13F-HR 1 d13fhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or quarter Ended: March 31, 2004 Check here if Amendment [_]; Amendment Number: This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Tudor Investment Corporation Address: 1275 King Street Greenwich, CT 06831 Form 13F File Number: 28-7762 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John Torell Title: Managing Director and Chief Operating Officer Phone: (203) 863-6742 Signature, Place, and Date of Signing: /s/ John Torell Greenwich, CT 06831 May 14, 2004 --------------------------- ------------------- -------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13 NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Included Managers: Form 13F File Number Name 28-5175 Tudor Proprietary Trading, L.L.C. Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers 1. Form 13F Information Table Entry Total 191 Form 13F Information Table Value Total $ 5,964,172 (Thousands) List of Other Included Managers: No. Form 13F File Number Name 1. 28-5175 Tudor Proprietary Trading, L.L.C. TUDOR INVESTMENT CORPORATION QUARTERLY REPORT DETAILING 13F ELIGIBLE SECURITIES As March 31, 2004
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 -------- -------- -------- -------- ------------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE (x1000) SHRS OR PRN AMT SH/PRN PUT/CALL --------------------------------------------------------------------------------------------------------- A T & T WIRELESS SERVICES COMMON STOCK 00209A106 14,808 1,088,000 SH --------------------------------------------------------------------------------------------------------- ACTIVISION INC COMMON STOCK 004930202 23,730 1,500,000 SH --------------------------------------------------------------------------------------------------------- AES CORP COMMON STOCK 00130H105 73,763 8,647,500 SH --------------------------------------------------------------------------------------------------------- AETNA INC COMMON STOCK 00817Y108 173,518 1,934,000 SH --------------------------------------------------------------------------------------------------------- AETNA INC COMMON STOCK 00817Y958 848 750,000 SH PUT --------------------------------------------------------------------------------------------------------- AFFILIATED COMPUTER SVCS-A COMMON STOCK 008190900 756 250,000 SH PUT --------------------------------------------------------------------------------------------------------- ALLEGHENY ENERGY INC COMMON STOCK 017361106 18,015 1,314,000 SH --------------------------------------------------------------------------------------------------------- ALLERGAN INC COMMON STOCK 018490102 67,673 804,100 SH --------------------------------------------------------------------------------------------------------- ALLIANCE CAPITAL MGMT HOLD COMMON STOCK 01855A101 283 7,700 SH --------------------------------------------------------------------------------------------------------- ALLSTATE CORP COMMON STOCK 020002101 177,658 3,908,000 SH --------------------------------------------------------------------------------------------------------- ALTERA CORPORATION COMMON STOCK 021441950 1,150 1,500,000 SH PUT --------------------------------------------------------------------------------------------------------- ALTRIA GROUP INC COMMON STOCK 02209S103 357,170 6,559,600 SH --------------------------------------------------------------------------------------------------------- ALTRIA GROUP INC COMMON STOCK 02209S903 15,304 3,470,000 SH CALL --------------------------------------------------------------------------------------------------------- ALTRIA GROUP INC COMMON STOCK 02209S953 1,798 1,410,000 SH PUT --------------------------------------------------------------------------------------------------------- AMERICAN EXPRESS CO COMMON STOCK 025816959 450 1,500,000 SH PUT --------------------------------------------------------------------------------------------------------- AMERICAN HEALTHWAYS INC COMMON STOCK 02649V104 2,440 100,000 SH --------------------------------------------------------------------------------------------------------- AMERICAN INTERNATIONAL GROUP COMMON STOCK 026874957 850 1,000,000 SH PUT --------------------------------------------------------------------------------------------------------- AMERICAN PHARMACEUTICAL PART COMMON STOCK 02886P109 23,450 500,000 SH --------------------------------------------------------------------------------------------------------- AMERICAN STANDARD COS INC COMMON STOCK 029712106 60,106 528,400 SH --------------------------------------------------------------------------------------------------------- ANADARKO PETROLEUM CORP COMMON STOCK 032511907 206 750,000 SH CALL --------------------------------------------------------------------------------------------------------- APEX SILVER MINES LTD COMMON STOCK G04074103 2,524 111,900 SH --------------------------------------------------------------------------------------------------------- APPLIED MATERIALS INC COMMON STOCK 038222955 756 250,000 SH PUT --------------------------------------------------------------------------------------------------------- ART TECHNOLOGY GROUP INC COMMON STOCK 04289L107 210 143,936 SH --------------------------------------------------------------------------------------------------------- ASSURANT INC COMMON STOCK 04621X108 23,138 920,000 SH --------------------------------------------------------------------------------------------------------- ASTORIA FINANCIAL CORP COMMON STOCK 046265104 36,231 952,700 SH --------------------------------------------------------------------------------------------------------- ASTORIA FINANCIAL CORP COMMON STOCK 046265904 788 1,000,000 SH CALL --------------------------------------------------------------------------------------------------------- AVON PRODUCTS INC COMMON STOCK 054303952 75 500,000 SH PUT --------------------------------------------------------------------------------------------------------- BANK OF AMERICA CORP COMMON STOCK 060505104 65,254 805,800 SH --------------------------------------------------------------------------------------------------------- BANK OF AMERICA CORP COMMON STOCK 060505904 13,750 1,000,000 SH CALL --------------------------------------------------------------------------------------------------------- BIOSITE INC COMMON STOCK 090945106 