-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OsmygNQlabA9JeBYfRtAPukd0xlqkDI1ANInTszyFD/7URWYZLJSXO+yERLw/O6B hf0I2nwqPp/byWsSxZHzXQ== 0001193125-03-083200.txt : 20031118 0001193125-03-083200.hdr.sgml : 20031118 20031118122154 ACCESSION NUMBER: 0001193125-03-083200 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030930 FILED AS OF DATE: 20031118 EFFECTIVENESS DATE: 20031118 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TUDOR INVESTMENT CORP ET AL CENTRAL INDEX KEY: 0000923093 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04356 FILM NUMBER: 031009891 BUSINESS ADDRESS: STREET 1: 1275 KING STREET STREET 2: 2ND FLOOR CITY: GREENWICH STATE: CT ZIP: 06831-2936 MAIL ADDRESS: STREET 1: 1275 KING STREET STREET 2: 2ND FLOOR CITY: GREENWICH STATE: CT ZIP: 06831-2936 13F-HR 1 d13fhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or quarter Ended: September 30, 2003 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Tudor Investment Corporation Address: 1275 King Street Greenwich, CT 06831 Form 13F File Number: 28-7762 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John Torell Title: Managing Director and Chief Operating Officer Phone: (203) 863-6742 Signature, Place, and Date of Signing: /s/ John Torell Greenwich, CT 06831 November 14, 2003 - --------------------------- ------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13 NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Included Managers: Form 13F File Number Name 28-5175 Tudor Proprietary Trading, L.L.C. Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers 1. Form 13F Information Table Entry Total 230 Form 13F Information Table Value Total $ 4,230,782 (Thousands) List of Other Included Managers: No. Form 13F File Number Name 1. 28-5175 Tudor Proprietary Trading, L.L.C. TUDOR INVESTMENT CORPORATION QUARTERLY REPORT DETAILING 13F ELIGIBLE SECURITIES As September 30, 2003
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------- -------- -------- -------- ------------------- -------- -------- -------- Investment Discretion Voting Authority -------------------- ---------------------------- TITLE OF VALUE SHRS OR SH/ PUT/ shared- shared- NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL defined other Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ ABBOTT LABORATORIES COMMON STOCK 002824100 42,550 1,000,000 SH 920,762 79,238 1 920,762 79,238 - ------------------------------------------------------------------------------------------------------------------------------------ ACCENTURE LTD-CL A COMMON STOCK G1150G111 59,424 2,660,000 SH 2,450,320 209,680 1 2,450,320 209,680 - ------------------------------------------------------------------------------------------------------------------------------------ ACTIVISION INC COMMON STOCK 004930202 40,523 3,385,399 SH 3,116,434 268,965 1 3,116,434 268,965 - ------------------------------------------------------------------------------------------------------------------------------------ ADVANCEPCS COMMON STOCK 00790K109 4,685 102,800 SH 66,820 35,980 1 66,820 35,980 - ------------------------------------------------------------------------------------------------------------------------------------ AES CORP COMMON STOCK 00130H105 57,705 7,777,000 SH 7,165,415 611,585 1 7,165,415 611,585 - ------------------------------------------------------------------------------------------------------------------------------------ AETNA INC COMMON STOCK 00817Y108 130,104 2,131,800 SH 1,964,149 167,651 1 1,964,149 167,651 - ------------------------------------------------------------------------------------------------------------------------------------ AGRARIA LA S.A. COMMON STOCK 00845V100 20,910 6,811,000 SH 6,271,051 539,949 1 6,271,051 539,949 - ------------------------------------------------------------------------------------------------------------------------------------ ALLEGHENY ENERGY INC COMMON STOCK 017361106 11,055 1,209,500 SH 1,113,558 95,942 1 1,113,558 95,942 - ------------------------------------------------------------------------------------------------------------------------------------ ALLERGAN INC COMMON STOCK 018490102 69,755 886,000 SH 816,323 69,677 1 816,323 69,677 - ------------------------------------------------------------------------------------------------------------------------------------ ALLIANCE CAPITAL MGMT HOLD COMMON STOCK 01855A101 258 7,700 SH 7,700 - 1 7,700 - - ------------------------------------------------------------------------------------------------------------------------------------ ALLIANT TECHSYSTEMS INC COMMON STOCK 018804104 1,922 40,000 SH 34,000 6,000 1 34,000 6,000 - ------------------------------------------------------------------------------------------------------------------------------------ ALLSTATE CORP COMMON STOCK 020002101 74,496 2,039,300 SH 1,878,927 160,373 1 1,878,927 160,373 - ------------------------------------------------------------------------------------------------------------------------------------ AMAZON.COM INC COMMON STOCK 023135956 375 750,000 SH PUT 697,800 52,200 1 697,800 52,200 - ------------------------------------------------------------------------------------------------------------------------------------ AMERICAN EXPRESS CO COMMON STOCK 025816109 20,277 450,000 SH 414,611 35,389 1 414,611 35,389 - ------------------------------------------------------------------------------------------------------------------------------------ AMERICAN HEALTHWAYS INC COMMON STOCK 02649V104 2,095 50,000 SH 46,471 3,529 1 46,471 3,529 - ------------------------------------------------------------------------------------------------------------------------------------ AMERICAN STATES WATER CO COMMON STOCK 029899101 5,024 213,150 SH 196,221 16,929 1 196,221 16,929 - ------------------------------------------------------------------------------------------------------------------------------------ AMERICREDIT CORP COMMON STOCK 03060R101 7,025 682,000 SH 628,603 53,397 1 628,603 53,397 - ------------------------------------------------------------------------------------------------------------------------------------ ANADARKO PETROLEUM CORP COMMON STOCK 032511107 63 250,000 SH CALL 230,200 19,800 1 230,200 19,800 - ------------------------------------------------------------------------------------------------------------------------------------ APACHE CORP COMMON STOCK 037411905 7,125 750,000 SH CALL 697,400 52,600 1 697,400 52,600 - ------------------------------------------------------------------------------------------------------------------------------------ APEX SILVER MINES LTD COMMON STOCK G04074103 1,633 121,900 SH 94,351 27,549 1 94,351 27,549 - ------------------------------------------------------------------------------------------------------------------------------------ ARRIS GROUP INC COMMON STOCK 04269Q100 7,906 1,375,000 SH 1,266,554 108,446 1 1,266,554 108,446 - ------------------------------------------------------------------------------------------------------------------------------------ ART