13F-HR 1 0001.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or quarter Ended: June 30, 2000 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Tudor Investment Corporation Address: One Liberty Plaza, 51st Floor New York, NY 10006 Form 13F File Number: 28-7762 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John Torell Title: Managing Director Phone: (203) 863-6742 Signature, Place, and Date of Signing: /s/ John Torell Greenwich, CT 06830 August 11, 2000 ------------------------ ------------------- --------------- [Signature] [City, State] [Date] Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13 NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Included Managers: Form 13F File Number Name 28-5175 Tudor Proprietary Trading, L.L.C. Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers 1. Form 13F Information Table Entry Total 220 Form 13F Information Table Value Total $1,848,698 (Thousands) List of Other Included Managers: No. Form 13F File Number Name 1. 28-5175 Tudor Proprietary Trading, L.L.C. TUDOR INVESTMENT CORPORATION QUARTERLY REPORT DETAILING 13F ELIGIBLE SECURITIES AS OF JUNE 30, 2000
Investment Discretion ------------------------- Cusip Fair Market Shares or Shared- Shared Name of Issuer Title of Class Number Value (x1000) Prin. Amt. as defined Other --------------------------------------------------------------------------------------------------------------------------------- 3Com Corp COMMON STOCK 885535104 37,457 650,000 546,914 103,086 3TEC Energy Corporation COMMON STOCK 88575R308 1,000 100,000 100,000 - 4Kids Entertainment Incorporated COMMON STOCK 350865101 11,202 429,800 406,223 23,577 AA 2000-10-21 35.000 C E AMEX CALL OPTION 013817AJG 88 1,000 650 350 Abbott Laboratories COMMON STOCK 002824100 31,194 700,000 663,636 36,364 ACTV Incorporated COMMON STOCK 00088E104 5,765 385,910 365,124 20,786 Aetna Incorporated COMMON STOCK 008117103 54,039 841,900 797,884 44,016 Agribrands International Incorporated COMMON STOCK 00849R105 7,821 186,550 176,768 9,782 Agrium inc COMMON STOCK 008916108 1,639 190,000 141,848 48,152 Alcoa Incorporated COMMON STOCK 013817101 6,380 220,000 164,800 55,200 Allscripts Inc COMMON STOCK 019886100 12,917 561,600 532,153 29,447 American General Corporation COMMON STOCK 026351106 13,176 216,000 204,777 11,223 American International Group Inc. COMMON STOCK 026874107 23,500 200,000 189,563 10,437 American Standard Companies Incorporated COMMON STOCK 029712106 4,834 117,900 88,150 29,750 APC 2000-08-18 55.000 C E NYSE CALL OPTION 0325110HK 45 250 187 63 Arch Communications Group Incorporated COMMON STOCK 039381504 28,575 4,396,099 4,165,498 230,601 Ariel Corporation COMMON STOCK 04033M104 249 85,000 80,469 4,531 Art Technology Group Inc COMMON STOCK 04289L109 370,372 4,077,027 4,077,027 - ArthroCare Corporation COMMON STOCK 043136100 788 14,800 14,024 776 Auspex Systems Incorporated COMMON STOCK 052116100 6,946 1,406,740 1,314,058 92,682 Avado Brands Incorporated COMMON STOCK 05336P108 38 25,000 18,750 6,250 Bestfoods COMMON STOCK 08658U101 693 10,000 7,500 2,500 BFO 2000-07-21 60.000 C E NONE CALL OPTION 08658U0GL 712 750 564 186 BFO 2000-10-20 70.000 P E NONE PUT OPTION 08658U0VN 19 100 75 25 Biotech Holders Trust COMMON STOCK 09067D201 26,663 150,000 142,207 7,793 Biotime Incorporated COMMON STOCK 09066L105 407 57,610 54,512 3,098 Boise Cascade Corp COMMON STOCK 097383103 1,295 50,000 37,500 12,500 Borden Chems & Plastics Ltd COMMON STOCK 099541203 823 199,500 149,749 49,751 Boston Scientific Corporation COMMON STOCK 101137107 