0001556919-21-000004.txt : 20210929
0001556919-21-000004.hdr.sgml : 20210929
20210929092345
ACCESSION NUMBER: 0001556919-21-000004
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210928
FILED AS OF DATE: 20210929
DATE AS OF CHANGE: 20210929
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Warren James Raymond III
CENTRAL INDEX KEY: 0001556919
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36583
FILM NUMBER: 211289614
BUSINESS ADDRESS:
BUSINESS PHONE: 216-696-2590
MAIL ADDRESS:
STREET 1: TUCKER ELLIS LLP
STREET 2: 925 EUCLID AVE., SUITE 1150
CITY: CLEVELAND
STATE: OH
ZIP: 44115
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ENERGY FOCUS, INC/DE
CENTRAL INDEX KEY: 0000924168
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640]
IRS NUMBER: 943021850
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 32000 AURORA ROAD
STREET 2: SUITE B
CITY: SOLON
STATE: OH
ZIP: 44139
BUSINESS PHONE: 4407151300
MAIL ADDRESS:
STREET 1: 32000 AURORA ROAD
STREET 2: SUITE B
CITY: SOLON
STATE: OH
ZIP: 44139
FORMER COMPANY:
FORMER CONFORMED NAME: FIBERSTARS INC /CA/
DATE OF NAME CHANGE: 19940527
4
1
wf-form4_163292181340728.xml
FORM 4
X0306
4
2021-09-28
0
0000924168
ENERGY FOCUS, INC/DE
EFOI
0001556919
Warren James Raymond III
32000 AURORA ROAD
SOLON
OH
44139
0
1
0
0
SVP, GC & Corp. Secretary
Common Stock
2021-09-28
4
M
0
800
0
A
800
D
Restricted Stock Units
2021-09-28
4
M
0
800
0
D
Common Stock
800.0
2400
D
Restricted stock units convert into Common Stock on a one-for-one basis.
On September 28, 2020, the reporting person was granted 3,200 restricted stock units, which award vests in four equal annual installments beginning on September 28, 2021.
/s/ James R. Warren III
2021-09-29