TECHNOLOGY GROUP INC COMMON STOCK 04289L107 320 143,936 SH 60,605 83,331 1 60,605 83,331 - ------------------------------------------------------------------------------------------------------------------------------------ ASTORIA FINANCIAL CORP COMMON STOCK 046265104 39,373 1,274,200 SH 1,172,988 101,212 1 1,172,988 101,212 - ------------------------------------------------------------------------------------------------------------------------------------ ASTORIA FINANCIAL CORP COMMON STOCK 046265904 1,113 500,000 SH CALL 462,000 38,000 1 462,000 38,000 - ------------------------------------------------------------------------------------------------------------------------------------ AUTOBYTEL INC COMMON STOCK 05275N106 7,997 840,000 SH 780,707 59,293 1 780,707 59,293 - ------------------------------------------------------------------------------------------------------------------------------------ BIOSITE INC COMMON STOCK 090945106 1,698 60,000 SH 55,243 4,757 1 55,243 4,757 - ------------------------------------------------------------------------------------------------------------------------------------ BIOSITE INC COMMON STOCK 090945906 - 250,000 SH CALL 230,300 19,700 1 230,300 19,700 - ------------------------------------------------------------------------------------------------------------------------------------ BMC SOFTWARE INC COMMON STOCK 055921100 40,336 2,895,600 SH 2,666,483 229,117 1 2,666,483 229,117 - ------------------------------------------------------------------------------------------------------------------------------------ BP PLC-SPONS ADR COMMON STOCK 055622104 1,053 25,000 SH 21,250 3,750 1 21,250 3,750 - ------------------------------------------------------------------------------------------------------------------------------------ BP PLC-SPONS ADR COMMON STOCK 055622904 2,900 1,000,000 SH CALL 920,600 79,400 1 920,600 79,400 - ------------------------------------------------------------------------------------------------------------------------------------ BURLINGTON RESOURCES INC COMMON STOCK 122014103 12,060 250,200 SH 230,524 19,676 1 230,524 19,676 - ------------------------------------------------------------------------------------------------------------------------------------ BURLINGTON RESOURCES INC COMMON STOCK 122014903 2,000 1,600,000 SH CALL 1,487,800 112,200 1 1,487,800 112,200 - ------------------------------------------------------------------------------------------------------------------------------------ BUSINESS OBJECTS SA-SP ADR COMMON STOCK 12328X957 469 1,250,000 SH PUT 1,162,200 87,800 1 1,162,200 87,800 - ------------------------------------------------------------------------------------------------------------------------------------ CABOT MICROELECTRONICS CORP COMMON STOCK 12709P103 5,563 100,000 SH 92,061 7,939 1 92,061 7,939 - ------------------------------------------------------------------------------------------------------------------------------------ CAPITAL ONE FINANCIAL CORP COMMON STOCK 14040H905 7,688 2,500,000 SH CALL 2,301,500 198,500 1 2,301,500 198,500 - ------------------------------------------------------------------------------------------------------------------------------------ CARDIAC SCIENCE INC COMMON STOCK 141410209 4,262 1,027,100 SH 945,451 81,649 1 945,451 81,649 - ------------------------------------------------------------------------------------------------------------------------------------ CARMAX INC COMMON STOCK 143130102 3,593 110,000 SH 93,500 16,500 1 93,500 16,500 - ------------------------------------------------------------------------------------------------------------------------------------ CELESTICA INC COMMON STOCK 15101Q108 32,705 2,062,100 SH 1,898,117 163,983 1 1,898,117 163,983 - ------------------------------------------------------------------------------------------------------------------------------------ CELESTICA INC COMMON STOCK 15101Q958 913 500,000 SH PUT 460,700 39,300 1 460,700 39,300 - ------------------------------------------------------------------------------------------------------------------------------------ CENTERPULSE LTD-SPONS ADR COMMON STOCK 152005104 1,376 46,700 SH 30,355 16,345 1 30,355 16,345 - ------------------------------------------------------------------------------------------------------------------------------------ CHECK POINT SOFTWARE TECH COMMON STOCK M22465104 11,788 700,000 SH 644,579 55,421 1 644,579 55,421 - ------------------------------------------------------------------------------------------------------------------------------------ CHOICEPOINT INC COMMON STOCK 170388102 31,825 950,000 SH 807,500 142,500 1 807,500 142,500 - ------------------------------------------------------------------------------------------------------------------------------------ CIRCUIT CITY STORES INC COMMON STOCK 172737108 128,660 13,500,500 SH 12,438,824 1,061,676 1 12,438,824 1,061,676 - ------------------------------------------------------------------------------------------------------------------------------------ COEUR D'ALENE MINES CORP COMMON STOCK 192108108 5,961 1,916,600 SH 1,483,448 433,152 1 1,483,448 433,152 - ------------------------------------------------------------------------------------------------------------------------------------ COMCAST CORP- SPECIAL CL A COMMON STOCK 20030N200 30,834 1,040,300 SH 958,209 82,091 1 958,209 82,091 - ------------------------------------------------------------------------------------------------------------------------------------ COMPUTER ASSOCIATES INTL INC COMMON STOCK 204912109 5,875 225,000 SH 207,132 17,868 1 207,132 17,868 - ------------------------------------------------------------------------------------------------------------------------------------ COMVERSE TECHNOLOGY INC COMMON STOCK 205862402 5,988 400,000 SH 368,246 31,754 1 368,246 31,754 - ------------------------------------------------------------------------------------------------------------------------------------ CONCORD EFS INC COMMON STOCK 206197105 19,507 1,427,000 SH 927,550 499,450 1 927,550 499,450 - ------------------------------------------------------------------------------------------------------------------------------------ CONCORD EFS INC COMMON STOCK 206197955 759 690,000 SH PUT 448,500 241,500 1 448,500 241,500 - ------------------------------------------------------------------------------------------------------------------------------------ CONSECO INC COMMON STOCK 208464883 11,156 617,700 SH 569,124 48,576 1 569,124 48,576 - ------------------------------------------------------------------------------------------------------------------------------------ CORVIS CORPORATION COMMON STOCK 221009103 25,727 19,943,478 SH 18,361,775 1,581,703 1 18,361,775 1,581,703 - ------------------------------------------------------------------------------------------------------------------------------------ COSTCO WHOLESALE CORP COMMON STOCK 22160K105 23,914 767,700 SH 707,326 60,374 1 707,326 