4,798 218,700 207,073 11,627 Burlington Resources Incorporated COMMON STOCK 122014103 15,109 395,000 335,861 59,139 Burr Brown Corporation COMMON STOCK 122574106 1,908 22,000 16,500 5,500 Calico Commerce Inc COMMON STOCK 129897104 813 50,000 47,300 2,700 Campbell Soup Company COMMON STOCK 134429109 583 20,000 14,800 5,200 Caremark Rx Inc. COMMON STOCK 141705103 34,551 5,071,740 4,786,462 285,278 Cell Pathways Incorporated COMMON STOCK 15114R101 1,998 85,000 80,631 4,369 Centurytel Inc. COMMON STOCK 156700106 2,875 100,000 94,804 5,196 Ceridian Corporation COMMON STOCK 15677T106 1,203 50,000 47,320 2,680 CG 2001-01-19 60.000 C A NYSE CALL OPTION 1976480AL 648 700 525 175 Chaparral Resources Inc.-PP-144 COMMON STOCK 159420306 144 22,222 22,222 - Chesapeake Energy Corporation COMMON STOCK 165167107 9,125 1,175,000 514,250 660,750 Children's Place COMMON STOCK 168905107 289 14,100 13,320 780 ChoicePoint Incorporated COMMON STOCK 170388102 4,727 107,137 26,153 80,984 Chordiant Software COMMON STOCK 170404107 19,687 1,315,789 1,315,789 - Chromatics Color Sciences Intl Inc COMMON STOCK 171116304 244 50,000 47,000 3,000 Citadel Communications Corp COMMON STOCK 172853202 873 25,000 23,701 1,299 Citrix Systems COMMON STOCK 177376100 1,894 100,000 94,758 5,242 Clear Channel Communications COMMON STOCK 184502102 3,750 50,000 47,402 2,598 CMS Energy Corporation COMMON STOCK 125896100 2,987 135,000 101,000 34,000 Columbia Energy Group COMMON STOCK 197648108 19,688 300,000 206,250 93,750 Compaq Computer Corporation COMMON STOCK 204493100 28,254 1,105,300 1,047,879 57,421 Conoco Inc - Cl A COMMON STOCK 208251306 4,620 210,000 157,500 52,500 Cooper Industries Incorporated COMMON STOCK 216669101 2,605 80,000 60,000 20,000 Corecomm Limited COMMON STOCK G2422R109 1,950 100,000 94,314 5,686 Corn Products International Incorporated COMMON STOCK 219023108 1,326 50,000 37,500 12,500 Voting Authority ----------------------------------- Name of Issuer Managers Sole Shared None ---------------------------------------------------------------------------------------------------- 3Com Corp 1. 546,914 103,086 3TEC Energy Corporation 1. 100,000 - 4Kids Entertainment Incorporated 1. 406,223 23,577 AA 2000-10-21 35.000 C E AMEX 1. 650 350 Abbott Laboratories 1. 663,636 36,364 ACTV Incorporated 1. 365,124 20,786 Aetna Incorporated 1. 797,884 44,016 Agribrands International Incorporated 1. 176,768 9,782 Agrium inc 1. 141,848 48,152 Alcoa Incorporated 1. 164,800 55,200 Allscripts Inc 1. 532,153 29,447 American General Corporation 1. 204,777 11,223 American International Group Inc. 1. 189,563 10,437 American Standard Companies Incorporated 1. 88,150 29,750 APC 2000-08-18 55.000 C E NYSE 1. 187 63 Arch Communications Group Incorporated 1. 4,165,498 230,601 Ariel Corporation 1. 80,469 4,531 Art Technology Group Inc 1. 4,077,027 - ArthroCare Corporation 1. 14,024 776 Auspex Systems Incorporated 1. 1,314,058 92,682 Avado Brands Incorporated 1. 18,750 6,250 Bestfoods 1. 7,500 2,500 BFO 2000-07-21 60.000 C E NONE 1. 564 186 BFO 2000-10-20 70.000 P E NONE 1. 75 25 Biotech Holders Trust 1. 142,207 7,793 Biotime Incorporated 1. 54,512 3,098 Boise Cascade Corp 1. 37,500 12,500 Borden Chems & Plastics Ltd 1. 149,749 49,751 Boston Scientific Corporation 1. 207,073 11,627 Burlington Resources Incorporated 1. 335,861 59,139 Burr Brown Corporation 1. 16,500 5,500 Calico Commerce Inc 1. 47,300 2,700 Campbell Soup Company 1. 14,800 5,200 Caremark Rx Inc. 1. 4,786,462 285,278 Cell Pathways Incorporated 1. 80,631 4,369 Centurytel Inc. 1. 