-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I6rypCjTveWVE6I48rQrSXFh8MQs8N9KQ0DpDhjrjursbai/NU+FinF5PR8R3gxc 7CGocSvK/CFjEV3sknkMIQ== 0001193125-04-140514.txt : 20040813 0001193125-04-140514.hdr.sgml : 20040813 20040813162014 ACCESSION NUMBER: 0001193125-04-140514 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040630 FILED AS OF DATE: 20040813 EFFECTIVENESS DATE: 20040813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TUDOR INVESTMENT CORP ET AL CENTRAL INDEX KEY: 0000923093 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04356 FILM NUMBER: 04974619 BUSINESS ADDRESS: STREET 1: 1275 KING STREET STREET 2: 2ND FLOOR CITY: GREENWICH STATE: CT ZIP: 06831-2936 MAIL ADDRESS: STREET 1: 1275 KING STREET STREET 2: 2ND FLOOR CITY: GREENWICH STATE: CT ZIP: 06831-2936 13F-HR 1 d13fhr.txt FORM 13-F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or quarter Ended: June 30, 2004 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Tudor Investment Corporation Address: 1275 King Street Greenwich, CT 06831 Form 13F File Number: 28-7762 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John Torell Title: Managing Director and Chief Operating Officer Phone: (203) 863-6742 Signature, Place, and Date of Signing: /s/ John Torell Greenwich, CT 06831 August 13, 2004 - --------------------------- ------------------- --------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13 NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Included Managers: Form 13F File Number Name 28-5175 Tudor Proprietary Trading, L.L.C. Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers 1. Form 13F Information Table Entry Total 165 Form 13F Information Table Value Total $ 7,012,212 ----------- (Thousands) List of Other Included Managers: No. Form 13F File Number Name 1. 28-5175 Tudor Proprietary Trading, L.L.C. TUDOR INVESTMENT CORPORATION QUARTERLY REPORT DETAILING 13F ELIGIBLE SECURITIES AS JUNE 30, 2004
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------- -------- -------- -------- -------------------- -------- -------- -------- INVESTMENT DISCRETION VOTING AUTHORITY ---------------------- -------------------------- TITLE VALUE SHRS OR SH/ PUT/ SHARED- SHARED- SHA- NAME OF ISSUER OF CLASS CUSIP (X1000) PRN AMT PRN CALL DEFINED OTHER MANAGERS SOLE RED NONE - ------------------------------------------------------------------------------------------------------------------------------------ 3M CO COMMON STOCK 88579Y101 45,005 500,000 SH PUT 456,000 44,000 1 456,000 44,000 99 CENTS ONLY STORES COMMON STOCK 65440K106 1,220 80,000 SH 72,961 7,039 1 72,961 7,039 A T & T WIRELESS SERVICES COMMON STOCK 00209A106 28,621 