60,374 - ------------------------------------------------------------------------------------------------------------------------------------ COUNTRYWIDE FINANCIAL CORP COMMON STOCK 222372104 4,853 62,000 SH 57,124 4,876 1 57,124 4,876 - ------------------------------------------------------------------------------------------------------------------------------------ CREE INC COMMON STOCK 225447101 9,269 500,500 SH 460,737 39,763 1 460,737 39,763 - ------------------------------------------------------------------------------------------------------------------------------------ CROWN CASTLE INTL CORP COMMON STOCK 228227104 27,012 2,870,600 SH 2,652,738 217,862 1 2,652,738 217,862 - ------------------------------------------------------------------------------------------------------------------------------------ CROWN HOLDINGS INC COMMON STOCK 228368106 9,788 1,450,000 SH 1,334,810 115,190 1 1,334,810 115,190 - ------------------------------------------------------------------------------------------------------------------------------------ CTI MOLECULAR IMAGING INC COMMON STOCK 22943D105 2,215 150,000 SH 139,515 10,485 1 139,515 10,485 - ------------------------------------------------------------------------------------------------------------------------------------ CVS CORP COMMON STOCK 126650100 55,908 1,800,000 SH 1,658,441 141,559 1 1,658,441 141,559 - ------------------------------------------------------------------------------------------------------------------------------------
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------- -------- -------- -------- ------------------ -------- -------- -------- Investment Discretion Voting Authority ------------------ -------------------- TITLE OF VALUE SHRS OR SH/ PUT/ shared- shared- NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL defined other Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ CVS CORP COMMON STOCK 126650950 150 500,000 SH PUT 460,70 39,300 1 460,700 39,300 - ----------------------------------------------------------------------------------------------------------------------------------- D&B CORP COMMON STOCK 26483E100 41,735 1,004,700 SH 924,89 79,807 1 924,893 79,807 - ----------------------------------------------------------------------------------------------------------------------------------- DADE BEHRING HOLDINGS INC COMMON STOCK 23342J206 627 22,200 SH 20,43 1,762 1 20,438 1,762 - ----------------------------------------------------------------------------------------------------------------------------------- DALEEN TECHNOLOGIES INC COMMON STOCK 23437N104 16 73,794 SH 73,79 - 1 73,794 - - ----------------------------------------------------------------------------------------------------------------------------------- DAVITA INC COMMON STOCK 23918K108 68,616 2,155,700 SH 1,986,17 169,530 1 1,986,170 169,530 - ----------------------------------------------------------------------------------------------------------------------------------- DELUXE CORP COMMON STOCK 248019101 73,143 1,822,200 SH 1,678,90 143,297 1 1,678,903 143,297 - ----------------------------------------------------------------------------------------------------------------------------------- DEVON ENERGY CORPORATION COMMON STOCK 25179M103 52,089 1,080,901 SH 995,89 85,006 1 995,895 85,006 - ----------------------------------------------------------------------------------------------------------------------------------- DEVON ENERGY CORPORATION COMMON STOCK 25179M953 450 200,000 SH PUT 184,30 15,700 1 184,300 15,700 - ----------------------------------------------------------------------------------------------------------------------------------- DILLARDS INC-CL A COMMON STOCK 254067101 3,112 222,600 SH 205,03 17,561 1 205,039 17,561 - ----------------------------------------------------------------------------------------------------------------------------------- DILLARDS INC-CL A COMMON STOCK 254067901 238 500,000 SH CALL 460,30 39,700 1 460,300 39,700 - ----------------------------------------------------------------------------------------------------------------------------------- DOBSON COMMUNICATIONS CORP-A COMMON STOCK 256069105 7,864 968,500 SH 892,33 76,165 1 892,335 76,165 - ----------------------------------------------------------------------------------------------------------------------------------- DOUBLECLICK INC COMMON STOCK 258609304 539 50,000 SH 46,06 3,932 1 46,068 3,932 - ----------------------------------------------------------------------------------------------------------------------------------- DSP GROUP INC COMMON STOCK 23332B106 1,394 55,923 SH 36,35 19,573 1 36,350 19,573 - ----------------------------------------------------------------------------------------------------------------------------------- E.PIPHANY INC COMMON STOCK 26881V100 584 117,000 SH 107,72 9,271 1 107,729 9,271 - ----------------------------------------------------------------------------------------------------------------------------------- EASTMAN KODAK CO COMMON STOCK 277461959 2,025 500,000 SH PUT 460,30 39,700 1 460,300 39,700 - ----------------------------------------------------------------------------------------------------------------------------------- EBAY INC COMMON STOCK 278642103 8,046 150,000 SH 138,20 11,796 1 138,204 11,796 - ----------------------------------------------------------------------------------------------------------------------------------- ECHOSTAR COMMUNICATIONS - A COMMON STOCK 278762109 60,871 1,588,900 SH 1,463,94 124,959 1 1,463,941 124,959 - ----------------------------------------------------------------------------------------------------------------------------------- ECLIPSYS CORP COMMON STOCK 278856109 22,814 1,417,100 SH 1,305,09 112,001 1 1,305,099 112,001 - ----------------------------------------------------------------------------------------------------------------------------------- EL PASO ELECTRIC CO COMMON STOCK 283677854 26,858 2,325,400 SH 2,140,66 184,733 1 2,140,667 184,733 - ----------------------------------------------------------------------------------------------------------------------------------- ELAN CORP PLC -SPONS ADR COMMON STOCK 284131208 18,053 3,412,700 SH 3,146,22 266,480 1 3,146,220 266,480 - ----------------------------------------------------------------------------------------------------------------------------------- EMPRESA BRASILIERA DE AE-ADR COMMON STOCK 29081M102 1,272 60,300 SH 51,25 9,045 1 51,255 9,045 - ----------------------------------------------------------------------------------------------------------------------------------- ENERGIZER HOLDINGS INC COMMON STOCK 29266R108 50,768 1,380,700 SH 1,272,12 108,578 1 1,272,122 108,578 - ----------------------------------------------------------------------------------------------------------------------------------- EQUITABLE RESOURCES INC COMMON STOCK 294549100 47,631 1,158,900 SH 1,066,83 92,066 1 1,066,834 92,066 - ------------------------------------------------------------------------------------------------------------- --------------------- EXPEDITORS