94,804 5,196 Ceridian Corporation 1. 47,320 2,680 CG 2001-01-19 60.000 C A NYSE 1. 525 175 Chaparral Resources Inc.-PP-144 1. 22,222 - Chesapeake Energy Corporation 1. 514,250 660,750 Children's Place 1. 13,320 780 ChoicePoint Incorporated 1. 26,153 80,984 Chordiant Software 1. 1,315,789 - Chromatics Color Sciences Intl Inc 1. 47,000 3,000 Citadel Communications Corp 1. 23,701 1,299 Citrix Systems 1. 94,758 5,242 Clear Channel Communications 1. 47,402 2,598 CMS Energy Corporation 1. 101,000 34,000 Columbia Energy Group 1. 206,250 93,750 Compaq Computer Corporation 1. 1,047,879 57,421 Conoco Inc - Cl A 1. 157,500 52,500 Cooper Industries Incorporated 1. 60,000 20,000 Corecomm Limited 1. 94,314 5,686 Corn Products International Incorporated 1. 37,500 12,500
Investment Discretion ------------------------- Cusip Fair Market Shares or Shared- Shared Name of Issuer Title of Class Number Value (x1000) Prin. Amt. as defined Other --------------------------------------------------------------------------------------------------------------------------------- Coulter Pharmaceutical Incorporated COMMON STOCK 222116105 3,245 158,300 149,178 9,122 Countrywide Credit Industries Inc. COMMON STOCK 222372104 1,667 55,000 52,142 2,858 Coyote Network Systems Incorporated COMMON STOCK 22406P108 236 45,045 39,795 5,250 Crossroads, Inc COMMON STOCK 22765D100 1,683 100,002 100,002 - Crystal Systems Solutions Limited COMMON STOCK M26763108 378 40,000 37,100 2,900 Cytoclonal Pharmaceuticals COMMON STOCK 23282G105 203 20,000 18,600 1,400 Dexter Corporation COMMON STOCK 252165105 2,399 50,000 37,500 12,500 Digital Island COMMON STOCK 25385N101 18,578 382,080 382,080 - E.W. Scripps Company COMMON STOCK 811054204 14,203 288,300 273,074 15,226 Eaton Corporation COMMON STOCK 278058102 838 12,500 9,375 3,125 Echostar Communications Corporation COMMON STOCK 278762109 8,029 242,500 229,901 12,599 El Paso Electric Company COMMON STOCK 283677854 784 70,000 - 70,000 El Paso Energy Corporation COMMON STOCK 283905107 33,700 661,600 626,911 34,689 Electronic Data Systems Corporated COMMON STOCK 285661104 1,073 26,000 24,649 1,351 Elite Information Group Incorporated COMMON STOCK 28659M106 3,782 545,150 516,562 28,588 Engelhard Corporation COMMON STOCK 292845104 4,385 257,000 192,830 64,170 Enron Corporation COMMON STOCK 293561106 3,225 50,000 7,500 42,500 Entremed Incorporated COMMON STOCK 29382F103 2,485 83,000 76,300 6,700 Federal - Mogul Corporation COMMON STOCK 313549107 335 35,000 28,230 6,770 FMC Corporation COMMON STOCK 302491303 1,451 25,000 18,750 6,250 Forcenergy Inc. COMMON STOCK 345206205 8,053 400,139 320,110 80,029 Forest Oil Corporation COMMON STOCK 346091606 957 60,000 45,000 15,000 Freeport-McMoran Copper- Class B COMMON STOCK 35671D857 740 80,000 60,000 20,000 Gardenburger Incorporated COMMON STOCK 365476100 98 17,400 15,500 1,900 General Dynamics Corp COMMON STOCK 369550108 10,037 192,100 182,120 9,980 Globalstar Telecommunications COMMON STOCK G3930H104 2,115 235,000 222,563 12,437 GLW 2000-07-21 140.000 P E NONE PUT OPTION 2193500SY - 200 148 52 Grand Union Co COMMON STOCK 386532402 1,107 2,083,647 1,974,203 109,444 Hannaford Brothers Company COMMON STOCK 410550107 10,782 150,000 112,502 37,498 Healthaxis.Com, Inc. COMMON STOCK 42219D100 2,097 550,000 550,000 - Healtheon/WebMD Corporation COMMON STOCK 422209106 7,723 521,367 515,927 5,440 Herbalife Intl - Class A COMMON STOCK 426908208 136 15,500 5,375 10,125 Hubbell Incorporated-- Class A COMMON STOCK 443510102 647 25,000 18,500 6,500 Hubbell Incorporated--Class