0001399090-20-000002.txt : 20200320
0001399090-20-000002.hdr.sgml : 20200320
20200320212719
ACCESSION NUMBER: 0001399090-20-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200318
FILED AS OF DATE: 20200320
DATE AS OF CHANGE: 20200320
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NESTOR TOD A
CENTRAL INDEX KEY: 0001399090
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36583
FILM NUMBER: 20733414
MAIL ADDRESS:
STREET 1: C/O THE PENN TRAFFIC COMPANY
STREET 2: 1200 STATE FAIR BOULEVARD
CITY: SYRACUSE
STATE: NY
ZIP: 13221
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ENERGY FOCUS, INC/DE
CENTRAL INDEX KEY: 0000924168
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640]
IRS NUMBER: 943021850
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 32000 AURORA ROAD
STREET 2: SUITE B
CITY: SOLON
STATE: OH
ZIP: 44139
BUSINESS PHONE: 4407151300
MAIL ADDRESS:
STREET 1: 32000 AURORA ROAD
STREET 2: SUITE B
CITY: SOLON
STATE: OH
ZIP: 44139
FORMER COMPANY:
FORMER CONFORMED NAME: FIBERSTARS INC /CA/
DATE OF NAME CHANGE: 19940527
4
1
wf-form4_158475401864123.xml
FORM 4
X0306
4
2020-03-18
0
0000924168
ENERGY FOCUS, INC/DE
EFOI
0001399090
NESTOR TOD A
32000 AURORA ROAD
SUITE B
SOLON
OH
44139
0
1
0
0
President, CFO
Stock Option
0.3
2020-03-18
4
A
0
100000
0
A
2021-03-18
2030-03-18
Common Stock
100000.0
100000
D
Date exercisable applies to one-fourth of the total shares subject to the stock option. The remaining three-fourths vest in equal monthly installments thereafter over a three year period.
/s/ Tod A.Nestor
2020-03-20