INTL WASH INC COMMON STOCK 302130109 18,232 530,000 SH 450,50 79,500 1 450,500 79,500 - ----------------------------------------------------------------------------------------------------------------------------------- FAIRFAX FINANCIAL HLDGS LTD COMMON STOCK 303901102 8,619 55,000 SH 51,08 3,918 1 51,082 3,918 - ----------------------------------------------------------------------------------------------------------------------------------- FIBERNET TELECOM GROUP INC COMMON STOCK 315653303 25 19,791 SH 19,79 - 1 19,791 - - ----------------------------------------------------------------------------------------------------------------------------------- FINANCIAL SELECT SECTOR SPDR COMMON STOCK 81369Y605 635 25,000 SH 16,25 8,750 1 16,250 8,750 - ----------------------------------------------------------------------------------------------------------------------------------- FIRST DATA CORP COMMON STOCK 319963104 12,667 317,000 SH 291,83 25,165 1 291,835 25,165 - ----------------------------------------------------------------------------------------------------------------------------------- FISHER SCIENTIFIC INTL COMMON STOCK 338032204 31,855 802,600 SH 738,88 63,716 1 738,884 63,716 - ----------------------------------------------------------------------------------------------------------------------------------- FOMENTO ECONOMICO MEX-SP ADR COMMON STOCK 344419106 3,853 101,000 SH 65,65 35,350 1 65,650 35,350 - ----------------------------------------------------------------------------------------------------------------------------------- FOOT LOCKER INC COMMON STOCK 344849104 11,450 706,800 SH 650,65 56,145 1 650,655 56,145 - ----------------------------------------------------------------------------------------------------------------------------------- FOREST LABORATORIES INC COMMON STOCK 345838106 70,744 1,375,000 SH 1,266,86 108,137 1 1,266,863 108,137 - ----------------------------------------------------------------------------------------------------------------------------------- FOREST LABORATORIES INC COMMON STOCK 345838906 6,919 1,775,000 SH CALL 1,634,60 140,400 1 1,634,600 140,400 - ----------------------------------------------------------------------------------------------------------------------------------- FUELCELL ENERGY INC COMMON STOCK 35952H106 3,861 330,000 SH 307,36 22,639 1 307,361 22,639 - ----------------------------------------------------------------------------------------------------------------------------------- GEMSTAR-TV GUIDE INTL INC COMMON STOCK 36866W106 41,062 8,681,201 SH 7,991,65 689,543 1 7,991,658 689,543 - ----------------------------------------------------------------------------------------------------------------------------------- GENENTECH INC COMMON STOCK 368710406 90,855 1,133,700 SH 1,044,53 89,161 1 1,044,539 89,161 - ----------------------------------------------------------------------------------------------------------------------------------- GENERAL MOTORS-HUGHES ELECTR COMMON STOCK 370442832 73,277 5,120,700 SH 4,694,45 426,245 1 4,694,455 426,245 - ----------------------------------------------------------------------------------------------------------------------------------- GENOME THERAPEUTICS CORP COMMON STOCK 372430108 30 10,000 SH 10,00 - 1 10,000 - - ----------------------------------------------------------------------------------------------------------------------------------- GEN-PROBE INC COMMON STOCK 36866T103 358 6,600 SH 6,076 524 1 6,076 524 - ----------------------------------------------------------------------------------------------------------------------------------- GEORGIA-PACIFIC CORP COMMON STOCK 373298108 6,181 255,000 SH 239,074 15,926 1 239,074 15,926 - ----------------------------------------------------------------------------------------------------------------------------------- GEORGIA-PACIFIC CORP COMMON STOCK 373298908 263 500,000 SH CALL 460,700 39,300 1 460,700 39,300 - ----------------------------------------------------------------------------------------------------------------------------------- GLOBALSANTAFE CORP COMMON STOCK G3930E101 16,166 675,000 SH 567,750 107,250 1 567,750 107,250 - ----------------------------------------------------------------------------------------------------------------------------------- GUCCI GROUP NV-NY REG SHRS COMMON STOCK 401566104 16,498 195,700 SH 127,205 68,495 1 127,205 68,495 - ----------------------------------------------------------------------------------------------------------------------------------- GUIDANT CORP COMMON STOCK 401698105 67,806 1,447,300 SH 1,333,479 113,821 1 1,333,479 113,821 - ----------------------------------------------------------------------------------------------------------------------------------- HARLEY-DAVIDSON INC COMMON STOCK 412822908 1,288 500,000 SH CALL 460,300 39,700 1 460,300 39,700 - ----------------------------------------------------------------------------------------------------------------------------------- HARLEY-DAVIDSON INC COMMON STOCK 412822958 431 750,000 SH PUT 690,300 59,700 1 690,300 59,700 - ----------------------------------------------------------------------------------------------------------------------------------- HEALTHAXIS INC COMMON STOCK 42219D308 179 70,924 SH 70,924 - 1 70,924 - - ----------------------------------------------------------------------------------------------------------------------------------- HEALTHETECH INC COMMON STOCK 422210104 122 145,000 SH 139,482 5,518 1 139,482 5,518 - ----------------------------------------------------------------------------------------------------------------------------------- HECLA MINING CO COMMON STOCK 422704106 4,608 879,400 SH 680,656 198,744 1 680,656 198,744 - ----------------------------------------------------------------------------------------------------------------------------------- HOMESTORE INC COMMON STOCK 437852106 5,037 1,825,000 SH 1,679,976 145,024 1 1,679,976 145,024 - ----------------------------------------------------------------------------------------------------------------------------------- HOVNANIAN ENTERPRISES-A COMMON STOCK 442487203 5,793 90,000 SH 76,500 13,500 1 76,500 13,500 - ----------------------------------------------------------------------------------------------------------------------------------- HPL TECHNOLOGIES INC COMMON STOCK 40426C105 132 575,000 SH 529,202 45,798 1 529,202 45,798 - ----------------------------------------------------------------------------------------------------------------------------------- I2 TECHNOLOGIES INC COMMON STOCK 465754109 3,865 3,043,600 SH 2,803,649 239,951 1 2,803,649 239,951 - ----------------------------------------------------------------------------------------------------------------------------------- ICN PHARMACEUTICALS INC COMMON STOCK 448924100 42,716 2,489,300 SH 2,291,629 197,671 1 2,291,629 197,671 - ----------------------------------------------------------------------------------------------------------------------------------- ICN