B COMMON STOCK 443510201 1,785 70,000 53,100 16,900 IMS Health Incorporated COMMON STOCK 449934108 14,400 800,000 758,442 41,558 Infinity Broadcasting Corp COMMON STOCK 45662S102 11,889 327,200 310,202 16,998 Information Resources Engineering COMMON STOCK 45675F303 1,263 50,000 50,000 - Informix Corporation COMMON STOCK 456779107 40,166 5,400,470 5,117,203 283,267 Inprise Corp COMMON STOCK 45766C102 306 50,000 37,500 12,500 Intelect Communications Incorporated COMMON STOCK 458144102 116 50,000 37,500 12,500 International Home Foods Incorporated COMMON STOCK 459655106 29,334 1,400,000 1,325,453 74,547 Internet America Incorporated COMMON STOCK 46058Y109 354 70,000 65,200 4,800 ITXC Corporation COMMON STOCK 45069F109 354 10,000 6,800 3,200 KeraVision Incorporated COMMON STOCK 492061106 171 35,600 33,590 2,010 Key Energy Group Incorporated COMMON STOCK 492914106 14,847 1,540,000 344,750 1,195,250 K-tel International Incorporated COMMON STOCK 482724200 393 185,100 174,870 10,230 Lafarge Corp COMMON STOCK 505862102 3,150 150,000 112,502 37,498 Log On America Incorporated COMMON STOCK 540473105 54 10,000 9,400 600 Louis Dreyfus Natural Gas Corporation COMMON STOCK 546011107 1,096 35,000 26,250 8,750 Lycos Inc COMMON STOCK 550818108 4,452 82,450 61,838 20,612 Marvel Enterprises Inc COMMON STOCK 57383M108 8,391 1,342,600 1,272,206 70,394 Mattel Inc COMMON STOCK 577081102 68,799 5,217,000 4,941,836 275,164 MediaOne Group Incorporated COMMON STOCK 58440J104 60,477 909,600 682,201 227,399 MemberWorks Inc COMMON STOCK 586002107 282 8,400 7,958 442 Voting Authority ----------------------------------- Name of Issuer Managers Sole Shared None ---------------------------------------------------------------------------------------------------- Coulter Pharmaceutical Incorporated 1. 149,178 9,122 Countrywide Credit Industries Inc. 1. 52,142 2,858 Coyote Network Systems Incorporated 1. 39,795 5,250 Crossroads, Inc 1. 100,002 - Crystal Systems Solutions Limited 1. 37,100 2,900 Cytoclonal Pharmaceuticals 1. 18,600 1,400 Dexter Corporation 1. 37,500 12,500 Digital Island - 382,080 - E.W. Scripps Company 1. 273,074 15,226 Eaton Corporation 1. 9,375 3,125 Echostar Communications Corporation 1. 229,901 12,599 El Paso Electric Company 1. - 70,000 El Paso Energy Corporation 1. 626,911 34,689 Electronic Data Systems Corporated 1. 24,649 1,351 Elite Information Group Incorporated 1. 516,562 28,588 Engelhard Corporation 1. 192,830 64,170 Enron Corporation 1. 7,500 42,500 Entremed Incorporated 1. 76,300 6,700 Federal - Mogul Corporation 1. 28,230 6,770 FMC Corporation 1. 18,750 6,250 Forcenergy Inc. 1. 320,110 80,029 Forest Oil Corporation 1. 45,000 15,000 Freeport-McMoran Copper- Class B 1. 60,000 20,000 Gardenburger Incorporated 1. 15,500 1,900 General Dynamics Corp 1. 182,120 9,980 Globalstar Telecommunications 1. 222,563 12,437 GLW 2000-07-21 140.000 P E NONE 1. 148 52 Grand Union Co 1. 1,974,203 109,444 Hannaford Brothers Company 1. 112,502 37,498 Healthaxis.Com, Inc. - 550,000 - Healtheon/WebMD Corporation 1. 515,927 5,440 Herbalife Intl - Class A 1. 5,375 10,125 Hubbell Incorporated-- Class A 1. 18,500 6,500 Hubbell Incorporated--Class B 1. 53,100 16,900 IMS Health Incorporated 1. 758,442 41,558 Infinity Broadcasting Corp 1. 310,202 16,998 Information Resources Engineering 1. 50,000 - Informix Corporation 1. 5,117,203 283,267 Inprise Corp 1. 37,500 12,500 Intelect Communications Incorporated 1. 37,500 12,500 International Home Foods Incorporated 1. 1,325,453 74,547 Internet America Incorporated 1. 65,200 4,800 ITXC Corporation 1. 6,800 3,200 KeraVision Incorporated 1. 33,590 2,010 Key Energy Group Incorporated 1. 344,750 ######## K-tel International Incorporated 1. 174,870 10,230 Lafarge Corp 1. 112,502 37,498 Log On America Incorporated 1. 9,400 600 Louis Dreyfus Natural Gas Corporation 1. 26,250 8,750 Lycos Inc 1. 61,838 20,612 Marvel Enterprises Inc 1. 1,272,206 70,394 Mattel Inc 1. 4,941,836 275,164 MediaOne Group Incorporated 1. 682,201 227,399 MemberWorks Inc 1. 7,958 442