1,918 60,000 SH --------------------------------------------------------------------------------------------------------- BLACK & DECKER CORP COMMON STOCK 091797950 50 500,000 SH PUT --------------------------------------------------------------------------------------------------------- BLOCKBUSTER INC-CLASS A COMMON STOCK 093679108 5,250 300,000 SH --------------------------------------------------------------------------------------------------------- BP PLC-SPONS ADR COMMON STOCK 055622904 13,050 2,100,000 SH CALL --------------------------------------------------------------------------------------------------------- BROCADE COMMUNICATIONS SYS COMMON STOCK 111621108 9,469 1,426,000 SH --------------------------------------------------------------------------------------------------------- BURLINGTON RESOURCES INC COMMON STOCK 122014103 68,733 1,080,200 SH --------------------------------------------------------------------------------------------------------- BURLINGTON RESOURCES INC COMMON STOCK 122014953 350 500,000 SH PUT --------------------------------------------------------------------------------------------------------- CABLEVISION SYSTEMS-NY GRP-A COMMON STOCK 12686C109 229 10,000 SH --------------------------------------------------------------------------------------------------------- CABOT MICROELECTRONICS CORP COMMON STOCK 12709P103 4,213 100,000 SH --------------------------------------------------------------------------------------------------------- CAESARS ENTERTAINMENT INC COMMON STOCK 127687101 52,153 3,999,500 SH --------------------------------------------------------------------------------------------------------- CALPINE CORP COMMON STOCK 131347106 32,499 6,959,100 SH --------------------------------------------------------------------------------------------------------- CAPITAL ONE FINANCIAL CORP COMMON STOCK 14040H905 6,750 3,000,000 SH CALL --------------------------------------------------------------------------------------------------------- CAREMARK RX INC COMMON STOCK 141705103 163,595 4,920,164 SH --------------------------------------------------------------------------------------------------------- CHINADOT COM CORP-CL A COMMON STOCK G2108N109 12,470 1,438,300 SH --------------------------------------------------------------------------------------------------------- CIA ANONIMA TELEF DE VEN-ADR COMMON STOCK 204421101 2,355 120,200 SH --------------------------------------------------------------------------------------------------------- CIRCUIT CITY STORES INC COMMON STOCK 172737108 182,417 16,143,100 SH --------------------------------------------------------------------------------------------------------- CITIGROUP INC COMMON STOCK 172967951 175 500,000 SH PUT --------------------------------------------------------------------------------------------------------- CITRIX SYSTEMS INC COMMON STOCK 177376100 16,215 750,000 SH --------------------------------------------------------------------------------------------------------- COMCAST CORP-SPECIAL CL A COMMON STOCK 20030N200 1,950 70,000 SH --------------------------------------------------------------------------------------------------------- COMPANHIA DE BEBIDAS-PR ADR COMMON STOCK 20441W203 2,500 125,000 SH --------------------------------------------------------------------------------------------------------- CONEXANT SYSTEMS INC COMMON STOCK 207142100 45,585 7,436,300 SH --------------------------------------------------------------------------------------------------------- CORGENTECH INC COMMON STOCK 21872P105 13,765 735,300 SH --------------------------------------------------------------------------------------------------------- CORVIS CORPORATION COMMON STOCK 221009103 25,043 13,043,478 SH --------------------------------------------------------------------------------------------------------- CROWN CASTLE INTL CORP COMMON STOCK 228227104 27,920 2,210,600 SH --------------------------------------------------------------------------------------------------------- CROWN HOLDINGS INC COMMON STOCK 228368106 1,483 159,100 SH --------------------------------------------------------------------------------------------------------- CUMMINS INC COMMON STOCK 231021956 88 500,000 SH PUT --------------------------------------------------------------------------------------------------------- CYPRESS BIOSCIENCE INC COMMON STOCK 232674507 3,508 305,000 SH --------------------------------------------------------------------------------------------------------- COLUMN 1 COLUMN 6 COLUMN 7 COLUMN 8 -------- -------- -------- -------- Investment Discretion Voting Authority ---------------------------- ---------------------------------- NAME OF ISSUER shared-defined shared-other Managers Sole Shared None -------------------------------------------------------------------------------------------------------- A T & T WIRELESS SERVICES 707,200 380,800 1 707,200 380,800 -------------------------------------------------------------------------------------------------------- ACTIVISION INC 1,365,793 134,207 1 1,365,793 134,207 -------------------------------------------------------------------------------------------------------- AES CORP 7,875,232 772,268 1 7,875,232 772,268 -------------------------------------------------------------------------------------------------------- AETNA INC 1,761,214 172,786 1 1,761,214 172,786 -------------------------------------------------------------------------------------------------------- AETNA INC 683,100 66,900 1 683,100 66,900 -------------------------------------------------------------------------------------------------------- AFFILIATED COMPUTER SVCS-A 227,600 22,400 1 227,600 22,400 -------------------------------------------------------------------------------------------------------- ALLEGHENY ENERGY INC 1,196,662 117,338 1 1,196,662 117,338 -------------------------------------------------------------------------------------------------------- ALLERGAN INC 732,296 71,804 1 732,296 71,804 -------------------------------------------------------------------------------------------------------- ALLIANCE CAPITAL MGMT HOLD 7,700 - 1 7,700 - -------------------------------------------------------------------------------------------------------- ALLSTATE CORP 3,559,276 348,724 1 3,559,276 348,724 -------------------------------------------------------------------------------------------------------- ALTERA CORPORATION 1,382,700 117,300 1 1,382,700 117,300 -------------------------------------------------------------------------------------------------------- ALTRIA GROUP INC 5,864,431 695,169 1 5,864,431 695,169 -------------------------------------------------------------------------------------------------------- ALTRIA GROUP INC 3,160,300 309,700 1 3,160,300 309,700 -------------------------------------------------------------------------------------------------------- ALTRIA GROUP INC 1,283,800 126,200 1 1,283,800 126,200 -------------------------------------------------------------------------------------------------------- AMERICAN EXPRESS CO 1,366,300 133,700 1 1,366,300 133,700 -------------------------------------------------------------------------------------------------------- AMERICAN HEALTHWAYS INC 92,942 7,058 1 92,942 7,058 -------------------------------------------------------------------------------------------------------- AMERICAN INTERNATIONAL GROUP 910,900 89,100 1 910,900 89,100 -------------------------------------------------------------------------------------------------------- AMERICAN PHARMACEUTICAL PART 455,370 44,630 1 455,370 44,630 -------------------------------------------------------------------------------------------------------- AMERICAN STANDARD COS INC 481,210 47,190 1 481,210 47,190 -------------------------------------------------------------------------------------------------------- ANADARKO PETROLEUM CORP 683,100 66,900 1 683,100 66,900 -------------------------------------------------------------------------------------------------------- APEX SILVER MINES LTD 86,581 25,319 1 86,581 25,319 -------------------------------------------------------------------------------------------------------- APPLIED MATERIALS INC 227,700 22,300 1 227,700 22,300 -------------------------------------------------------------------------------------------------------- ART TECHNOLOGY GROUP INC 60,605 83,331 1 60,605 83,331 -------------------------------------------------------------------------------------------------------- ASSURANT INC 837,853 82,147 1 837,853 82,147 -------------------------------------------------------------------------------------------------------- ASTORIA FINANCIAL CORP 867,539 85,161 1 867,539 85,161 -------------------------------------------------------------------------------------------------------- ASTORIA FINANCIAL CORP 916,200 83,800 1 916,200 83,800 -------------------------------------------------------------------------------------------------------- AVON PRODUCTS INC 455,400 44,600 1 455,400 44,600 -------------------------------------------------------------------------------------------------------- BANK OF AMERICA CORP 733,794 72,006 1 733,794 72,006 -------------------------------------------------------------------------------------------------------- BANK OF AMERICA CORP 921,900 78,100 1 921,900 78,100 -------------------------------------------------------------------------------------------------------- BIOSITE INC 54,653 5,347 1 54,653 5,347 -------------------------------------------------------------------------------------------------------- BLACK & DECKER CORP 455,400 44,600 1 455,400 44,600 -------------------------------------------------------------------------------------------------------- BLOCKBUSTER INC-CLASS A 273,254 26,746 1 273,254 26,746 -------------------------------------------------------------------------------------------------------- BP PLC-SPONS ADR 1,911,000 189,000 1 1,911,000 189,000 -------------------------------------------------------------------------------------------------------- BROCADE COMMUNICATIONS SYS 1,298,866 127,134 1 1,298,866 127,134 -------------------------------------------------------------------------------------------------------- BURLINGTON RESOURCES INC 983,733 96,467 1 983,733 96,467 -------------------------------------------------------------------------------------------------------- BURLINGTON RESOURCES INC 455,400 44,600 1 455,400 44,600 -------------------------------------------------------------------------------------------------------- CABLEVISION SYSTEMS-NY GRP-A 9,214 786 1 9,214 786 -------------------------------------------------------------------------------------------------------- CABOT MICROELECTRONICS CORP 91,071 8,929 1 91,071 8,929 -------------------------------------------------------------------------------------------------------- CAESARS ENTERTAINMENT INC 3,642,321 357,179 1 3,642,321 357,179 -------------------------------------------------------------------------------------------------------- CALPINE CORP 6,337,836 621,264 1 6,337,836 621,264 -------------------------------------------------------------------------------------------------------- CAPITAL ONE FINANCIAL CORP 2,732,500 267,500 1 2,732,500 267,500 -------------------------------------------------------------------------------------------------------- CAREMARK RX INC 4,419,382 500,782 1 4,419,382 500,782 -------------------------------------------------------------------------------------------------------- CHINADOT COM CORP-CL A 1,309,780 128,520 1 1,309,780 128,520 -------------------------------------------------------------------------------------------------------- CIA ANONIMA TELEF DE VEN-ADR 78,130 42,070 1 78,130 42,070 -------------------------------------------------------------------------------------------------------- CIRCUIT CITY STORES INC 14,701,438 1,441,662 1 14,701,438 1,441,662 -------------------------------------------------------------------------------------------------------- CITIGROUP INC 455,400 44,600 1 455,400 44,600 -------------------------------------------------------------------------------------------------------- CITRIX SYSTEMS INC 683,134 66,866 1 683,134 66,866 -------------------------------------------------------------------------------------------------------- COMCAST CORP-SPECIAL CL A 45,500 24,500 1 45,500 24,500 -------------------------------------------------------------------------------------------------------- COMPANHIA DE BEBIDAS-PR ADR 81,250 43,750 1 81,250 43,750 -------------------------------------------------------------------------------------------------------- CONEXANT SYSTEMS INC 6,771,766 664,534 1 6,771,766 664,534 -------------------------------------------------------------------------------------------------------- CORGENTECH INC 669,625 65,675 1 669,625 65,675 -------------------------------------------------------------------------------------------------------- CORVIS CORPORATION 12,007,826 1,035,652 1 12,007,826 1,035,652 -------------------------------------------------------------------------------------------------------- CROWN CASTLE INTL CORP 2,013,181 197,419 1 2,013,181 197,419 -------------------------------------------------------------------------------------------------------- CROWN HOLDINGS INC 144,916 14,184 1 144,916 14,184 -------------------------------------------------------------------------------------------------------- CUMMINS INC 455,400 44,600 1 455,400 44,600 -------------------------------------------------------------------------------------------------------- CYPRESS BIOSCIENCE INC - 305,000 1 - 305,000 --------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------ CYPRESS SEMICONDUCTOR CORP COMMON STOCK 232806959 875 250,000 SH PUT 227,700 22,300 1 227,700 22,300 ------------------------------------------------------------------------------------------------------------------------------------ DADE BEHRING HOLDINGS INC COMMON STOCK 23342J206 4,470 100,500 SH 91,530 8,970 1 91,530 8,970 ------------------------------------------------------------------------------------------------------------------------------------ DALEEN TECHNOLOGIES INC COMMON STOCK 23437N104 5 73,794 SH 73,794 - 1 73,794 - ------------------------------------------------------------------------------------------------------------------------------------ DAVITA INC COMMON STOCK 23918K108 93,872 1,965,900 SH 1,790,312 175,588 1 1,790,312 175,588 ------------------------------------------------------------------------------------------------------------------------------------ DEERE & CO COMMON STOCK 244199105 73,884 1,066,000 SH 970,909 95,091 1 970,909 95,091 ------------------------------------------------------------------------------------------------------------------------------------ DEVON ENERGY CORPORATION COMMON STOCK 25179M103 70,338 1,209,601 SH 1,101,575 108,026 1 1,101,575 108,026 ------------------------------------------------------------------------------------------------------------------------------------ DOLLAR TREE STORES INC COMMON STOCK 256747106 32,347 1,048,200 SH 954,748 93,452 1 954,748 93,452 ------------------------------------------------------------------------------------------------------------------------------------ DUN & BRADSTREET CORP COMMON STOCK 26483E100 53,751 1,004,700 SH 914,973 89,727 1 914,973 89,727 ------------------------------------------------------------------------------------------------------------------------------------ ECLIPSYS CORP COMMON STOCK 278856109 25,500 1,891,700 SH 1,722,859 168,841 1 1,722,859 168,841 ------------------------------------------------------------------------------------------------------------------------------------ EL PASO ELECTRIC CO COMMON STOCK 283677854 30,250 2,185,700 SH 1,990,493 195,207 1 1,990,493 195,207 ------------------------------------------------------------------------------------------------------------------------------------ ELAN CORP PLC -SPONS ADR COMMON STOCK 284131208 134,409 6,518,400 SH 5,936,115 582,285 1 5,936,115 582,285 ------------------------------------------------------------------------------------------------------------------------------------ ELECTRONIC ARTS INC COMMON STOCK 285512109 24,881 462,982 SH 421,706 41,276 1 421,706 41,276 ------------------------------------------------------------------------------------------------------------------------------------ ELECTRONIC ARTS INC COMMON STOCK 285512909 2,025 500,000 SH CALL 455,400 44,600 1 455,400 44,600 ------------------------------------------------------------------------------------------------------------------------------------ ENERSIS S.A. -SPONS ADR COMMON STOCK 29274F104 1,254 195,000 SH 126,750 68,250 1 126,750 68,250 ------------------------------------------------------------------------------------------------------------------------------------ FAIRCHILD SEMICON INTERNATIO COMMON STOCK 303726953 619 250,000 SH PUT 227,700 22,300 1 227,700 22,300 ------------------------------------------------------------------------------------------------------------------------------------ FAIRFAX FINANCIAL HLDGS LTD COMMON STOCK 303901102 8,537 55,000 SH 50,102 4,898 1 50,102 4,898 ------------------------------------------------------------------------------------------------------------------------------------ FAMILY DOLLAR STORES COMMON STOCK 307000109 9,207 256,100 SH 233,228 22,872 1 233,228 22,872 ------------------------------------------------------------------------------------------------------------------------------------ FEDERATED DEPARTMENT STORES COMMON STOCK 31410H951 450 500,000 SH PUT 455,400 44,600 1 455,400 44,600 ------------------------------------------------------------------------------------------------------------------------------------ FIBERNET TELECOM GROUP INC COMMON STOCK 315653303 25 19,791 SH 19,791 - 1 19,791 - ------------------------------------------------------------------------------------------------------------------------------------ FIRST DATA CORP COMMON STOCK 319963104 5,552 131,700 SH 119,959 11,741 1 119,959 11,741 ------------------------------------------------------------------------------------------------------------------------------------ FISHER SCIENTIFIC INTL COMMON STOCK 338032204 51,606 937,600 SH 853,868 83,732 1 853,868 83,732 ------------------------------------------------------------------------------------------------------------------------------------ FLEETBOSTON FINANCIAL CORP COMMON STOCK 339030108 47,001 1,046,800 SH 680,420 366,380 1 680,420 366,380 ------------------------------------------------------------------------------------------------------------------------------------ FOREST LABORATORIES INC COMMON STOCK 345838106 181,206 2,530,100 SH 2,304,145 225,955 1 2,304,145 225,955 ------------------------------------------------------------------------------------------------------------------------------------ FOREST LABORATORIES INC COMMON STOCK 345838956 1,200 1,000,000 SH PUT 910,800 89,200 1 910,800 89,200 ------------------------------------------------------------------------------------------------------------------------------------ FORTUNE BRANDS INC COMMON STOCK 349631951 38 250,000 SH PUT 227,700 22,300 1 227,700 22,300 ------------------------------------------------------------------------------------------------------------------------------------ FUELCELL ENERGY INC COMMON STOCK 35952H106 4,475 330,000 SH 307,361 22,639 1 307,361 22,639 ------------------------------------------------------------------------------------------------------------------------------------ GEMSTAR-TV GUIDE INTL INC COMMON STOCK 36866W106 33,990 5,065,585 SH 4,612,728 452,857 1 4,612,728 452,857 ------------------------------------------------------------------------------------------------------------------------------------ GENERAL ELECTRIC CO COMMON STOCK 369604103 4,731 155,000 SH 100,750 54,250 1 100,750 54,250 ------------------------------------------------------------------------------------------------------------------------------------ GENERAL ELECTRIC CO COMMON STOCK 369604953 751 2,000,000 SH PUT 1,691,300 308,700 1 1,691,300 308,700 ------------------------------------------------------------------------------------------------------------------------------------ GEORGIA-PACIFIC CORP COMMON STOCK 373298958 113 750,000 SH PUT 683,200 66,800 1 683,200 66,800 ------------------------------------------------------------------------------------------------------------------------------------ GTECH HOLDINGS CORP COMMON STOCK 400518106 28,086 474,900 SH 432,481 42,419 1 432,481 42,419 ------------------------------------------------------------------------------------------------------------------------------------ GUCCI GROUP NV-NY REG SHRS COMMON STOCK 401566104 7,692 90,000 SH 58,500 31,500 1 58,500 31,500 ------------------------------------------------------------------------------------------------------------------------------------ GUIDANT CORP COMMON STOCK 401698105 79,656 1,257,000 SH 1,144,743 112,257 1 1,144,743 112,257 ------------------------------------------------------------------------------------------------------------------------------------ HALLIBURTON CO COMMON STOCK 406216101 2,933 96,500 SH 62,725 33,775 1 62,725 33,775 ------------------------------------------------------------------------------------------------------------------------------------ HARLEY-DAVIDSON INC COMMON STOCK 412822958 1,650 1,500,000 SH PUT 1,364,900 135,100 1 1,364,900 135,100 ------------------------------------------------------------------------------------------------------------------------------------ HARRAH'S ENTERTAINMENT INC COMMON STOCK 413619957 31 250,000 SH PUT 227,700 22,300 1 227,700 22,300 ------------------------------------------------------------------------------------------------------------------------------------ HEALTHAXIS INC COMMON STOCK 42219D308 252 70,924 SH 70,924 - 1 70,924 - ------------------------------------------------------------------------------------------------------------------------------------ HECLA MINING CO COMMON STOCK 422704106 7,396 879,400 SH 680,656 198,744 1 680,656 198,744 ------------------------------------------------------------------------------------------------------------------------------------ INTERACTIVECORP COMMON STOCK 45840Q101 316 10,000 SH 9,646 354 1 9,646 354 ------------------------------------------------------------------------------------------------------------------------------------ INTL BUSINESS MACHINES CORP COMMON STOCK 459200101 5,521 60,110 SH 60,110 - 1 60,110 - ------------------------------------------------------------------------------------------------------------------------------------ INTL GAME TECHNOLOGY COMMON STOCK 459902102 111,896 2,488,800 SH 2,266,475 222,325 1 2,266,475 222,325 ------------------------------------------------------------------------------------------------------------------------------------ ISHARES RUSSELL 2000 COMMON STOCK 464287951 1,438 1,250,000 SH PUT 1,138,600 111,400 1 1,138,600 111,400 ------------------------------------------------------------------------------------------------------------------------------------ J.C. PENNEY CO INC (HLDG CO) COMMON STOCK 708160106 212,631 6,113,600 SH 5,567,616 545,984 1 5,567,616 545,984 ------------------------------------------------------------------------------------------------------------------------------------ JANUS CAPITAL GROUP INC COMMON STOCK 47102X105 27,843 1,699,800 SH 1,547,992 151,808 1 1,547,992 151,808 ------------------------------------------------------------------------------------------------------------------------------------ JOHN HANCOCK FINANCIAL SRVCS COMMON STOCK 41014S106 34,542 790,616 SH 513,900 276,716 1 513,900 276,716 ------------------------------------------------------------------------------------------------------------------------------------ JP MORGAN CHASE & CO COMMON STOCK 46625H100 80,154 1,910,700 SH 1,740,209 170,491 1 1,740,209 170,491 ------------------------------------------------------------------------------------------------------------------------------------ JP MORGAN CHASE & CO COMMON STOCK 46625H900 14,080 1,600,000 SH CALL 1,455,500 144,500 1 1,455,500 144,500 ------------------------------------------------------------------------------------------------------------------------------------ KINETIC CONCEPTS INC COMMON STOCK 49460W208 17,940 400,000 SH 364,278 35,722 1 364,278 35,722 ------------------------------------------------------------------------------------------------------------------------------------ KLA-TENCOR CORPORATION COMMON STOCK 482480950 2,000 250,000 SH PUT 227,700 22,300 1 227,700 22,300 ------------------------------------------------------------------------------------------------------------------------------------ KOOKMIN BANK-SPON ADR COMMON STOCK 50049M109 1,376 34,000 SH 22,100 11,900 1 22,100 11,900 ------------------------------------------------------------------------------------------------------------------------------------ LABRANCHE & CO INC COMMON STOCK 505447102 2,242 200,000 SH 130,000 70,000 1 130,000 70,000 ------------------------------------------------------------------------------------------------------------------------------------ LAIDLAW INTERNATIONAL COMMON STOCK 50730R102 30,529 2,098,200 SH 1,910,789 187,411 1 1,910,789 187,411 ------------------------------------------------------------------------------------------------------------------------------------ LIBERTY MEDIA CORP-A COMMON STOCK 530718105 50,815 4,640,600 SH 4,226,873 413,727 1 4,226,873 413,727 ------------------------------------------------------------------------------------------------------------------------------------ LIGAND PHARMACEUTICALS-CL B COMMON STOCK 53220K207 29,175 1,451,500 SH 1,321,873 129,627 1 1,321,873 129,627 ------------------------------------------------------------------------------------------------------------------------------------ LOUISIANA-PACIFIC CORP COMMON STOCK 546347105 12,627 489,400 SH 445,653 43,747 1 445,653 43,747 ------------------------------------------------------------------------------------------------------------------------------------ MAGELLAN HEALTH SERVICES INC COMMON STOCK 559079207 69,050 2,457,285 SH 2,237,832 219,453 1 2,237,832 219,453 ------------------------------------------------------------------------------------------------------------------------------------ MASSEY ENERGY CO COMMON STOCK 576206106 3,798 172,100 SH 156,726 15,374 1 156,726 15,374 ------------------------------------------------------------------------------------------------------------------------------------ MATTEL INC COMMON STOCK 577081102 1,844 100,000 SH 91,085 8,915 1 91,085 8,915 ------------------------------------------------------------------------------------------------------------------------------------ MCDATA CORPORATION-A COMMON STOCK 580031201 2,816 400,000 SH 364,339 35,661 1 364,339 35,661 ------------------------------------------------------------------------------------------------------------------------------------ MCF CORP COMMON STOCK 580395101 293 125,000 SH 125,000 - 1 125,000 - ------------------------------------------------------------------------------------------------------------------------------------ MEDQUIST INC COMMON STOCK 584949101 505 32,100 SH 20,865 11,235 1 20,865 11,235 ------------------------------------------------------------------------------------------------------------------------------------ METRO-GOLDWYN-MAYER INC COMMON STOCK 591610100 8,700 500,000 SH 455,348 44,652 1 455,348 44,652 ------------------------------------------------------------------------------------------------------------------------------------ MI DEVELOPMENTS INC-CLASS A COMMON STOCK 55304X104 18,340 655,000 SH 596,503 58,497 1 596,503 58,497 ------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------ MICRON TECHNOLOGY INC COMMON STOCK 595112103 18,921 1,132,300 SH 1,031,167 101,133 1 1,031,167 101,133 ------------------------------------------------------------------------------------------------------------------------------------ MIRANT CORP COMMON STOCK 604675108 7,189 18,200,000 SH 16,574,645 1,625,355 1 16,574,645 1,625,355 ------------------------------------------------------------------------------------------------------------------------------------ MONY GROUP INC COMMON STOCK 615337102 17,547 558,100 SH 508,268 49,832 1 508,268 49,832 ------------------------------------------------------------------------------------------------------------------------------------ MOTOROLA INC COMMON STOCK 620076909 586 350,000 SH CALL 318,800 31,200 1 318,800 31,200 ------------------------------------------------------------------------------------------------------------------------------------ NASDAQ-100 INDEX TRCKNG STCK COMMON STOCK 631100104 28,680 800,210 SH 520,210 280,000 1 520,210 280,000 ------------------------------------------------------------------------------------------------------------------------------------ NEIGHBORCARE INC COMMON STOCK 64015Y104 47,117 1,934,200 SH 1,761,466 172,734 1 1,761,466 172,734 ------------------------------------------------------------------------------------------------------------------------------------ NEKTAR THERAPEUTICS COMMON STOCK 640268108 48,842 2,269,600 SH 2,066,919 202,681 1 2,066,919 202,681 ------------------------------------------------------------------------------------------------------------------------------------ NEKTAR THERAPEUTICS COMMON STOCK 640268908 585 300,000 SH CALL 273,300 26,700 1 273,300 26,700 ------------------------------------------------------------------------------------------------------------------------------------ NETFLIX INC COMMON STOCK 64110L106 57,144 1,674,800 SH 1,525,218 149,582 1 1,525,218 149,582 ------------------------------------------------------------------------------------------------------------------------------------ NETSCREEN TECHNOLOGIES INC COMMON STOCK 64117V107 9,695 266,338 SH 173,120 93,218 1 173,120 93,218 ------------------------------------------------------------------------------------------------------------------------------------ NEWMONT MINING CORP COMMON STOCK 651639106 23,315 500,000 SH 455,423 44,577 1 455,423 44,577 ------------------------------------------------------------------------------------------------------------------------------------ NEWMONT MINING CORP COMMON STOCK 651639906 930 100,000 SH CALL 65,000 35,000 1 65,000 35,000 ------------------------------------------------------------------------------------------------------------------------------------ NEXTEL PARTNERS INC -CL A COMMON STOCK 65333F107 11,695 923,800 SH 841,293 82,507 1 841,293 82,507 ------------------------------------------------------------------------------------------------------------------------------------ NISOURCE INC-SAILS COMMON STOCK 65473P600 1,598 629,000 SH 409,077 219,923 1 409,077 219,923 ------------------------------------------------------------------------------------------------------------------------------------ NOVELL INC COMMON STOCK 670006105 3,414 300,000 SH 273,192 26,808 1 273,192 26,808 ------------------------------------------------------------------------------------------------------------------------------------ ON SEMICONDUCTOR CORPORATION COMMON STOCK 682189955 25 100,000 SH PUT 91,100 8,900 1 91,100 8,900 ------------------------------------------------------------------------------------------------------------------------------------ OPENTV CORP COMMON STOCK G67543101 65 20,000 SH - 20,000 1 - 20,000 ------------------------------------------------------------------------------------------------------------------------------------ P