0001493152-22-036730.txt : 20221228 0001493152-22-036730.hdr.sgml : 20221228 20221228214548 ACCESSION NUMBER: 0001493152-22-036730 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221223 FILED AS OF DATE: 20221228 DATE AS OF CHANGE: 20221228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SOKOLOW LEONARD J CENTRAL INDEX KEY: 0000923890 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39796 FILM NUMBER: 221496231 MAIL ADDRESS: STREET 1: REGATTA OFFICE PARK, WINDWARD THREE STREET 2: 4TH FLOOR, WEST BAY ROAD, P.O. BOX 1114 CITY: GRAND CAYMAN STATE: E9 ZIP: E9 KY11102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Vivos Therapeutics, Inc. CENTRAL INDEX KEY: 0001716166 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 813224056 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7921 SOUTHPARK PLAZA, STREET 2: SUITE 210 CITY: LITTLETON STATE: CO ZIP: 80120 BUSINESS PHONE: (866)908-4867 MAIL ADDRESS: STREET 1: 7921 SOUTHPARK PLAZA, STREET 2: SUITE 210 CITY: LITTLETON STATE: CO ZIP: 80120 FORMER COMPANY: FORMER CONFORMED NAME: Vivos BioTechnologies, Inc. DATE OF NAME CHANGE: 20170901 4 1 ownership.xml X0306 4 2022-12-23 0 0001716166 Vivos Therapeutics, Inc. VVOS 0000923890 SOKOLOW LEONARD J 7921 SOUTHPARK PLAZA, SUITE 210 LITTLETON CO 80120 1 0 0 0 Stock Option (Right to Buy) 0.48 2022-12-23 4 A 0 30000 0.48 A 2027-12-23 Common Stock 76667 76667 D 30,000 stock options granted on December 23, 2022. One-half vested immediately and one-eighth vests quarterly every three months through December 23, 2023. /s/ Brad Amman as attorney-in-fact for Leonard J. Sokolow 2022-12-28