Investment Discretion ------------------------- Cusip Fair Market Shares or Shared- Shared Name of Issuer Title of Class Number Value (x1000) Prin. Amt. as defined Other --------------------------------------------------------------------------------------------------------------------------------- Meredith Corp COMMON STOCK 589433101 5,403 160,100 151,781 8,319 MetLife Inc. COMMON STOCK 59156R108 7,179 342,500 324,470 18,030 Metrocall Incorporated COMMON STOCK 591647102 4,199 466,520 441,204 25,316 Micron Technology Incorporated COMMON STOCK 595112103 44,031 500,000 474,030 25,970 MicroStrategy Incorporated COMMON STOCK 594972101 1,995 66,500 63,043 3,457 MRO 2000-07-22 25.000 C E AMEX CALL OPTION 9029050GE 178 1,500 975 525 MRO 2001-01-20 30.000 C E AMEX CALL OPTION 9029050AF 288 2,000 1,300 700 Murphy Oil Corporation COMMON STOCK 626717102 1,190 20,000 15,000 5,000 NA 2000-07-22 50.000 C A NYSE CALL OPTION 6295260GJ 13 50 38 12 National-Oilwell Incorporated COMMON STOCK 637071101 4,440 135,000 101,050 33,950 Navistar International Corporation COMMON STOCK 63934E108 1,708 55,000 41,000 14,000 NOK 2000-07-21 65.000 C E NONE CALL OPTION 654902CGM 6 250 168 82 NOK 2000-07-21 70.000 C E NONE CALL OPTION 654902CGN 3 500 335 165 Novoste Corporation COMMON STOCK 67010C100 7,845 128,600 98,926 29,674 NTL Incorporated COMMON STOCK 629407107 4,790 80,000 75,805 4,195 Nucor Corporation COMMON STOCK 670346105 830 25,000 18,500 6,500 Ocean Energy Inc. COMMON STOCK 67481E106 4,682 330,000 250,955 79,045 Olin Corp COMMON STOCK 680665205 371 22,500 16,875 5,625 OpenTV Corporation COMMON STOCK G67543101 2,468 55,000 52,118 2,882 Organogenesis Incorporated COMMON STOCK 685906109 2,855 250,000 234,300 15,700 PALM 2000-07-21 30.000 P PUT OPTION 6966420SF 226 1,500 1,126 374 PALM 2000-08-18 30.000 P PUT OPTION 6966420TF 976 3,000 2,250 750 PALM 2000-08-18 60.000 P PUT OPTION 6966420TL 2,147 750 563 187 Park Place Entertainment COMMON STOCK 700690100 26,729 2,196,000 2,080,578 115,422 Parker Drilling Company COMMON STOCK 701081101 928 150,000 112,500 37,500 Parkervision Incorporated COMMON STOCK 701354102 8,241 163,400 153,914 9,486 Pegasus Communications Corporation COMMON STOCK 705904100 6,084 124,000 117,557 6,443 Peregrine Systems Inc. COMMON STOCK 71366Q101 3,226 93,000 88,167 4,833 Perle Systems Limited COMMON STOCK 714152105 331 100,000 94,600 5,400 Phelps Dodge Corporation COMMON STOCK 717265102 1,859 50,000 37,500 12,500 Phillips Petroleum Co. COMMON STOCK 718507106 1,267 25,000 18,750 6,250 Physiometrix, Inc COMMON STOCK 718928104 8,194 370,370 370,370 - Pioneer Group, Inc. COMMON STOCK 723684106 2,118 50,000 37,500 12,500 Pittston Brinks Group COMMON STOCK 725701106 12,459 882,060 835,783 46,277 Plug Power Inc COMMON STOCK 72919P103 638 10,200 9,665 535 Praxair, Inc. COMMON STOCK 74005P104 1,123 30,000 22,500 7,500 Prime Hospitality Corporation COMMON STOCK 741917108 944 100,000 94,805 5,195 Progenics Pharmaceuticals Inc. COMMON STOCK 743187106 20,186 2,179,313 2,156,813 22,500 PRT Group Inc. COMMON STOCK 693579104 4,569 4,511,960 