0001415889-12-001346.txt : 20120905 0001415889-12-001346.hdr.sgml : 20120905 20120905165507 ACCESSION NUMBER: 0001415889-12-001346 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110620 FILED AS OF DATE: 20120905 DATE AS OF CHANGE: 20120905 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IMAGEWARE SYSTEMS INC CENTRAL INDEX KEY: 0000941685 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 330224167 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10815 RANCHO BERNARDO RD., STREET 2: SUITE 310 CITY: SAN DIEGO STATE: CA ZIP: 92127 BUSINESS PHONE: 8586738600 MAIL ADDRESS: STREET 1: 10815 RANCHO BERNARDO RD., STREET 2: SUITE 310 CITY: SAN DIEGO STATE: CA ZIP: 92127 FORMER COMPANY: FORMER CONFORMED NAME: IMAGEWARE SOFTWARE INC DATE OF NAME CHANGE: 19991123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TOLL BRUCE E CENTRAL INDEX KEY: 0000923326 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15757 FILM NUMBER: 121074505 MAIL ADDRESS: STREET 1: 3103 PHILMONT AVENUE CITY: HUNTINGDON STATE: PA ZIP: 19006 4 1 form4-09052012_010956.xml X0306 4 2011-06-20 1 0000941685 IMAGEWARE SYSTEMS INC IWSY 0000923326 TOLL BRUCE E 754 S. COUNTY ROAD PALM BEACH FL 33480 false false true false Common Stock 2011-06-20 4 X 0 600000 1.25 A 7683604 I By BET Funding Common Stock 2012-04-09 4 X 0 602430 1.26 A 7286034 I By BET Funding Common Stock 2012-08-30 4 S 0 1100 0.95 D 7284934 I By BET Funding Warrant 0.50 2012-06-20 4 X 0 1000000 0.00 D 2009-06-09 2014-06-09 Common Stock 1000000 7683604 I By BET Funding Warrant 0.50 2012-04-09 4 X 0 1000000 0.00 D 2009-02-12 2014-02-12 Common Stock 1000000 7286034 I By BET Funding Cashless exercise of warrant exercisable for 1,000,000 shares of common stock which resulted in issuance of 600,000 shares of common stock. Cashless exercise of 1,000,000 warrants (of a total of 4,500,000 warrants) which resulted in issuance of 602,430 shares of common stock. /s/ Bruce E. Toll 2012-09-05