-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QSK1Ycgh0CWOHsXjE18oQYFeBlCPdTfw+w58hsI6Mj5au5vDqqd4aQ2YRSKwtg36 wrDfQPfKvki/ZAgVNkdxDg== 0000928475-05-000196.txt : 20051031 0000928475-05-000196.hdr.sgml : 20051031 20051031172542 ACCESSION NUMBER: 0000928475-05-000196 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051019 FILED AS OF DATE: 20051031 DATE AS OF CHANGE: 20051031 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CCI Onshore Corp. CENTRAL INDEX KEY: 0001327741 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10024 FILM NUMBER: 051167305 BUSINESS ADDRESS: STREET 1: 100 SOUTH BEDFORD ROAD CITY: MT KISCO STATE: NY ZIP: 10549 BUSINESS PHONE: 914 242-7721 MAIL ADDRESS: STREET 1: 100 SOUTH BEDFORD ROAD CITY: MT KISCO STATE: NY ZIP: 10549 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Icahn Onshore LP CENTRAL INDEX KEY: 0001322826 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10024 FILM NUMBER: 051167306 BUSINESS ADDRESS: STREET 1: 100 SOUTH BEDFORD ROAD CITY: MT. KISCO STATE: NY ZIP: 10549 BUSINESS PHONE: 914 242-7721 MAIL ADDRESS: STREET 1: 100 SOUTH BEDFORD ROAD CITY: MT. KISCO STATE: NY ZIP: 10549 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Icahn Partners L P CENTRAL INDEX KEY: 0001313666 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10024 FILM NUMBER: 051167307 BUSINESS ADDRESS: STREET 1: 767 5TH AVE 47TH FL CITY: NEW YORK STATE: NY ZIP: 10151 BUSINESS PHONE: 212-702-4364 MAIL ADDRESS: STREET 1: 767 5TH AVE 47TH FL CITY: NEW YORK STATE: NY ZIP: 10151 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CCI Offshore Corp. CENTRAL INDEX KEY: 0001327740 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10024 FILM NUMBER: 051167308 BUSINESS ADDRESS: STREET 1: 100 SOUTH BEDFORD ROAD CITY: MT KISCO STATE: NY ZIP: 10549 BUSINESS PHONE: 914 242-7721 MAIL ADDRESS: STREET 1: 100 SOUTH BEDFORD ROAD CITY: MT KISCO STATE: NY ZIP: 10549 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HIGH RIVER LIMITED PARTNERSHIP /NY/ CENTRAL INDEX KEY: 0000928464 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10024 FILM NUMBER: 051167311 BUSINESS ADDRESS: STREET 1: 100 SOUTH BEDFORD RD CITY: MT KISCO STATE: NY ZIP: 10549 MAIL ADDRESS: STREET 1: 100 S BEDFORD RD CITY: MT KISKO STATE: NY ZIP: 10549 FORMER NAME: FORMER CONFORMED NAME: HIGH RIVER LIMITED PARTNERSHIP DATE OF NAME CHANGE: 19950526 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARBERRY CORP /NY/ CENTRAL INDEX KEY: 0000860851 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10024 FILM NUMBER: 051167312 BUSINESS ADDRESS: STREET 1: 100 SOUTH BEDFORD RD CITY: MT KISCO STATE: NY ZIP: 10549 BUSINESS PHONE: 914 242-7721 MAIL ADDRESS: STREET 1: 100 SOUTH BEDROD RD CITY: MT KISCO STATE: NY ZIP: 10549 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hopper Investments LLC CENTRAL INDEX KEY: 0001322824 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10024 FILM NUMBER: 051167313 BUSINESS ADDRESS: STREET 1: 100 SOUTH BEDFORD ROAD CITY: MT KISCO STATE: NY ZIP: 10549 BUSINESS PHONE: 914 242-7721 MAIL ADDRESS: STREET 1: 100 SOUTH BEDFORD ROAD CITY: MT KISCO STATE: NY ZIP: 10549 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ICAHN CARL C ET AL CENTRAL INDEX KEY: 0000921669 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10024 FILM NUMBER: 051167314 BUSINESS ADDRESS: STREET 1: C/O ICAHN ASSOCIATES CORP STREET 2: 767 FIFTH AVE #4700 CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 2127024300 MAIL ADDRESS: STREET 1: C/O ICAHN ASSOCIATES CORP STREET 2: 767 FIFTH AVE #4700 CITY: NEW YORK STATE: NY ZIP: 10153 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Icahn Offshore LP CENTRAL INDEX KEY: 0001322825 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10024 FILM NUMBER: 051167309 BUSINESS ADDRESS: STREET 1: 100 SOUTH BEDFORD ROAD CITY: MT. KISCO STATE: NY ZIP: 10549 BUSINESS PHONE: 914 242-7721 MAIL ADDRESS: STREET 1: 100 SOUTH BEDFORD ROAD CITY: MT. KISCO STATE: NY ZIP: 10549 