1,998,700 SH 1,299,155 699,545 1 1,299,155 699,545 ABERCROMBIE & FITCH CO-CL A COMMON STOCK 002896207 9,688 250,000 SH PUT 228,000 22,000 1 228,000 22,000 AES CORP COMMON STOCK 00130H105 85,870 8,647,500 SH 7,895,311 752,189 1 7,895,311 752,189 AETNA INC COMMON STOCK 00817Y108 125,086 1,471,600 SH 1,343,595 128,005 1 1,343,595 128,005 AFFILIATED COMPUTER SVCS-A COMMON STOCK 008190100 13,235 250,000 SH PUT 227,600 22,400 1 227,600 22,400 ALLEGHENY ENERGY INC COMMON STOCK 017361106 21,559 1,399,000 SH 1,275,773 123,227 1 1,275,773 123,227 ALLMERICA FINANCIAL CORP COMMON STOCK 019754100 3,079 91,100 SH 83,176 7,924 1 83,176 7,924 ALLSTATE CORP COMMON STOCK 020002101 46,508 999,100 SH 911,397 87,703 1 911,397 87,703 ALLSTATE CORP COMMON STOCK 020002101 139,650 3,000,000 SH CALL 2,736,100 263,900 1 2,736,100 263,900 ALTERA CORPORATION COMMON STOCK 021441100 33,240 1,500,000 SH PUT 1,368,000 132,000 1 1,368,000 132,000 ALTRIA GROUP INC COMMON STOCK 02209S103 13,188 263,500 SH 171,275 92,225 1 171,275 92,225 ALTRIA GROUP INC COMMON STOCK 02209S103 70,070 1,400,000 SH CALL 1,224,300 175,700 1 1,224,300 175,700 AMAZON.COM INC COMMON STOCK 023135106 50,320 925,000 SH CALL 844,500 80,500 1 844,500 80,500 AMERICAN HEALTHWAYS INC COMMON STOCK 02649V104 2,662 100,000 SH 91,192 8,808 1 91,192 8,808 AMERICAN PHARMACEUTICAL PART COMMON STOCK 02886P109 15,190 500,000 SH 456,507 43,493 1 456,507 43,493 APPLIED MATERIALS INC COMMON STOCK 038222105 33,354 1,700,000 SH PUT 1,550,400 149,600 1 1,550,400 149,600 ART TECHNOLOGY GROUP INC COMMON STOCK 04289L107 173 143,936 SH 60,605 83,331 1 60,605 83,331 ASSURANT INC COMMON STOCK 04621X108 23,214 880,000 SH 802,571 77,429 1 802,571 77,429 ASTORIA FINANCIAL CORP COMMON STOCK 046265104 40,520 1,107,700 SH 1,010,236 97,464 1 1,010,236 97,464 ASTORIA FINANCIAL CORP COMMON STOCK 046265104 18,290 500,000 SH CALL 455,400 44,600 1 455,400 44,600 BANK OF AMERICA CORP COMMON STOCK 060505104 253,860 3,000,000 SH CALL 2,738,000 262,000 1 2,738,000 262,000 BEST BUY CO INC COMMON STOCK 086516101 25,370 500,000 SH PUT 456,000 44,000 1 456,000 44,000 BIOSITE INC COMMON STOCK 090945106 18,487 410,000 SH 374,020 35,980 1 374,020 35,980 BISYS GROUP INC/THE COMMON STOCK 055472104 14,285 1,016,000 SH 926,625 89,375 1 926,625 89,375 BOSTON SCIENTIFIC CORP COMMON STOCK 101137107 42,800 1,000,000 SH PUT 912,000 88,000 1 912,000 88,000 BP PLC-SPONS ADR COMMON STOCK 055622104 26,785 500,000 SH CALL 456,500 43,500 1 456,500 43,500 BRISTOL-MYERS SQUIBB CO COMMON STOCK 110122108 12,250 500,000 SH 456,508 43,492 1 456,508 43,492 CABLEVISION SYSTEMS-NY GRP-A COMMON STOCK 12686C109 196 10,000 SH 9,214 786 1 9,214 786 CABOT