0001399090-20-000002.txt : 20200320 0001399090-20-000002.hdr.sgml : 20200320 20200320212719 ACCESSION NUMBER: 0001399090-20-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200318 FILED AS OF DATE: 20200320 DATE AS OF CHANGE: 20200320 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NESTOR TOD A CENTRAL INDEX KEY: 0001399090 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36583 FILM NUMBER: 20733414 MAIL ADDRESS: STREET 1: C/O THE PENN TRAFFIC COMPANY STREET 2: 1200 STATE FAIR BOULEVARD CITY: SYRACUSE STATE: NY ZIP: 13221 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENERGY FOCUS, INC/DE CENTRAL INDEX KEY: 0000924168 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 943021850 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 32000 AURORA ROAD STREET 2: SUITE B CITY: SOLON STATE: OH ZIP: 44139 BUSINESS PHONE: 4407151300 MAIL ADDRESS: STREET 1: 32000 AURORA ROAD STREET 2: SUITE B CITY: SOLON STATE: OH ZIP: 44139 FORMER COMPANY: FORMER CONFORMED NAME: FIBERSTARS INC /CA/ DATE OF NAME CHANGE: 19940527 4 1 wf-form4_158475401864123.xml FORM 4 X0306 4 2020-03-18 0 0000924168 ENERGY FOCUS, INC/DE EFOI 0001399090 NESTOR TOD A 32000 AURORA ROAD SUITE B SOLON OH 44139 0 1 0 0 President, CFO Stock Option 0.3 2020-03-18 4 A 0 100000 0 A 2021-03-18 2030-03-18 Common Stock 100000.0 100000 D Date exercisable applies to one-fourth of the total shares subject to the stock option. The remaining three-fourths vest in equal monthly installments thereafter over a three year period. /s/ Tod A.Nestor 2020-03-20