G & E CORP COMMON STOCK 69331C108 54,041 1,865,400 SH 1,698,811 166,589 1 1,698,811 166,589 ------------------------------------------------------------------------------------------------------------------------------------ PAN AMERICAN SILVER CORP COMMON STOCK 697900108 962 54,000 SH 41,796 12,204 1 41,796 12,204 ------------------------------------------------------------------------------------------------------------------------------------ PEABODY ENERGY CORP COMMON STOCK 704549904 4,585 700,000 SH CALL 637,600 62,400 1 637,600 62,400 ------------------------------------------------------------------------------------------------------------------------------------ PEP BOYS-MANNY MOE & JACK COMMON STOCK 713278109 55,653 2,005,500 SH 1,826,395 179,105 1 1,826,395 179,105 ------------------------------------------------------------------------------------------------------------------------------------ PHOENIX COMPANIES INC COMMON STOCK 71902E109 6,056 451,600 SH 411,262 40,338 1 411,262 40,338 ------------------------------------------------------------------------------------------------------------------------------------ PRECISION CASTPARTS CORP COMMON STOCK 740189105 431 9,800 SH 8,926 874 1 8,926 874 ------------------------------------------------------------------------------------------------------------------------------------ PROGENICS PHARMACEUTICALS COMMON STOCK 743187106 32,066 2,342,388 SH 2,123,281 219,107 1 2,123,281 219,107 ------------------------------------------------------------------------------------------------------------------------------------ PRUDENTIAL FINANCIAL INC COMMON STOCK 744320102 155,534 3,473,300 SH 3,162,772 310,528 1 3,162,772 310,528 ------------------------------------------------------------------------------------------------------------------------------------ PRUDENTIAL FINANCIAL INC COMMON STOCK 744320902 24,890 3,800,000 SH CALL 3,461,300 338,700 1 3,461,300 338,700 ------------------------------------------------------------------------------------------------------------------------------------ R.H. DONNELLEY CORP COMMON STOCK 74955W307 61,915 1,325,800 SH 1,207,391 118,409 1 1,207,391 118,409 ------------------------------------------------------------------------------------------------------------------------------------ RAMBUS INC COMMON STOCK 750917956 1,259 250,000 SH PUT 227,600 22,400 1 227,600 22,400 ------------------------------------------------------------------------------------------------------------------------------------ REEBOK INTERNATIONAL LTD COMMON STOCK 758110100 25,732 622,300 SH 566,820 55,480 1 566,820 55,480 ------------------------------------------------------------------------------------------------------------------------------------ RELIANT ENERGY INC COMMON STOCK 75952B105 38,795 4,725,300 SH 4,303,302 421,998 1 4,303,302 421,998 ------------------------------------------------------------------------------------------------------------------------------------ ROYAL CARIBBEAN CRUISES LTD COMMON STOCK V7780T953 88 500,000 SH PUT 455,400 44,600 1 455,400 44,600 ------------------------------------------------------------------------------------------------------------------------------------ RR DONNELLEY & SONS CO COMMON STOCK 257867101 30,250 999,998 SH 910,648 89,350 1 910,648 89,350 ------------------------------------------------------------------------------------------------------------------------------------ SAFEWAY INC COMMON STOCK 786514208 55,490 2,696,300 SH 2,455,505 240,795 1 2,455,505 240,795 ------------------------------------------------------------------------------------------------------------------------------------ SCHERING-PLOUGH CORP COMMON STOCK 806605101 219,077 13,506,600 SH 12,300,617 1,205,983 1 12,300,617 1,205,983 ------------------------------------------------------------------------------------------------------------------------------------ SCHERING-PLOUGH CORP COMMON STOCK 806605901 8,500 2,500,000 SH CALL 2,277,200 222,800 1 2,277,200 222,800 ------------------------------------------------------------------------------------------------------------------------------------ SCHLUMBERGER LTD COMMON STOCK 806857958 825 750,000 SH PUT 683,100 66,900 1 683,100 66,900 ------------------------------------------------------------------------------------------------------------------------------------ SCRIPPS CO (E.W.)-CL A COMMON STOCK 811054204 29,645 293,200 SH 267,009 26,191 1 267,009 26,191 ------------------------------------------------------------------------------------------------------------------------------------ SHIRE PHARMACEUTICALS-SP ADR COMMON STOCK 82481R106 11,142 380,000 SH 345,907 34,093 1 345,907 34,093 ------------------------------------------------------------------------------------------------------------------------------------ SILICON GRAPHICS INC COMMON STOCK 827056102 3,048 1,200,000 SH 1,092,838 107,162 1 1,092,838 107,162 ------------------------------------------------------------------------------------------------------------------------------------ SPECTRASITE INC COMMON STOCK 84761M104 37,953 1,023,000 SH 931,686 91,314 1 931,686 91,314 ------------------------------------------------------------------------------------------------------------------------------------ SPRINT CORP-PCS GROUP COMMON STOCK 852061506 36,888 4,009,600 SH 3,652,017 357,583 1 3,652,017 357,583 ------------------------------------------------------------------------------------------------------------------------------------ STATION CASINOS INC COMMON STOCK 857689103 29,899 676,900 SH 616,427 60,473 1 616,427 60,473 ------------------------------------------------------------------------------------------------------------------------------------ STILLWATER MINING CO COMMON STOCK 86074Q902 288 90,000 SH CALL 58,500 31,500 1 58,500 31,500 ------------------------------------------------------------------------------------------------------------------------------------ STONEPATH GROUP INC COMMON STOCK 861837102 1,836 502,963 SH 502,963 - 1 502,963 - ------------------------------------------------------------------------------------------------------------------------------------ TELE NORTE LESTE PART-ADR COMMON STOCK 879246106 2,030 156,400 SH 101,660 54,740 1 101,660 54,740 ------------------------------------------------------------------------------------------------------------------------------------ TEXAS INSTRUMENTS INC COMMON STOCK 882508954 1,538 750,000 SH PUT 683,100 66,900 1 683,100 66,900 ------------------------------------------------------------------------------------------------------------------------------------ TEXTRON INC COMMON STOCK 883203951 175 500,000 SH PUT 455,400 44,600 1 455,400 44,600 ------------------------------------------------------------------------------------------------------------------------------------ THE WALT DISNEY CO. COMMON STOCK 254687106 27,489 1,100,000 SH 1,001,649 98,351 1 1,001,649 98,351 ------------------------------------------------------------------------------------------------------------------------------------ TIME WARNER INC COMMON STOCK 887317105 259,516 15,392,400 SH 14,017,938 1,374,462 1 14,017,938 1,374,462 ------------------------------------------------------------------------------------------------------------------------------------ TITAN CORP COMMON STOCK 888266103 2,524 125,000 SH 81,250 43,750 1 81,250 43,750 ------------------------------------------------------------------------------------------------------------------------------------ TLC VISION CORP COMMON STOCK 872549100 1,722 150,100 SH 136,718 13,382 1 136,718 13,382 ------------------------------------------------------------------------------------------------------------------------------------ TRANSMETA CORP/DELAWARE COMMON STOCK 89376R109 5,200 1,313,200 SH 1,195,918 117,282 1 1,195,918 117,282 ------------------------------------------------------------------------------------------------------------------------------------ TXU CORP COMMON STOCK 873168108 14,330 500,000 SH 455,423 44,577 1 455,423 44,577 ------------------------------------------------------------------------------------------------------------------------------------ TYCO INTERNATIONAL LTD COMMON STOCK 902124106 225,920 7,885,500 SH 7,181,516 703,984 1 7,181,516 703,984 ------------------------------------------------------------------------------------------------------------------------------------ TYCO INTERNATIONAL LTD COMMON STOCK 902124906 4,725 700,000 SH CALL 637,600 62,400 1 637,600 62,400 ------------------------------------------------------------------------------------------------------------------------------------ VALEANT PHARMACEUTICALS INTE COMMON STOCK 91911X104 71,355 2,989,300 SH 2,722,349 266,951 1 2,722,349 266,951 ------------------------------------------------------------------------------------------------------------------------------------ VALEANT PHARMACEUTICALS INTE COMMON STOCK 91911X904 3,240 1,600,000 SH CALL 1,457,400 142,600 1 1,457,400 142,600 ------------------------------------------------------------------------------------------------------------------------------------ VERITAS SOFTWARE CORP COMMON STOCK 923436109 34,983 1,300,000 SH 1,184,100 115,900 1 1,184,100 115,900 ------------------------------------------------------------------------------------------------------------------------------------ VIACOM INC-CL B COMMON STOCK 925524308 34,387 877,000 SH 798,512 78,488 1 798,512 78,488 ------------------------------------------------------------------------------------------------------------------------------------ VIACOM INC-CL B COMMON STOCK 925524950 250 1,000,000 SH PUT 910,900 89,100 1 910,900 89,100 ------------------------------------------------------------------------------------------------------------------------------------ VICURON PHARMACEUTICALS INC COMMON STOCK 926471103 17,768 781,000 SH 711,249 69,751 1 711,249 69,751 ------------------------------------------------------------------------------------------------------------------------------------ VIMPELCOM-SP ADR COMMON STOCK 68370R109 229 2,200 SH 1,430 770 1 1,430 770 ------------------------------------------------------------------------------------------------------------------------------------ WASHINGTON MUTUAL INC COMMON STOCK 939322103 20,578 481,800 SH 438,802 42,998 1 438,802 42,998 ------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------ WASTE MANAGEMENT INC COMMON STOCK 94106L109 39,838 1,320,000 SH 1,202,112 117,888 1 1,202,112 117,888 ------------------------------------------------------------------------------------------------------------------------------------ WEBMD CORP COMMON STOCK 94769M105 70,705 7,953,264 SH 7,242,994 710,270 1 7,242,994 710,270 ------------------------------------------------------------------------------------------------------------------------------------ WILLIAMS COS INC COMMON STOCK 969457100 79,899 8,348,900 SH 7,603,295 745,605 1 7,603,295 745,605 ------------------------------------------------------------------------------------------------------------------------------------ WILLIS GROUP HOLDINGS LTD COMMON STOCK G96655108 28,265 759,800 SH 691,944 67,856 1 691,944 67,856 ------------------------------------------------------------------------------------------------------------------------------------ WINN-DIXIE STORES INC COMMON STOCK 974280109 1,386 182,400 SH 166,138 16,262 1 166,138 16,262 ------------------------------------------------------------------------------------------------------------------------------------ XEROX CORP COMMON STOCK 984121103 98,380 6,752,200 SH 6,149,186 603,014 1 6,149,186 603,014 ------------------------------------------------------------------------------------------------------------------------------------ YAHOO! INC COMMON STOCK 984332106 10,663 220,000 SH 202,169 17,831 1 202,169 17,831 ------------------------------------------------------------------------------------------------------------------------------------ YELLOW ROADWAY CORP COMMON STOCK 985577105 35,661 1,058,200 SH 963,609 94,591 1 963,609 94,591 ------------------------------------------------------------------------------------------------------------------------------------ YUM! BRANDS INC COMMON STOCK 988498101 51,256 1,349,200 SH 1,228,660 120,540 1 1,228,660 120,540 ------------------------------------------------------------------------------------------------------------------------------------ Grand Total 5,964,172 326,354,827 295,021,923 31,332,904 295,021,923 31,332,904 ------------------------------------------------------------------------------------------------------------------------------------