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BKF CAPITAL GROUP INC CENTRAL INDEX KEY: 0000009235 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 360767530 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ROCKEFELLER PLAZA CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 2123328400 MAIL ADDRESS: STREET 1: ONE ROCKEFELLER PLAZA CITY: NEW YORK STATE: NY ZIP: 10020 FORMER COMPANY: FORMER CONFORMED NAME: BAKER FENTRESS & CO DATE OF NAME CHANGE: 19970829 FORMER COMPANY: FORMER CONFORMED NAME: BAKER FENTRESS & CO ET AL DATE OF NAME CHANGE: 19940714 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Icahn Partners Master Fund LP CENTRAL INDEX KEY: 0001322827 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10024 FILM NUMBER: 051167310 BUSINESS ADDRESS: STREET 1: C/O WALKERS SPV LIMITED, P.O. BOX 908GT STREET 2: 87 MARY STREET CITY: GEORGE TOWN, GRAND CANYON STATE: E9 ZIP: E9 BUSINESS PHONE: 011 345 949-0100 MAIL ADDRESS: STREET 1: C/O WALKERS SPV LIMITED, P.O. BOX 908GT STREET 2: 87 MARY STREET CITY: GEORGE TOWN, GRAND CANYON STATE: E9 ZIP: E9 3 1 form3_ex.xml X0202 3 2005-10-19 0 0000009235 BKF CAPITAL GROUP INC BKF 0000921669 ICAHN CARL C ET AL C/O ICAHN ASSOCIATES CORP 767 FIFTH AVE #4700 NEW YORK NY 10153 0 0 1 0 0001322824 Hopper Investments LLC 100 SOUTH BEDFORD ROAD MT KISCO NY 10549 0 0 1 0 0000860851 BARBERRY CORP /NY/ 100 SOUTH BEDROD RD MT KISCO NY 10549 0 0 1 0 0000928464 HIGH RIVER LIMITED PARTNERSHIP /NY/ 100 S BEDFORD RD MT KISKO NY 10549 0 0 1 0 0001322827 Icahn Partners Master Fund LP C/O WALKERS SPV LIMITED, P.O. BOX 908GT 87 MARY STREET GEORGE TOWN, GRAND CANYON E9 E9 CAYMAN ISLANDS 0 0 1 0 0001322825 Icahn Offshore LP 100 SOUTH BEDFORD ROAD MT. KISCO NY 10549 0 0 1 0 0001327740 CCI Offshore Corp. 100 SOUTH BEDFORD ROAD MT KISCO NY 10549 0 0 1 0 0001313666 Icahn Partners L P 767 5TH AVE 47TH FL NEW YORK NY 10151 0 0 1 0 0001322826 Icahn Onshore LP 100 SOUTH BEDFORD ROAD MT. KISCO NY 10549 0 0 1 0 0001327741 CCI Onshore Corp. 100 SOUTH BEDFORD ROAD MT KISCO NY 10549 0 0 1 0 Common Stock, par value $1.00 ("Shares") 1194100 I See Footnotes Barberry Corp. is the sole member of Hopper Investments LLC, which is the general partner of High River Limited Partnership. CCI Offshore Corp. is the general partner of Icahn Offshore LP, which is the general partner of Icahn Partners Master Fund LP. CCI Onshore Corp. is the general partner of Icahn Onshore LP, which is the general partner of Icahn Partners LP. Each of Barberry Corp., CCI Offshore Corp. and CCI Onshore Corp. is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by all of the foregoing entities. High River Limited Partnership owns 498,820 Shares. Icahn Partners Master Fund LP owns 389,357 Shares. Icahn Partners LP owns 305,923 Shares. Each of Hopper Investments LLC, Barberry Corp. and Mr. Icahn, by virtue of their relationships to High River Limited Partnership may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River Limited Partnership directly owns, but each of them disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. Each of Icahn Offshore LP, CCI Offshore Corp. and Mr. Icahn by virtue of their relationships to Icahn Master Fund LP may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners Master Fund LP directly owns, but each of them disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. Each of Icahn Onshore LP, CCI Onshore Corp. and Mr. Icahn, by virtue of their relationships to Icahn Partners LP may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners LP directly owns, but each of them disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein. Carl C. Icahn 2005-10-31 Hopper Investments LLC 2005-10-31 Barberry Corp. 2005-10-31 High River Limited Partnership 2005-10-31 Icahn Partners Master Fund LP 2005-10-31 Icahn Offshore LP 2005-10-31 CCI Offshore Corp. 2005-10-31 Icahn Partners LP 2005-10-31 Icahn Onshore LP 2005-10-31 CCI Onshore Corp. 2005-10-31 -----END PRIVACY-ENHANCED MESSAGE-----