MICROELECTRONICS CORP COMMON STOCK 12709P103 3,061 100,000 SH 91,071 8,929 1 91,071 8,929 CAESARS ENTERTAINMENT INC COMMON STOCK 127687101 15,000 1,000,000 SH 910,891 89,109 1 910,891 89,109 CAESARS ENTERTAINMENT INC COMMON STOCK 127687101 3,750 250,000 SH PUT 228,000 22,000 1 228,000 22,000 CATERPILLAR INC COMMON STOCK 149123101 39,720 500,000 SH PUT 456,500 43,500 1 456,500 43,500 CENTEX CORP COMMON STOCK 152312104 11,895 260,000 SH CALL 237,400 22,600 1 237,400 22,600 CHARTER ONE FIN INC COMMON STOCK 160903100 22,979 520,000 SH 338,000 182,000 1 338,000 182,000 CIA ANONIMA TELEF DE VEN-ADR COMMON STOCK 204421101 2,422 120,200 SH 78,130 42,070 1 78,130 42,070 CIMA LABS INC COMMON STOCK 171796105 4,958 147,000 SH 95,550 51,450 1 95,550 51,450 CIRCUIT CITY STORES INC COMMON STOCK 172737108 208,464 16,097,629 SH 14,697,403 1,400,226 1 14,697,403 1,400,226 CONEXANT SYSTEMS INC COMMON STOCK 207142100 25,090 5,794,409 SH 5,009,185 785,224 1 5,009,185 785,224 CONSUMER STAPLES SPDR COMMON STOCK 81369Y308 8,405 364,000 SH 192,920 171,080 1 192,920 171,080 CORNING INC COMMON STOCK 219350105 13,060 1,000,000 SH PUT 913,000 87,000 1 913,000 87,000 CROWN CASTLE INTL CORP COMMON STOCK 228227104 22,635 1,534,600 SH 1,399,574 135,026 1 1,399,574 135,026 DAVITA INC COMMON STOCK 23918K108 46,245 1,499,999 SH 1,368,016 131,983 1 1,368,016 131,983 DEVON ENERGY CORPORATION COMMON STOCK 25179M103 54,325 823,101 SH 751,505 71,596 1 751,505 71,596
DEVON ENERGY CORPORATION COMMON STOCK 25179M103 53,460 810,000 SH PUT 738,700 71,300 1 738,700 71,300 DOW CHEMICAL COMMON STOCK 260543103 16,687 410,000 SH PUT 374,300 35,700 1 374,300 35,700 DPL INC COMMON STOCK 233293109 1,109 57,100 SH 52,133 4,967 1 52,133 4,967 DUN & BRADSTREET CORP COMMON STOCK 26483E100 56,859 1,054,700 SH 962,958 91,742 1 962,958 91,742 DUN & BRADSTREET CORP COMMON STOCK 26483E100 26,955 500,000 SH PUT 456,000 44,000 1 456,000 44,000 E.PIPHANY INC COMMON STOCK 26881V100 1,449 300,000 SH 273,573 26,427 1 273,573 26,427 ECLIPSYS CORP COMMON STOCK 278856109 31,843 2,086,700 SH 1,903,181 183,519 1 1,903,181 183,519 EDISON INTERNATIONAL COMMON STOCK 281020107 28,091 1,098,600 SH 1,002,563 96,037 1 1,002,563 96,037 EL PASO ELECTRIC CO COMMON STOCK 283677854 32,578 2,110,000 SH 1,924,344 185,656 1 1,924,344 185,656 ELAN CORP PLC -SPONS ADR COMMON STOCK 284131208 150,043 6,064,800 SH 5,537,263 527,537 1 5,537,263 527,537 ELAN CORP PLC -SPONS ADR COMMON STOCK 284131208 47,130 1,905,000 SH PUT 1,737,800 167,200 1 1,737,800 167,200 EW SCRIPPS CO-CL A COMMON STOCK 811054204 29,474 280,700 SH 256,001 24,699 1 256,001 24,699 EYETECH PHARMACEUTICALS INC COMMON STOCK 302297106 5,365 125,000 