Common stock, par value $0.01 per share
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(Title of Class of Securities)
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82621J105
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November 9, 2022
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(Date of Event which Requires Filing of this Statement)
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CUSIP No. 82621J105
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13D
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Page 2 of 6 Pages
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1
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NAMES OF REPORTING PERSONS
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Norman H. Pessin
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)
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☒
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(b)
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☐
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS (SEE INSTRUCTIONS)
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PF
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
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☐
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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United States of America
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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7
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SOLE VOTING POWER
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5,670,9231
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8
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SHARED VOTING POWER
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9
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SOLE DISPOSITIVE POWER
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5,670,923
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10
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SHARED DISPOSITIVE POWER
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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5,670,923
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12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
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5.6%
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14
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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IN
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CUSIP No. 82621J105
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13D
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Page 3 of 6 Pages
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1
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NAMES OF REPORTING PERSONS
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Brian L. Pessin
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)
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☒
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(b)
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☐
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||||
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||||
3
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SEC USE ONLY
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4
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SOURCE OF FUNDS (SEE INSTRUCTIONS)
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PF
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|||
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||||
5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
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☐
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||||
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||||
6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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United States of America
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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7
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SOLE VOTING POWER
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875,000
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8
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SHARED VOTING POWER
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9
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SOLE DISPOSITIVE POWER
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875,000
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10
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SHARED DISPOSITIVE POWER
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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875,000
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12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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||||
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13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
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0.9%
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14
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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IN
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CUSIP No. 82621J105
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13D
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Page 4 of 6 Pages
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Item 1. |
Security and Issuer.
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Item 2. |
Identity and Background.
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Name and Address:
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1)
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Norman H. Pessin
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400 E 51st St, PH 31
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New York, NY 10022
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2)
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Brian L. Pessin
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65 E 76th St, Apt 3DE
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New York, NY 10021
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Principal Occupation:
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1)
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Investor
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2)
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Investor
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Criminal Convictions:
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1)
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None
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2)
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None
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Civil Proceedings:
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1)
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None
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2)
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None
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Citizenship:
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1)
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United States
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2)
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United States
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Item 3. |
Source or Amount of Funds or Other Consideration.
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Item 4. |
Purpose of Transaction.
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CUSIP No. 82621J105
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13D
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Page 5 of 6 Pages
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Item 5. |
Interest in Securities of the Issuer.
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Item 6. |
Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer.
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Item 7.
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Material to Be Filed as Exhibits.
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Norman H. Pessin
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Brian L. Pessin
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November 14, 2022
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Shares of Common
Stock Bought
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Price Per
Share ($)
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Date of
Purchase
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Norman H. Pessin
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1,315,000
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.38
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10/21/20222
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400,000
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.22
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10/27/2022
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560,100
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.22
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10/28/2022
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400,000
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.26
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10/31/2022
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530,942
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.25
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11/1/2022
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626,747
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.21
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11/3/2022
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595,122
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.20
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11/4/2022
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700,000
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.19
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11/7/2022
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343,000
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.18
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11/8/2022
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200,000
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.20
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11/9/2022
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Brian L. Pessin
|
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600,000
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.22
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10/27/2022
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275,000
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.22
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10/28/2022
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