PHARMACEUTICALS INC COMMON STOCK 448924900 3,300 2,100,000 SH CALL 1,934,600 165,400 1 1,934,600 165,400 - ----------------------------------------------------------------------------------------------------------------------------------- IMPAX LABORATORIES INC COMMON STOCK 45256B101 1,032 82,500 SH 75,951 6,549 1 75,951 6,549 - ----------------------------------------------------------------------------------------------------------------------------------- INTERGRAPH CORP COMMON STOCK 458683109 19,863 846,300 SH 779,076 67,224 1 779,076 67,224 - ----------------------------------------------------------------------------------------------------------------------------------- INTL BUSINESS MACHINES CORP COMMON STOCK 459200101 5,300 60,000 SH 60,000 - 1 60,000 - - ----------------------------------------------------------------------------------------------------------------------------------- INTL GAME TECHNOLOGY COMMON STOCK 459902102 90,407 3,211,600 SH 2,959,035 252,565 1 2,959,035 252,565 - ----------------------------------------------------------------------------------------------------------------------------------- ITXC CORP COMMON STOCK 45069F109 2,585 793,000 SH 515,450 277,550 1 515,450 277,550 - ----------------------------------------------------------------------------------------------------------------------------------- J.C. PENNEY CO INC (HLDG CO) COMMON STOCK 708160106 96,624 4,521,500 SH 4,165,925 355,575 1 4,165,925 355,575 - ----------------------------------------------------------------------------------------------------------------------------------- JANUS CAPITAL GROUP INC COMMON STOCK 47102X105 14,342 1,026,600 SH 944,950 81,650 1 944,950 81,650 - ----------------------------------------------------------------------------------------------------------------------------------- JOHN HANCOCK FINANCIAL SRVCS COMMON STOCK 41014S106 74,313 2,198,600 SH 2,025,697 172,903 1 2,025,697 172,903 - ----------------------------------------------------------------------------------------------------------------------------------- JOHN HANCOCK FINANCIAL SRVCS COMMON STOCK 41014S906 3,570 850,000 SH CALL 785,500 64,500 1 785,500 64,500 - ----------------------------------------------------------------------------------------------------------------------------------- JOHN HANCOCK FINANCIAL SRVCS COMMON STOCK 41014S956 150 1,000,000 SH PUT 920,600 79,400 1 920,600 79,400 - ----------------------------------------------------------------------------------------------------------------------------------- JONES APPAREL GROUP INC COMMON STOCK 480074103 14,944 499,300 SH 459,626 39,674 1 459,626 39,674 - -----------------------------------------------------------------------------------------------------------------------------------
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------- -------- -------- -------- ------------------ -------- -------- -------- Investment Discretion Voting Authority ----------------- ---------------------- TITLE OF VALUE SHRS OR SH/ PUT/ shared- shared- NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL defined other Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ KINDER MORGAN INC COMMON STOCK 49455P101 3,781 70,000 SH 59,500 10,500 1 59,500 10,500 - ------------------------------------------------------------------------------------------------------------------------------------ KMART HOLDING CORP COMMON STOCK 498780105 4,986 200,000 SH 185,882 14,118 1 185,882 14,118 - ------------------------------------------------------------------------------------------------------------------------------------ KOS PHARMACEUTICALS INC COMMON STOCK 500648100 2,347 68,000 SH 63,233 4,767 1 63,233 4,767 - ------------------------------------------------------------------------------------------------------------------------------------ KRISPY KREME DOUGHNUTS INC COMMON STOCK 501014104 4,043 105,000 SH 96,820 8,180 1 96,820 8,180 - ------------------------------------------------------------------------------------------------------------------------------------ KVH INDUSTRIES INC COMMON STOCK 482738101 758 30,000 SH - 30,000 1 - 30,000 - ------------------------------------------------------------------------------------------------------------------------------------ LEGATO SYSTEMS INC COMMON STOCK 524651106 3,390 300,000 SH 195,000 105,000 1 195,000 105,000 - ------------------------------------------------------------------------------------------------------------------------------------ LEWISBURG NATL BK PA COMMON STOCK 526057302 46,488 620,000 SH 527,000 93,000 1 527,000 93,000 - ------------------------------------------------------------------------------------------------------------------------------------ LEXMARK INTERNATIONAL INC COMMON STOCK 529771107 13,667 216,900 SH 199,681 17,219 1 199,681 17,219 - ------------------------------------------------------------------------------------------------------------------------------------ LEXMARK INTERNATIONAL INC COMMON STOCK 529771957 5,475 750,000 SH PUT 691,000 59,000 1 691,000 59,000 - ------------------------------------------------------------------------------------------------------------------------------------ LIBERTY MEDIA CORP-A COMMON STOCK 530718105 121,858 12,222,500 SH 11,261,328 961,172 1 11,261,328 961,172 - ------------------------------------------------------------------------------------------------------------------------------------ LIGAND PHARMACEUTICALS-CL B COMMON STOCK 53220K207 6,800 527,100 SH 485,232 41,868 1 485,232 41,868 - ------------------------------------------------------------------------------------------------------------------------------------ LOEWS CORP COMMON STOCK 540424108 4,723 117,000 SH 76,051 40,949 1 76,051 40,949 - ------------------------------------------------------------------------------------------------------------------------------------ LOUISIANA-PACIFIC CORP COMMON STOCK 546347905 100 500,000 SH CALL 460,300 39,700 1 460,300 39,700 - ------------------------------------------------------------------------------------------------------------------------------------ MCF CORP COMMON STOCK 580395101 113 125,000 SH 125,000 - 1 125,000 - - ------------------------------------------------------------------------------------------------------------------------------------ MEDQUIST INC COMMON STOCK 584949101 620 32,100 SH 25,365 6,735 1 25,365 6,735 - ------------------------------------------------------------------------------------------------------------------------------------ METLIFE INC COMMON STOCK 59156R958 2,800 1,000,000 SH PUT 920,600 79,400 1 920,600 79,400 - ------------------------------------------------------------------------------------------------------------------------------------ METRO-GOLDWYN-MAYER INC COMMON STOCK 591610100 30,244 1,971,600 SH 1,814,953 156,647 1 1,814,953 156,647 - ------------------------------------------------------------------------------------------------------------------------------------ MGIC