-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, F470yDpKIsJefI5enLtAdleKdGsStnoWXZulF3oZZQUw31YN+0b7blzwFCYzJjlk Cs12RmwaMpNz4WJNARyWIA== 0001144204-08-030142.txt : 20080516 0001144204-08-030142.hdr.sgml : 20080516 20080516095734 ACCESSION NUMBER: 0001144204-08-030142 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080506 FILED AS OF DATE: 20080516 DATE AS OF CHANGE: 20080516 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENERGY FOCUS, INC/DE CENTRAL INDEX KEY: 0000924168 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 943021850 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 32000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 BUSINESS PHONE: 5104900719 MAIL ADDRESS: STREET 1: 32000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 FORMER COMPANY: FORMER CONFORMED NAME: FIBERSTARS INC /CA/ DATE OF NAME CHANGE: 19940527 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DAVENPORT JOHN CENTRAL INDEX KEY: 0001254581 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24230 FILM NUMBER: 08840512 MAIL ADDRESS: STREET 1: 44259 NOBEL DRIVE CITY: FREMONT STATE: CA ZIP: 94538 4 1 v114819_ex.xml X0202 4 2008-05-06 0 0000924168 ENERGY FOCUS, INC/DE EFOI 0001254581 DAVENPORT JOHN C/O ENERGY FOCUS INC 32000 AURORA ROAD SOLON OH 44139 1 1 0 0 President Option for Common Stock 9.60 2008-05-06 4 I 0 141000 0 D 2015-06-28 Common Stock 141000 259000 D Option for Common Stock 2.00 2008-05-06 4 A 0 100000 0 A 2018-05-06 Common Stock 100000 359000 D Twenty-five percent became exercisable on June 28, 2006 and the remaining 75% have become and in the future will become exercisable monthly in equal amounts over the following 36 months. Twenty five percent become exercisable on May 6, 2009 and the remaining 75% become exercisable monthly in equal installments over the following 36 months. /s/ John Davenport 2008-05-15 -----END PRIVACY-ENHANCED MESSAGE-----