SH PUT 114,100 10,900 1 114,100 10,900 FAIRFAX FINANCIAL HLDGS LTD COMMON STOCK 303901102 9,375 55,000 SH 50,102 4,898 1 50,102 4,898 FEDERATED DEPARTMENT STORES COMMON STOCK 31410H101 12,275 250,000 SH PUT 228,000 22,000 1 228,000 22,000 FIAT SPA-SPONS ADR COMMON STOCK 315621888 12,616 1,500,000 SH PUT 975,000 525,000 1 975,000 525,000 FIBERNET TELECOM GROUP INC COMMON STOCK 315653303 22 19,791 SH 19,791 0 1 19,791 0 FIDELITY NATIONAL FINL INC COMMON STOCK 316326107 6,281 168,200 SH 153,384 14,816 1 153,384 14,816 FINANCIAL SELECT SECTOR SPDR COMMON STOCK 81369Y605 94,314 3,300,000 SH PUT 3,013,000 287,000 1 3,013,000 287,000 FISHER SCIENTIFIC INTL COMMON STOCK 338032204 71,258 1,233,900 SH 1,126,571 107,329 1 1,126,571 107,329 FISHER SCIENTIFIC INTL COMMON STOCK 338032204 71,610 1,240,000 SH PUT 1,130,900 109,100 1 1,130,900 109,100 FORD MOTOR CO COMMON STOCK 345370860 23,475 1,500,000 SH CALL 1,369,500 130,500 1 1,369,500 130,500 FREEPORT-MCMORAN COPPER-B COMMON STOCK 35671D857 40,920 1,234,400 SH 1,125,891 108,509 1 1,125,891 108,509 GEMSTAR-TV GUIDE INTL INC COMMON STOCK 36866W106 14,024 2,921,685 SH 2,664,611 257,074 1 2,664,611 257,074 HALLIBURTON CO COMMON STOCK 406216101 2,920 96,500 SH 62,725 33,775 1 62,725 33,775 HARRAH'S ENTERTAINMENT INC COMMON STOCK 413619107 27,050 500,000 SH PUT 456,300 43,700 1 456,300 43,700 HEALTHAXIS INC COMMON STOCK 42219D308 170 73,369 SH 73,369 0 1 73,369 0 HOSPIRA INC COMMON STOCK 441060100 5,520 200,000 SH 182,402 17,598 1 182,402 17,598 J.C. PENNEY CO INC (HLDG CO) COMMON STOCK 708160106 219,854 5,822,400 SH 5,315,948 506,452 1 5,315,948 506,452 J.C. PENNEY CO INC (HLDG CO) COMMON STOCK 708160106 33,984 900,000 SH PUT 820,800 79,200 1 820,800 79,200 JANUS CAPITAL GROUP INC COMMON STOCK 47102X105 65,521 3,973,400 SH 3,627,780 345,620 1 3,627,780 345,620 JPMORGAN CHASE & CO COMMON STOCK 46625H100 62,032 1,600,000 SH CALL 1,459,000 141,000 1 1,459,000 141,000 KONINKLIJKE KPN NV - SP ADR COMMON STOCK 780641205 11,452 1,500,000 SH CALL 975,000 525,000 1 975,000 525,000 KRISPY KREME DOUGHNUTS INC COMMON STOCK 501014104 19,277 1,009,800 SH 920,830 88,970 1 920,830 88,970 LABRANCHE & CO INC COMMON STOCK 505447102 2,021 240,000 SH 156,000 84,000 1 156,000 84,000 LIBERTY MEDIA CORP-A COMMON STOCK 530718105 4,495 500,000 SH 454,454 45,546 1 454,454 45,546 LIBERTY MEDIA CORP-A COMMON STOCK 530718105 22,475 2,500,000 SH CALL 2,280,000 220,000 1 2,280,000 220,000 LIGAND PHARMACEUTICALS -CL B COMMON STOCK 53220K207 29,138 1,676,500 SH 1,528,988 147,512 1 1,528,988 147,512 MAGELLAN HEALTH SERVICES INC COMMON STOCK 559079207 64,464 1,927,185 SH 1,759,552 167,633 1 1,759,552 167,633 MANDALAY