INVESTMENT CORP COMMON STOCK 552848953 9,250 1,000,000 SH PUT 921,000 79,000 1 921,000 79,000 - ------------------------------------------------------------------------------------------------------------------------------------ MI DEVELOPMENTS INC-CLASS A COMMON STOCK 55304X104 10,215 450,000 SH 414,611 35,389 1 414,611 35,389 - ------------------------------------------------------------------------------------------------------------------------------------ MIRANT CORP COMMON STOCK 604675108 11,193 18,200,000 SH 6,755,175 1,444,825 1 16,755,175 1,444,825 - ------------------------------------------------------------------------------------------------------------------------------------ MOORE WALLACE INC COMMON STOCK 615857109 68,844 4,848,200 SH 4,466,936 381,264 1 4,466,936 381,264 - ------------------------------------------------------------------------------------------------------------------------------------ NATIONAL SEMICONDUCTOR CORP COMMON STOCK 637640953 1,200 1,000,000 SH PUT 921,400 78,600 1 921,400 78,600 - ------------------------------------------------------------------------------------------------------------------------------------ NAUTILUS GROUP INC COMMON STOCK 63910B102 5,986 474,307 SH 441,156 33,151 1 441,156 33,151 - ------------------------------------------------------------------------------------------------------------------------------------ NET2PHONE INC COMMON STOCK 64108N106 110 17,500 SH - 17,500 1 - 17,500 - ------------------------------------------------------------------------------------------------------------------------------------ NETFLIX INC COMMON STOCK 64110L106 5,873 175,000 SH 161,987 13,013 1 161,987 13,013 - ------------------------------------------------------------------------------------------------------------------------------------ NETIQ CORP COMMON STOCK 64115P102 122 10,200 SH 9,390 810 1 9,390 810 - ------------------------------------------------------------------------------------------------------------------------------------ NEWHALL LAND & FARMING CO-LP COMMON STOCK 651426108 25,923 656,100 SH 426,465 229,635 1 426,465 229,635 - ------------------------------------------------------------------------------------------------------------------------------------ NEXTEL COMMUNICATIONS INC-A COMMON STOCK 65332V103 97,856 4,964,775 SH 4,574,342 390,433 1 4,574,342 390,433 - ------------------------------------------------------------------------------------------------------------------------------------ NEXTEL COMMUNICATIONS INC-A COMMON STOCK 65332V903 675 1,000,000 SH CALL 921,400 78,600 1 921,400 78,600 - ------------------------------------------------------------------------------------------------------------------------------------ NEXTEL PARTNERS INC -CL A COMMON STOCK 65333F107 4,239 540,000 SH 497,533 42,467 1 497,533 42,467 - ------------------------------------------------------------------------------------------------------------------------------------ NIKE INC -CL B COMMON STOCK 654106103 46,856 770,400 SH 709,814 60,586 1 709,814 60,586 - ------------------------------------------------------------------------------------------------------------------------------------ NIKE INC -CL B COMMON STOCK 654106953 630 700,000 SH PUT 644,900 55,100 1 644,900 55,100 - ------------------------------------------------------------------------------------------------------------------------------------ NISOURCE INC-SAILS COMMON STOCK 65473P600 2,317 981,600 SH 638,390 343,210 1 638,390 343,210 - ------------------------------------------------------------------------------------------------------------------------------------ NOBLE CORP COMMON STOCK G65422100 24,643 725,000 SH 616,250 108,750 1 616,250 108,750 - ------------------------------------------------------------------------------------------------------------------------------------ NORTHWESTERN CORP COMMON STOCK 668074107 53 175,000 SH 161,907 13,093 1 161,907 13,093 - ------------------------------------------------------------------------------------------------------------------------------------ NTL INC COMMON STOCK 62940M104 19,711 426,000 SH 392,477 33,523 1 392,477 33,523 - ------------------------------------------------------------------------------------------------------------------------------------ OMNIVISION TECHNOLOGIES COMMON STOCK 682128103 5,741 136,000 SH 125,244 10,756 1 125,244 10,756 - ------------------------------------------------------------------------------------------------------------------------------------ P G & E CORP COMMON STOCK 69331C108 11,439 478,600 SH 440,963 37,637 1 440,963 37,637 - ------------------------------------------------------------------------------------------------------------------------------------ PACKAGING CORP OF AMERICA COMMON STOCK 695156109 1,363 70,200 SH 64,585 5,615 1 64,585 5,615 - ------------------------------------------------------------------------------------------------------------------------------------ PAN AMERICAN SILVER CORP COMMON STOCK 697900108 520 54,000 SH 41,796 12,204 1 41,796 12,204 - ------------------------------------------------------------------------------------------------------------------------------------ PARK PLACE ENTERTAINMENT COMMON STOCK 700690100 13,374 1,484,400 SH 1,366,892 117,508 1 1,366,892 117,508 - ------------------------------------------------------------------------------------------------------------------------------------ PENN NATIONAL GAMING INC COMMON STOCK 707569109 18,898 886,400 SH 816,397 70,003 1 816,397 70,003 - ------------------------------------------------------------------------------------------------------------------------------------ PEP BOYS-MANNY MOE & JACK COMMON STOCK 713278109 29,154 1,905,500 SH 1,756,056 149,444 1 1,756,056 149,444 - ------------------------------------------------------------------------------------------------------------------------------------ PHELPS DODGE CORP COMMON STOCK 717265102 5,588 119,400 SH 101,490 17,910 1 101,490 17,910 - ------------------------------------------------------------------------------------------------------------------------------------ PRICE COMMUNICATIONS CORP COMMON STOCK 741437305 1,240 100,000 SH 65,000 35,000 1 65,000 35,000 - ------------------------------------------------------------------------------------------------------------------------------------ PRICELINE.COM INC COMMON STOCK 741503403 4,225 145,500 SH 134,058 11,442 1 134,058 11,442 - ------------------------------------------------------------------------------------------------------------------------------------ PROGENICS PHARMACEUTICALS COMMON STOCK 743187106 26,082 2,342,388 SH 2,123,281 219,107 1 2,123,281 219,107 - ------------------------------------------------------------------------------------------------------------------------------------ PRUDENTIAL FINANCIAL INC COMMON STOCK 744320102 236,007 6,317,100 SH 5,820,321 496,779 1 5,820,321 496,779 - ------------------------------------------------------------------------------------------------------------------------------------ PRUDENTIAL FINANCIAL INC COMMON STOCK 744320902 4,125 550,000 SH CALL 508,100 41,900 1 508,100 41,900 - ------------------------------------------------------------------------------------------------------------------------------------ PRUDENTIAL FINANCIAL INC COMMON STOCK 744320952 265 1,325,000 SH PUT 1,219,800 105,200 1 1,219,800 105,200 - ------------------------------------------------------------------------------------------------------------------------------------ PULTE HOMES INC COMMON STOCK 745867101 1,360 20,000 SH 17,000 3,000 1 17,000 3,000 - ------------------------------------------------------------------------------------------------------------------------------------ R.H. DONNELLEY CORP COMMON STOCK 74955W307 53,576 1,325,800 SH 1,221,531 104,269 1 1,221,531 104,269 - ------------------------------------------------------------------------------------------------------------------------------------ RADIOSHACK CORP COMMON STOCK 750438103 17,756 625,000 SH 575,383 49,617 1 575,383 49,617 - ------------------------------------------------------------------------------------------------------------------------------------ RADIOSHACK CORP COMMON STOCK 750438903 138 500,000 SH CALL 460,300 39,700 1 460,300 39,700 - ------------------------------------------------------------------------------------------------------------------------------------ READER'S DIGEST ASSOCIATION COMMON STOCK 755267101 3,567 255,000 SH 234,946 20,054 1 234,946 20,054 - ------------------------------------------------------------------------------------------------------------------------------------ RED HAT INC COMMON STOCK 756577102 3,052 305,200 SH 280,889 24,311 1 280,889 24,311 - ------------------------------------------------------------------------------------------------------------------------------------ RELIANT RESOURCES INC COMMON STOCK 75952B105 21,804 4,258,600 SH 3,920,126 338,474 1 3,920,126 338,474 - ------------------------------------------------------------------------------------------------------------------------------------ REPSOL YPF SA -SPONSORED ADR COMMON STOCK 76026T905 10 70,000 SH CALL 45,500 24,500 1 45,500 24,500 - ------------------------------------------------------------------------------------------------------------------------------------ ROYAL CARIBBEAN CRUISES LTD COMMON STOCK V7780T103 23,894 850,000 SH 722,500 127,500 1 722,500 127,500 - ------------------------------------------------------------------------------------------------------------------------------------ ROYAL DUTCH PETRO-NY SHARES COMMON STOCK 780257804 1,105 25,000 SH 21,250 3,750 1 21,250 3,750 - ------------------------------------------------------------------------------------------------------------------------------------ SCHERING-PLOUGH CORP COMMON STOCK 806605101 51,696 3,392,100 SH 3,125,342 266,758 1 3,125,342 266,758 - ------------------------------------------------------------------------------------------------------------------------------------ SCRIPPS CO *E.W.**-CL A COMMON STOCK 811054204 24,951 293,200 SH 269,919 23,281 1 269,919 23,281 - ------------------------------------------------------------------------------------------------------------------------------------ SEPRACOR INC COMMON STOCK 817315904 735 1,050,000 SH CALL 967,500 82,500 1 967,500 82,500 - ------------------------------------------------------------------------------------------------------------------------------------ SHIRE PHARMACEUTICALS- SP ADR COMMON STOCK 82481R106 44,490 2,013,100 SH 1,853,287 159,813 1 1,853,287 159,813 - ------------------------------------------------------------------------------------------------------------------------------------ SICOR INC COMMON STOCK 825846108 2,093 108,400 SH 99,795 8,605 1 99,795 8,605 - ------------------------------------------------------------------------------------------------------------------------------------ SIERRA PACIFIC RESOURCES COMMON STOCK 826428104 7,328 1,511,000 SH 1,390,971 120,029 1 1,390,971 120,029 - ------------------------------------------------------------------------------------------------------------------------------------
* means less than ** means more than
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------- -------- -------- -------- ----------------- -------- -------- -------- Investment Discretion Voting Authority -------------- ------------------ TITLE OF VALUE SHRS OR SH/ PUT/ shared- shared- NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN CALL defined other Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ SIRIUS SATELLITE RADIO INC COMMON STOCK 82966U103 20,386 11,201,000 SH 10,314,774 886,226 1 10,314,774 886,226 - ------------------------------------------------------------------------------------------------------------------------------------ SMITHFIELD FOODS INC COMMON STOCK 832248108 8,811 458,900 SH 403,188 55,712 1 403,188 55,712 - ------------------------------------------------------------------------------------------------------------------------------------ SPX CORP COMMON STOCK 784635104 6,597 145,700 SH 133,948 11,752 1 133,948 11,752 - ------------------------------------------------------------------------------------------------------------------------------------ STATION CASINOS INC COMMON STOCK 857689103 14,960 488,900 SH 451,471 37,429 1 451,471 37,429 - ------------------------------------------------------------------------------------------------------------------------------------ STMICROELECTRONICS NV- NY SHS COMMON STOCK 861012952 91 140,000 SH PUT 91,000 49,000 1 91,000 49,000 - ------------------------------------------------------------------------------------------------------------------------------------ STONEPATH GROUP INC COMMON STOCK 861837102 1,085 425,407 SH 425,407 - 1 425,407 - - ------------------------------------------------------------------------------------------------------------------------------------ SUN MICROSYSTEMS INC COMMON STOCK 866810104 25,394 7,672,000 SH 7,066,427 605,573 1 7,066,427 605,573 - ------------------------------------------------------------------------------------------------------------------------------------ SURMODICS INC COMMON STOCK 868873950 2,957 350,000 SH PUT 322,200 27,800 1 322,200 27,800 - ------------------------------------------------------------------------------------------------------------------------------------ SYMBOL TECHNOLOGIES INC COMMON STOCK 871508107 21,956 1,837,300 SH 1,691,538 145,762 1 1,691,538 145,762 - ------------------------------------------------------------------------------------------------------------------------------------ TAIWAN SEMICONDUCTOR-SP ADR COMMON STOCK 874039950 725 1,000,000 SH PUT 921,400 78,600 1 921,400 78,600 - ------------------------------------------------------------------------------------------------------------------------------------ TCW/DW TERM TRUST 2003 COMMON