4,511,960 - Q 2000-07-22 50.000 P A NYSE PUT OPTION 7491215SJ 232 864 648 216 Q 2000-07-22 55.000 P E NONE PUT OPTION 7491211SK 957 1,531 1,148 383 Q 2000-07-22 60.000 P A NYSE PUT OPTION 7491211SL 2,788 2,593 1,945 648 QLogic Corporation COMMON STOCK 747277101 3,488 52,800 39,600 13,200 Qwest Communications Intl Inc COMMON STOCK 749121109 22,500 450,000 426,622 23,378 R&B Falcon Corporation COMMON STOCK 74912E101 471 20,000 15,000 5,000 Racing Champions Corporation COMMON STOCK 750069106 84 50,000 25,000 25,000 Ralston-Ralston Purina Group COMMON STOCK 751277302 4,352 218,300 206,960 11,340 RMBS 2001-01-19 75.000 P E NASDAQ PUT OPTION 7509174MO 140 100 75 25 RPM Incorporated Ohio COMMON STOCK 749685103 2,683 265,000 201,672 63,328 Ryerson Tull Incorporated COMMON STOCK 78375P107 3,891 375,000 280,580 94,420 Salton Inc COMMON STOCK 795757103 12,151 329,400 313,407 15,993 Sanchez Computer Associates Incorporated COMMON STOCK 799702105 5,665 238,520 220,040 18,480 Santa Fe International Corporation COMMON STOCK G7805C108 1,181 33,800 25,350 8,450 SCM Microsystems Incorporated COMMON STOCK 784018103 9,921 163,800 153,194 10,606 Voting Authority ----------------------------------- Name of Issuer Managers Sole Shared None ---------------------------------------------------------------------------------------------------- Meredith Corp 1. 151,781 8,319 MetLife Inc. 1. 324,470 18,030 Metrocall Incorporated 1. 441,204 25,316 Micron Technology Incorporated 1. 474,030 25,970 MicroStrategy Incorporated 1. 63,043 3,457 MRO 2000-07-22 25.000 C E AMEX 1. 975 525 MRO 2001-01-20 30.000 C E AMEX 1. 1,300 700 Murphy Oil Corporation 1. 15,000 5,000 NA 2000-07-22 50.000 C A NYSE 1. 38 12 National-Oilwell Incorporated 1. 101,050 33,950 Navistar International Corporation 1. 41,000 14,000 NOK 2000-07-21 65.000 C E NONE 1. 168 82 NOK 2000-07-21 70.000 C E NONE 1. 335 165 Novoste Corporation 1. 98,926 29,674 NTL Incorporated 1. 75,805 4,195 Nucor Corporation 1. 18,500 6,500 Ocean Energy Inc. 1. 250,955 79,045 Olin Corp 1. 16,875 5,625 OpenTV Corporation 1. 52,118 2,882 Organogenesis Incorporated 1. 234,300 15,700 PALM 2000-07-21 30.000 P 1. 1,126 374 PALM 2000-08-18 30.000 P 1. 2,250 750 PALM 2000-08-18 60.000 P 1. 563 187 Park Place Entertainment 1. 2,080,578 115,422 Parker Drilling Company 1. 112,500 37,500 Parkervision Incorporated 1. 153,914 9,486 Pegasus Communications Corporation 1. 117,557 6,443 Peregrine Systems Inc. 1. 88,167 4,833 Perle Systems Limited 1. 94,600 5,400 Phelps Dodge Corporation 1. 37,500 12,500 Phillips Petroleum Co. 1. 18,750 6,250 Physiometrix, Inc 1. 370,370 - Pioneer Group, Inc. 1. 37,500 12,500 Pittston Brinks Group 1. 835,783 46,277 Plug Power Inc 1. 9,665 535 Praxair, Inc. 1. 22,500 7,500 Prime Hospitality Corporation 1. 94,805 5,195 Progenics Pharmaceuticals Inc. 1. 2,156,813 22,500 PRT Group Inc. - 4,511,960 - Q 2000-07-22 50.000 P A NYSE 1. 648 216 Q 2000-07-22 55.000 P E NONE 1. 1,148 383 Q 2000-07-22 60.000 P A NYSE 1. 1,945 648 QLogic Corporation 1. 39,600 13,200 Qwest Communications Intl Inc 1. 426,622 23,378 R&B Falcon Corporation 1. 15,000 5,000 Racing Champions Corporation 1. 25,000 25,000 Ralston-Ralston Purina Group 1. 206,960 11,340 RMBS 2001-01-19 75.000 P E NASDAQ 1. 75 25 RPM Incorporated Ohio 1. 201,672 63,328 Ryerson Tull Incorporated 1. 280,580 94,420 Salton Inc 1. 313,407 15,993 Sanchez Computer Associates Incorporated 1. 220,040 18,480 Santa Fe International Corporation 1. 25,350 8,450 SCM Microsystems Incorporated 1. 153,194 10,606