RESORT GROUP COMMON STOCK 562567107 54,912 800,000 SH PUT 729,900 70,100 1 729,900 70,100 MATTEL INC COMMON STOCK 577081102 1,825 100,000 SH 91,085 8,915 1 91,085 8,915 MCDATA CORPORATION-A COMMON STOCK 580031201 15,003 2,788,700 SH 2,544,336 244,364 1 2,544,336 244,364 MCF CORP COMMON STOCK 580395101 273 125,000 SH 125,000 0 1 125,000 0 MEDQUIST INC COMMON STOCK 584949101 368 32,100 SH 20,865 11,235 1 20,865 11,235 MICROSOFT CORP COMMON STOCK 594918104 80,028 2,802,100 SH 2,558,364 243,736 1 2,558,364 243,736 NASDAQ-100 INDEX TRCKNG STCK COMMON STOCK 631100104 37,740 1,000,000 SH CALL 650,000 350,000 1 650,000 350,000 NASDAQ-100 INDEX TRCKNG STCK COMMON STOCK 631100104 105,672 2,800,000 SH PUT 2,554,400 245,600 1 2,554,400 245,600 NEKTAR THERAPEUTICS COMMON STOCK 640268108 45,301 2,269,600 SH 2,069,902 199,698 1 2,069,902 199,698 NEKTAR THERAPEUTICS COMMON STOCK 640268108 4,491 225,000 SH PUT 205,400 19,600 1 205,400 19,600 NETFLIX INC COMMON STOCK 64110L106 65,333 1,814,800 SH 1,656,941 157,859 1 1,656,941 157,859 NEWALLIANCE BANCSHARES INC COMMON STOCK 650203102 9,423 675,000 SH 615,511 59,489 1 615,511 59,489 NEWMONT MINING CORP COMMON STOCK 651639106 46,950 1,211,300 SH 1,104,720 106,580 1 1,104,720 106,580 NOKIA CORP-SPON ADR COMMON STOCK 654902204 42,166 2,900,000 SH PUT 2,647,800 252,200 1 2,647,800 252,200
NORDSTROM INC COMMON STOCK 655664100 14,914 350,000 SH PUT 319,200 30,800 1 319,200 30,800 NORTEL NETWORKS CORP COMMON STOCK 656568102 3,244 650,000 SH 593,461 56,539 1 593,461 56,539 NUVASIVE INC COMMON STOCK 670704105 6,597 602,500 SH 549,487 53,013 1 549,487 53,013 OMNICOM GROUP COMMON STOCK 681919106 45,534 600,000 SH PUT 547,200 52,800 1 547,200 52,800 OPENTV CORP -CLASS A COMMON STOCK G675543101 41 20,000 SH 0 20,000 1 0 20,000 ORACLE CORP COMMON STOCK 68389X105 19,088 1,600,000 SH 1,460,827 139,173 1 1,460,827 139,173 P G & E CORP COMMON STOCK 69331C108 86,600 3,099,500 SH 2,829,896 269,604 1 2,829,896 269,604 PEOPLESOFT INC COMMON STOCK 712713106 1,064 57,500 SH 37,375 20,125 1 37,375 20,125 PEP BOYS-MANNY MOE & JACK COMMON STOCK 713278109 48,827 1,926,100 SH 1,756,625 169,475 1 1,756,625 169,475 PEPSICO INC COMMON STOCK 713448108 55,432 1,028,800 SH 939,311 89,489 1 939,311 89,489 PHOENIX COMPANIES INC COMMON STOCK 71902E109 5,532 451,600 SH 411,812 39,788 1 411,812 39,788 PIER 1 IMPORTS INC COMMON STOCK 720279108 15,963 902,400 SH 823,906 78,494 1 823,906 78,494 PRECISION CASTPARTS CORP COMMON STOCK 740189105 3,544 64,800 SH 59,092 5,708 1 59,092 5,708 PRICE COMMUNICATIONS CORP COMMON STOCK 741437305 9,594 650,000 SH 422,500 227,500 1 422,500 227,500 PROGENICS PHARMACEUTICALS COMMON STOCK 743187106 