STOCK 87234U108 5,295 500,000 SH 420,000 80,000 1 420,000 80,000 - ------------------------------------------------------------------------------------------------------------------------------------ TECO ENERGY INC COMMON STOCK 872375100 1,037 75,000 SH 69,027 5,973 1 69,027 5,973 - ------------------------------------------------------------------------------------------------------------------------------------ THQ INC COMMON STOCK 872443403 31,697 1,936,300 SH 1,782,474 153,826 1 1,782,474 153,826 - ------------------------------------------------------------------------------------------------------------------------------------ THQ INC COMMON STOCK 872443953 250 500,000 SH PUT 460,700 39,300 1 460,700 39,300 - ------------------------------------------------------------------------------------------------------------------------------------ TIVO INC COMMON STOCK 888706108 2,482 335,000 SH 307,860 27,140 1 307,860 27,140 - ------------------------------------------------------------------------------------------------------------------------------------ TRANSMETA CORP/DELAWARE COMMON STOCK 89376R109 899 313,200 SH 288,570 24,630 1 288,570 24,630 - ------------------------------------------------------------------------------------------------------------------------------------ TRANSOCEAN INC COMMON STOCK G90078109 9,000 450,000 SH 414,612 35,388 1 414,612 35,388 - ------------------------------------------------------------------------------------------------------------------------------------ TRANSWITCH CORP COMMON STOCK 894065101 1,557 627,800 SH 578,056 49,744 1 578,056 49,744 - ------------------------------------------------------------------------------------------------------------------------------------ TSAKOS ENERGY NAVIGATION LTD COMMON STOCK G9108L108 1,859 130,000 SH 110,500 19,500 1 110,500 19,500 - ------------------------------------------------------------------------------------------------------------------------------------ TURKCELL ILETISIM HIZMET-ADR COMMON STOCK 900111204 272 15,737 SH 10,229 5,508 1 10,229 5,508 - ------------------------------------------------------------------------------------------------------------------------------------ TYSON FOODS INC-CL A COMMON STOCK 902494103 10,597 750,000 SH 689,116 60,884 1 689,116 60,884 - ------------------------------------------------------------------------------------------------------------------------------------ UGC EUROPE INC COMMON STOCK 90268P102 6,423 122,500 SH 112,867 9,633 1 112,867 9,633 - ------------------------------------------------------------------------------------------------------------------------------------ UNITED STATES STEEL CORP COMMON STOCK 912909908 1,063 500,000 SH CALL 460,700 39,300 1 460,700 39,300 - ------------------------------------------------------------------------------------------------------------------------------------ UNUMPROVIDENT CORP COMMON STOCK 91529Y106 80,625 5,458,700 SH 5,029,429 429,271 1 5,029,429 429,271 - ------------------------------------------------------------------------------------------------------------------------------------ VALASSIS COMMUNICATIONS INC COMMON STOCK 918866104 1,848 70,000 SH 64,883 5,117 1 64,883 5,117 - ------------------------------------------------------------------------------------------------------------------------------------ VALERO ENERGY CORP COMMON STOCK 91913Y100 3,827 100,000 SH 84,000 16,000 1 84,000 16,000 - ------------------------------------------------------------------------------------------------------------------------------------ VALUECLICK INC COMMON STOCK 92046N102 3,643 433,700 SH 399,269 34,431 1 399,269 34,431 - ------------------------------------------------------------------------------------------------------------------------------------ VICURON PHARMACEUTICALS INC COMMON STOCK 926471103 13,824 781,000 SH 718,999 62,001 1 718,999 62,001 - ------------------------------------------------------------------------------------------------------------------------------------ WARNACO GROUP INC/THE COMMON STOCK 934390402 6,809 437,300 SH - 437,300 1 - 437,300 - ------------------------------------------------------------------------------------------------------------------------------------ WATSON PHARMACEUTICALS INC COMMON STOCK 942683103 21,566 517,300 SH 476,234 41,066 1 476,234 41,066 - ------------------------------------------------------------------------------------------------------------------------------------ WEBMD CORP COMMON STOCK 94769M105 33,573 3,751,200 SH 3,453,143 298,057 1 3,453,143 298,057 - ------------------------------------------------------------------------------------------------------------------------------------ WEBMD CORP COMMON STOCK 94769M905 125 1,000,000 SH CALL 929,400 70,600 1 929,400 70,600 - ------------------------------------------------------------------------------------------------------------------------------------ WESTERN WIRELESS CORP-CL A COMMON STOCK 95988E204 23,808 1,275,200 SH 1,174,572 100,628 1 1,174,572 100,628 - ------------------------------------------------------------------------------------------------------------------------------------ WILLIAMS COS INC COMMON STOCK 969457100 73,741 7,828,100 SH 7,212,496 615,604 1 7,212,496 615,604 - ------------------------------------------------------------------------------------------------------------------------------------ XEROX CORP COMMON STOCK 984121103 4,108 400,400 SH 368,912 31,488 1 368,912 31,488 - ------------------------------------------------------------------------------------------------------------------------------------ XM SATELLITE RADIO HOLD- CL A COMMON STOCK 983759101 57,545 3,712,580 SH 3,420,624 291,956 1 3,420,624 291,956 - ------------------------------------------------------------------------------------------------------------------------------------ XM SATELLITE RADIO HOLD- CL A COMMON STOCK 983759901 533 250,000 SH CALL 230,300 19,700 1 230,300 19,700 - ------------------------------------------------------------------------------------------------------------------------------------ YAHOO! INC COMMON STOCK 984332106 708 20,000 SH 20,000 - 1 20,000 - - ------------------------------------------------------------------------------------------------------------------------------------ YELLOW CORP COMMON STOCK 985509108 7,977 267,500 SH 246,381 21,119 1 246,381 21,119 - ------------------------------------------------------------------------------------------------------------------------------------ YUM! BRANDS INC COMMON STOCK 988498101 15,444 521,400 SH 480,396 41,004 1 480,396 41,004 - ------------------------------------------------------------------------------------------------------------------------------------ Grand Total 4,230,782 315,811,591 287,998,025 27,813,566 287,998,025 27,813,566 - ------------------------------------------------------------------------------------------------------------------------------------
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