabling the undersigned to make electronic filings with the SEC of reports required by Section 16(a) of the Securities Exchange Act of 1934, as amended, or any rule or regulation of the SEC;
2)    execute for and on behalf of the undersigned, in the undersigned's capacity as an officer and/or director and/or 10% stockholder of Energy Focus, Inc. (the "Company"), Forms 3, 4, and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934, as amended, and the rules and regulations thereunder, and any other forms or reports the undersigned may be required to file in connection with the undersigned's ownership, acquisition, or disposition of securities of the Company;
3)    do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4, 5, or other form or report, complete and execute any amendments thereto and timely file such form or report with the United States Securities and Exchange Commission and any stock exchange or similar authority; and
4)    take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion.
The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934, as amended.
This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4, and 5 with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact, and shall supersede all other previous powers of attorney granted by me in my capacity as an officer, director and/or 10% stockholder of the Company and relating to my responsibilities to comply with Section 16 of the Securities Exchange Act of 1934, as amended, if any, all of which are hereby deemed to be revoked.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 4th day of October, 2021.

Signature:
Print Name: /s/ James R. Warren III