29,276 2,342,388 SH 2,123,281 219,107 1 2,123,281 219,107 PRUDENTIAL FINANCIAL INC COMMON STOCK 744320102 161,404 3,473,300 SH 3,171,181 302,119 1 3,171,181 302,119 PRUDENTIAL FINANCIAL INC COMMON STOCK 744320102 130,116 2,800,000 SH CALL 2,553,300 246,700 1 2,553,300 246,700 PRUDENTIAL FINANCIAL INC COMMON STOCK 744320102 3,253 70,000 SH PUT 63,900 6,100 1 63,900 6,100 QUALCOMM INC COMMON STOCK 747525103 54,735 750,000 SH PUT 684,300 65,700 1 684,300 65,700 QUANTA CAPITAL HOLDINGS LTD COMMON STOCK G7313F106 15,930 1,500,000 SH 1,380,418 119,582 1 1,380,418 119,582 R.H. DONNELLEY CORP COMMON STOCK 74955W307 57,990 1,325,800 SH 1,210,477 115,323 1 1,210,477 115,323 RELIANT ENERGY INC COMMON STOCK 75952B105 52,612 4,857,948 SH 4,435,388 422,560 1 4,435,388 422,560 RETAIL HOLDRS TRUST COMMON STOCK 76127U101 182,660 2,000,000 SH PUT 1,824,000 176,000 1 1,824,000 176,000 SAFEWAY INC COMMON STOCK 786514208 51,587 2,035,800 SH 1,858,717 177,083 1 1,858,717 177,083 SANMINA-SCI CORP COMMON STOCK 800907107 4,550 500,000 SH PUT 456,500 43,500 1 456,500 43,500 SCHERING-PLOUGH CORP COMMON STOCK 806605101 274,332 14,844,800 SH 13,553,548 1,291,252 1 13,553,548 1,291,252 SCHERING-PLOUGH CORP COMMON STOCK 806605101 64,680 3,500,000 SH CALL 3,191,600 308,400 1 3,191,600 308,400 SEPRACOR INC COMMON STOCK 817315104 42,775 808,600 SH 738,266 70,334 1 738,266 70,334 SEPRACOR INC COMMON STOCK 817315104 29,095 550,000 SH CALL 501,600 48,400 1 501,600 48,400 SONUS NETWORKS INC COMMON STOCK 835916107 20,145 4,214,339 SH 3,843,201 371,138 1 3,843,201 371,138 SPDR TRUST SERIES 1 COMMON STOCK 78462F103 145,536 1,270,728 SH 966,286 304,442 1 966,286 304,442 SPECTRASITE INC COMMON STOCK 84761M104 44,214 1,023,000 SH 932,988 90,012 1 932,988 90,012 STARWOOD HOTELS & RESORTS COMMON STOCK 85590A203 22,425 500,000 SH PUT 456,300 43,700 1 456,300 43,700 STATION CASINOS INC COMMON STOCK 857689103 30,584 631,900 SH 576,299 55,601 1 576,299 55,601 STATION CASINOS INC COMMON STOCK 857689103 12,584 260,000 SH PUT 237,400 22,600 1 237,400 22,600 STONEPATH GROUP INC COMMON STOCK 861837102 1,076 502,963 SH 502,963 0 1 502,963 0 SYCAMORE NETWORKS INC COMMON STOCK 871206108 17,245 4,076,900 SH 3,718,053 358,847 1 3,718,053 358,847 TAKE-TWO INTERACTIVE SOFTWRE COMMON STOCK 874054109 3,395 110,800 SH 101,162 9,638 1 101,162 9,638 TASER INTERNATIONAL INC COMMON STOCK 87651B104 12,969 300,000 SH 273,588 26,412 1 273,588 26,412 TELE NORTE LESTE PART-ADR COMMON STOCK 879246106 2,546 200,000 SH 130,000 70,000 1 130,000 70,000 TEXAS INSTRUMENTS INC COMMON STOCK 882508104 36,270 1,500,000 SH PUT 1,367,400 132,600 1 1,367,400 132,600 THE WALT DISNEY CO. COMMON STOCK 