-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Prsepr5sd4eFtH/9F9vBvCFOCKjgfbB0gfM4CH6twrHK7W/d8p0tUMVohP5VQZm0 o29zKX6vp0A8HV5WpwJYNg== 0000009235-96-000001.txt : 19960229 0000009235-96-000001.hdr.sgml : 19960229 ACCESSION NUMBER: 0000009235-96-000001 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19951231 FILED AS OF DATE: 19960228 SROS: NYSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: BAKER FENTRESS & CO ET AL CENTRAL INDEX KEY: 0000009235 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 360767530 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: 1940 Act SEC FILE NUMBER: 811-02144 FILM NUMBER: 96527089 BUSINESS ADDRESS: STREET 1: 200 W MADISON ST STREET 2: STE 3510 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3122369190 NSAR-B 1 N-SAR (3.0) PAGE 1 000 B000000 12/31/95 000 C000000 0000009235 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 3.0 000 J000000 A 001 A000000 BAKER, FENTRESS & COMPANY 001 B000000 811-2144 001 C000000 3122369190 002 A000000 200 WEST MADISON STREET SUITE 3510 002 B000000 CHICAGO 002 C000000 IL 002 D010000 60606 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 N 007 B000000 0 007 C010100 1 007 C010200 2 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 012 A000001 HARRIS TRUST & SAVINGS BANK 012 B000001 85-05128 012 C010001 CHICAGO 012 C020001 IL 012 C030001 60690 013 A000001 ERNST & YOUNG LLP 013 B010001 CHICAGO 013 B020001 IL 013 B030001 60606 013 B040001 6301 014 A000001 GOLDMAN SACHS & CO 014 B000001 8-29743 015 A000001 UMB BANK N.A. 015 B000001 C 015 C010001 KANSAS CITY 015 C020001 MO 015 C030001 64105 015 E010001 X 018 000000 Y PAGE 2 019 A000000 N 019 B000000 0 020 A000001 BEAR STEARNS & CO INC 020 B000001 13-3299429 020 C000001 51 020 A000002 DONALDSON LUFKIN & JENRETTE SECURITIES CORP 020 B000002 13-2741729 020 C000002 41 020 A000003 H.G. WELLINGTON & CO INC 020 B000003 13-3216715 020 C000003 40 020 A000004 LEHMAN BROTHERS INC 020 B000004 13-2518466 020 C000004 35 020 A000005 GOLDMAN SACHS & CO 020 B000005 13-5108880 020 C000005 25 020 A000006 PRUDENTIAL SECURITIES INC 020 B000006 13-6134767 020 C000006 24 020 A000007 MORGAN STANLEY & CO INC 020 B000007 13-2655998 020 C000007 22 020 A000008 JOHN HANCOCK CLEARING CORP 020 B000008 06-1246277 020 C000008 19 020 A000009 SMITH BARNEY INC 020 B000009 13-1912900 020 C000009 19 020 A000010 WEEDEN & CO LP 020 B000010 13-3364318 020 C000010 18 021 000000 392 022 A000001 FORD MOTOR CREDIT COMPANY 022 B000001 38-1612444 022 C000001 168303 022 D000001 0 022 A000002 AMERICAN EXPRESS CREDIT CORPORATION 022 B000002 11-1988350 022 C000002 157872 022 D000002 0 022 A000003 ALEX BROWN & SONS INC 022 B000003 52-1319768 022 C000003 22817 022 D000003 11139 022 A000004 MITSUBISHI BANK LIMITED 022 B000004 13-5611741 022 C000004 14466 022 D000004 14574 022 A000005 JEFFERIES & COMPANY INC 022 B000005 95-2622900 PAGE 3 022 C000005 10769 022 D000005 8840 022 A000006 DEAN WITTER REYNOLDS INC 022 B000006 94-1671384 022 C000006 14434 022 D000006 3688 022 A000007 COWEN & COMPANY 022 B000007 13-5616116 022 C000007 8289 022 D000007 6431 022 A000008 MERRILL LYNCH PIERCE FENNER & SMITH INC 022 B000008 13-5674085 022 C000008 895 022 D000008 11934 022 A000009 SMITH BARNEY INC 022 B000009 13-1912900 022 C000009 8724 022 D000009 2417 022 A000010 DUROLITE INTERNATIONAL INC 022 C000010 10500 022 D000010 0 023 C000000 456134 023 D000000 89567 024 000000 N 025 D000001 0 025 D000002 0 025 D000003 0 025 D000004 0 025 D000005 0 025 D000006 0 025 D000007 0 025 D000008 0 026 A000000 N 026 B000000 Y 026 C000000 N 026 D000000 Y 026 E000000 N 026 