Investment Discretion ------------------------- Cusip Fair Market Shares or Shared- Shared Name of Issuer Title of Class Number Value (x1000) Prin. Amt. as defined Other --------------------------------------------------------------------------------------------------------------------------------- Seagate Technology Incorporated COMMON STOCK 811804103 32,451 590,000 442,501 147,499 Seagram Company Limited COMMON STOCK 811850106 2,174 37,500 28,125 9,375 SEG 2000-07-22 45.000 P A NYSE PUT OPTION 811804SSI 19 500 375 125 Sensormatic Electronics Corporation COMMON STOCK 817265101 15,373 971,230 920,293 50,937 Shared Medical Systems Corporation COMMON STOCK 819486101 8,779 120,365 90,275 30,090 Sirius Satellite Radio Inc. COMMON STOCK 82966U103 1,329 30,000 24,000 6,000 Smithfield Foods Incorporated COMMON STOCK 832248108 3,506 125,000 91,034 33,966 SNC 2000-07-22 20.000 C A NONE CALL OPTION 8329140GD 425 1,000 751 249 SNC 2000-09-15 30.000 C A NONE CALL OPTION 8329140IF 21 340 255 85 Snyder Communications Incorporated COMMON STOCK 832914105 831 35,000 26,200 8,800 Solutia Incorporated COMMON STOCK 834376105 481 35,000 25,900 9,100 Southwest Gas Corporation COMMON STOCK 844895102 1,752 100,000 62,150 37,850 Sprint Corporation COMMON STOCK 852061100 10,200 200,000 189,611 10,389 SPX Corporation COMMON STOCK 784635104 20,559 170,000 161,014 8,986 Sunoco Incoporated COMMON STOCK 86764P109 2,944 100,000 75,190 24,810 Sunquest Information Systems Inc. COMMON STOCK 867654105 5,750 534,900 506,850 28,050 Symbol Technologies Inc. COMMON STOCK 871508107 18,000 333,100 315,796 17,304 T 2000-07-22 45.000 P E NYSE PUT OPTION 0019570SI 3,842 2,900 2,176 724 Tenet Healthcare Corporation COMMON STOCK 88033G100 63,733 2,360,490 2,236,739 123,751 Tesoro Petroleum Corporation COMMON STOCK 881609101 759 75,000 56,250 18,750 The Mead Corporation COMMON STOCK 582834107 1,010 40,000 30,000 10,000 Thermo Electron Corporation COMMON STOCK 883556102 22,293 1,058,400 1,003,098 55,302 Thermo Instrument Systems Inc. COMMON STOCK 883559106 6,735 359,200 340,364 18,836 Time Warner Incorporated COMMON STOCK 887315109 7,600 100,000 75,000 25,000 Travelnow.com PPL COMMON STOCK 89490A107 4,000 500,000 500,000 - UAM 2000-11-18 22.500 P A NYSE PUT OPTION 9094200WX 14 220 165 55 Ucar International Inc. COMMON STOCK 90262K109 3,462 265,000 198,750 66,250 UMG 2000-07-21 70.000 P E NYSE PUT OPTION 001957RSN 198 635 476 159 Unisys Corp COMMON STOCK 909214108 29,010 1,934,000 1,833,532 100,468 United Shipping & Tech COMMON STOCK 911498103 4,776 895,522 895,522 - UnumProvident Corp. COMMON STOCK 91529Y106 375 18,700 17,729 971 US WEST Inc COMMON STOCK 91273H101 29,455 343,500 257,626 85,874 USG Corp. COMMON STOCK 903293405 1,214 40,000 26,000 14,000 USW 2000-07-22 70.000 C A NYSE CALL OPTION 91273HEGN 794 500 375 125 USX-Marathon Group COMMON STOCK 902905827 11,905 475,000 406,063 68,937 USX-U.S. Steel Group COMMON STOCK 90337T101 464 25,000 18,750 6,250 VA Linux Systems Inc COMMON STOCK 91819B105 2,408 56,000 52,980 3,020 Valence Technology, Inc COMMON STOCK 918914102 553 30,000 28,396 1,604 Ventro Corporation COMMON STOCK 922815105 250 13,231 13,231 - Verio Incorporated COMMON STOCK 923433106 2,774 50,000 37,500 12,500 Vixel Corporation COMMON STOCK 928552108 1,619 196,296 196,296 - VO 2000-07-22 60.000 C A NYSE CALL OPTION 8118500GL 33 250 188 62 VO 2000-08-18 60.000 P E NONE PUT OPTION 8118500TL 169 500 376 124 VO 2000-11-18 60.000 P A NYSE PUT OPTION 8118500WL 147 250 188 62 VoiceStream Wireless Corporation COMMON STOCK 928615103 1,163 10,000 9,444 556 