254687106 33,955 1,332,100 SH 1,214,804 117,296 1 1,214,804 117,296 THE WALT DISNEY CO. COMMON STOCK 254687106 25,490 1,000,000 SH PUT 912,000 88,000 1 912,000 88,000 TIME WARNER INC COMMON STOCK 887317105 289,936 16,492,400 SH 15,057,835 1,434,565 1 15,057,835 1,434,565 TIME WARNER INC COMMON STOCK 887317105 105,480 6,000,000 SH PUT 5,472,200 527,800 1 5,472,200 527,800 TITAN CORP COMMON STOCK 888266103 1,623 125,000 SH 81,250 43,750 1 81,250 43,750 TXU CORP COMMON STOCK 873168108 95,166 2,349,200 SH 2,144,858 204,342 1 2,144,858 204,342 TYCO INTERNATIONAL LTD COMMON STOCK 902124106 317,693 9,586,400 SH 8,752,542 833,858 1 8,752,542 833,858 TYCO INTERNATIONAL LTD COMMON STOCK 902124106 33,140 1,000,000 SH CALL 911,200 88,800 1 911,200 88,800 TYCO INTERNATIONAL LTD COMMON STOCK 902124106 69,594 2,100,000 SH PUT 1,916,300 183,700 1 1,916,300 183,700 UNITED STATES STEEL CORP COMMON STOCK 912909108 23,095 657,600 SH 599,998 57,602 1 599,998 57,602 UNITED STATES STEEL CORP COMMON STOCK 912909108 17,560 500,000 SH CALL 456,500 43,500 1 456,500 43,500 VALEANT PHARMACEUTICALS INTE COMMON STOCK 91911X104 59,751 2,987,560 SH 2,727,692 259,868 1 2,727,692 259,868
VALEANT PHARMACEUTICALS INTE COMMON STOCK 91911X104 32,000 1,600,000 SH CALL 1,459,100 140,900 1 1,459,100 140,900 VISTACARE INC-CL A COMMON STOCK 92839Y109 3,597 193,900 SH 176,613 17,287 1 176,613 17,287 WASHINGTON MUTUAL INC COMMON STOCK 939322103 36,005 931,800 SH 849,813 81,987 1 849,813 81,987 WASHINGTON MUTUAL INC COMMON STOCK 939322103 38,640 1,000,000 SH PUT 912,000 88,000 1 912,000 88,000 WEBMD CORP COMMON STOCK 94769M105 74,124 7,953,264 SH 7,261,462 691,802 1 7,261,462 691,802 WELLPOINT HEALTH NETWORKS COMMON STOCK 94973H108 7,841 70,000 SH 45,500 24,500 1 45,500 24,500 WELLS FARGO & COMPANY COMMON STOCK 949746101 85,845 1,500,000 SH PUT 1,368,000 132,000 1 1,368,000 132,000 WILLIAMS COS INC COMMON STOCK 969457100 96,996 8,150,956 SH 7,441,959 708,997 1 7,441,959 708,997 WILLIS GROUP HOLDINGS LTD COMMON STOCK G96655108 29,859 797,300 SH 727,147 70,153 1 727,147 70,153 WINN-DIXIE STORES INC COMMON STOCK 974280109 1,313 182,400 SH 166,138 16,262 1 166,138 16,262 YELLOW ROADWAY CORP COMMON STOCK 985577105 18,470 463,384 SH 422,276 41,108 1 422,276 41,108 YELLOW ROADWAY CORP COMMON STOCK 985577105 11,958 300,000 SH PUT 273,600 26,400 1 273,600 26,400 YUM! BRANDS INC COMMON STOCK 988498101 33,048 887,900 SH 809,367 78,533 1 809,367 78,533 YUM! BRANDS INC COMMON STOCK 988498101 37,220 1,000,000 SH PUT 912,000 88,000 1 912,000 88,000 Grand Total 7,012,212 274,056,034 247,172,066 26,883,968 247,172,066 26,883,968
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