F000000 N 026 G010000 N 026 G020000 N 026 H000000 N 027 000000 N 042 A000000 0 042 B000000 0 042 C000000 0 042 D000000 0 042 E000000 0 042 F000000 0 042 G000000 0 042 H000000 0 043 000000 0 PAGE 4 044 000000 0 045 000000 N 048 000000 0.000 048 A010000 0 048 A020000 0.000 048 B010000 0 048 B020000 0.000 048 C010000 0 048 C020000 0.000 048 D010000 0 048 D020000 0.000 048 E010000 0 048 E020000 0.000 048 F010000 0 048 F020000 0.000 048 G010000 0 048 G020000 0.000 048 H010000 0 048 H020000 0.000 048 I010000 0 048 I020000 0.000 048 J010000 0 048 J020000 0.000 048 K010000 0 048 K020000 0.000 055 A000000 Y 055 B000000 N 056 000000 N 057 000000 N 058 A000000 N 059 000000 Y 060 A000000 N 060 B000000 N 061 000000 0 062 A000000 N 062 B000000 0.0 062 C000000 0.0 062 D000000 0.0 062 E000000 0.0 062 F000000 0.0 062 G000000 0.0 062 H000000 0.0 062 I000000 0.0 062 J000000 0.0 062 K000000 0.0 062 L000000 0.0 062 M000000 0.0 062 N000000 0.0 062 O000000 0.0 062 P000000 0.0 062 Q000000 0.0 PAGE 5 062 R000000 0.0 063 A000000 0 063 B000000 0.0 066 A000000 Y 066 C000000 Y 067 000000 N 068 A000000 N 068 B000000 N 069 000000 N 070 A010000 Y 070 A020000 N 070 B010000 Y 070 B020000 N 070 C010000 Y 070 C020000 N 070 D010000 Y 070 D020000 N 070 E010000 Y 070 E020000 N 070 F010000 Y 070 F020000 Y 070 G010000 Y 070 G020000 N 070 H010000 Y 070 H020000 N 070 I010000 Y 070 I020000 N 070 J010000 Y 070 J020000 Y 070 K010000 Y 070 K020000 N 070 L010000 Y 070 L020000 Y 070 M010000 Y 070 M020000 N 070 N010000 Y 070 N020000 N 070 O010000 Y 070 O020000 N 070 P010000 N 070 P020000 N 070 Q010000 N 070 Q020000 N 070 R010000 Y 070 R020000 N 071 A000000 185108 071 B000000 194374 071 C000000 515743 071 D000000 36 072 A000000 12 072 B000000 6822 PAGE 6 072 C000000 6718 072 D000000 0 072 E000000 0 072 F000000 0 072 G000000 0 072 H000000 1611 072 I000000 68 072 J000000 19 072 K000000 87 072 L000000 185 072 M000000 163 072 N000000 0 072 O000000 140 072 P000000 0 072 Q000000 0 072 R000000 51 072 S000000 84 072 T000000 0 072 U000000 0 072 V000000 0 072 W000000 1713 072 X000000 4121 072 Y000000 0 072 Z000000 9419 072AA000000 54321 072BB000000 11170 072CC010000 107071 072CC020000 0 072DD010000 9059 072DD020000 0 072EE000000 31926 073 A010000 0.3500 073 A020000 0.0000 073 B000000 1.2000 073 C000000 0.0000 074 A000000 439 074 B000000 0 074 C000000 1790 074 D000000 50954 074 E000000 10210 074 F000000 530156 074 G000000 0 074 H000000 0 074 I000000 2042 074 J000000 3436 074 K000000 0 074 L000000 1188 074 M000000 879 074 N000000 601094 074 O000000 1305 074 P000000 0 PAGE 7 074 Q000000 0 074 R010000 0 074 R020000 0 074 R030000 0 074 R040000 607 074 S000000 0 074 T000000 599182 074 U010000 27544 074 U020000 0 074 V010000 21.75 074 V020000 0.00 074 W000000 0.0000 074 X000000 2717 074 Y000000 0 075 A000000 0 075 B000000 526804 076 000000 16.75 077 A000000 Y 077 B000000 Y 077 C000000 N 077 D000000 N 077 E000000 N 077 F000000 N 077 G000000 N 077 H000000 N 077 I000000 N 077 J000000 N 077 K000000 N 077 L000000 N 077 M000000 N 077 N000000 N 077 O000000 N 077 P000000 N 077 Q010000 N 077 Q020000 N 077 Q030000 N 078 000000 N 080 A000000 ICI MUTUAL INSURANCE COMPANY 080 C000000 900 081 A000000 N 081 B000000 0 082 A000000 N 082 B000000 0 083 A000000 N 083 B000000 0 084 A000000 N 084 B000000 0 085 A000000 Y 085 B000000 N 086 A010000 1102 086 A020000 18596 PAGE 8 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 087 A010000 COMMON 087 A020000 057213100 087 A030000 BKF 088 A000000 N 088 B000000 N 088 C000000 N 088 D000000 N SIGNATURE JANET SANDONA JONES TITLE TREASURER -----END PRIVACY-ENHANCED MESSAGE-----