Waste Systems International, Inc. COMMON STOCK 94106P209 125 71,429 69,300 2,129 Wave Systems Corp COMMON STOCK 943526103 790 50,000 47,000 3,000 Weatherford International-NEW COMMON STOCK 947074100 228 5,700 4,275 1,425 Web Methods COMMON STOCK 94768C108 1,179 7,500 7,110 390 Wells Fargo Company COMMON STOCK 949746101 2,042 52,700 39,525 13,175 Wesley Jessen Visioncare COMMON STOCK 951018100 13,147 350,000 262,500 87,500 Western Wireless Corporation COMMON STOCK 95988E204 2,725 50,000 46,364 3,636 Williams Cos Inc COMMON STOCK 969457100 8,338 200,000 148,000 52,000 X 2001-01-19 22.500 C E NYSE CALL OPTION 90337T0AX 23 250 187 63 Voting Authority ----------------------------------- Name of Issuer Managers Sole Shared None ---------------------------------------------------------------------------------------------------- Seagate Technology Incorporated 1. 442,501 147,499 Seagram Company Limited 1. 28,125 9,375 SEG 2000-07-22 45.000 P A NYSE 1. 375 125 Sensormatic Electronics Corporation 1. 920,293 50,937 Shared Medical Systems Corporation 1. 90,275 30,090 Sirius Satellite Radio Inc. 1. 24,000 6,000 Smithfield Foods Incorporated 1. 91,034 33,966 SNC 2000-07-22 20.000 C A NONE 1. 751 249 SNC 2000-09-15 30.000 C A NONE 1. 255 85 Snyder Communications Incorporated 1. 26,200 8,800 Solutia Incorporated 1. 25,900 9,100 Southwest Gas Corporation 1. 62,150 37,850 Sprint Corporation 1. 189,611 10,389 SPX Corporation 1. 161,014 8,986 Sunoco Incoporated 1. 75,190 24,810 Sunquest Information Systems Inc. 1. 506,850 28,050 Symbol Technologies Inc. 1. 315,796 17,304 T 2000-07-22 45.000 P E NYSE 1. 2,176 724 Tenet Healthcare Corporation 1. 2,236,739 123,751 Tesoro Petroleum Corporation 1. 56,250 18,750 The Mead Corporation 1. 30,000 10,000 Thermo Electron Corporation 1. 1,003,098 55,302 Thermo Instrument Systems Inc. 1. 340,364 18,836 Time Warner Incorporated 1. 75,000 25,000 Travelnow.com PPL 1. 500,000 - UAM 2000-11-18 22.500 P A NYSE 1. 165 55 Ucar International Inc. 1. 198,750 66,250 UMG 2000-07-21 70.000 P E NYSE 1. 476 159 Unisys Corp 1. 1,833,532 100,468 United Shipping & Tech 1. 895,522 - UnumProvident Corp. 1. 17,729 971 US WEST Inc 1. 257,626 85,874 USG Corp. 1. 26,000 14,000 USW 2000-07-22 70.000 C A NYSE 1. 375 125 USX-Marathon Group 1. 406,063 68,937 USX-U.S. Steel Group 1. 18,750 6,250 VA Linux Systems Inc 1. 52,980 3,020 Valence Technology, Inc 1. 28,396 1,604 Ventro Corporation 1. 13,231 - Verio Incorporated 1. 37,500 12,500 Vixel Corporation 1. 196,296 - VO 2000-07-22 60.000 C A NYSE 1. 188 62 VO 2000-08-18 60.000 P E NONE 1. 376 124 VO 2000-11-18 60.000 P A NYSE 1. 188 62 VoiceStream Wireless Corporation 1. 9,444 556 Waste Systems International, Inc. 1. 69,300 2,129 Wave Systems Corp 1. 47,000 3,000 Weatherford International-NEW 1. 4,275 1,425 Web Methods 1. 7,110 390 Wells Fargo Company 1. 39,525 13,175 Wesley Jessen Visioncare 1. 262,500 87,500 Western Wireless Corporation 1. 46,364 3,636 Williams Cos Inc 1. 148,000 52,000 X 2001-01-19 22.500 C E NYSE 1. 187 63
Investment Discretion ------------------------- Cusip Fair Market Shares or Shared- Shared Name of Issuer Title of Class Number Value (x1000) Prin. Amt. as defined Other --------------------------------------------------------------------------------------------------------------------------------- Xerox Corp COMMON STOCK 984121103 208 10,000 9,432 568 YNR 2000-07-22 65.000 P A NYSE PUT OPTION 9874250SM 804 1,020 766 254 York International Corporation COMMON STOCK 986670107 631 25,000 23,701 1,299 Zoltek Companies Incorporated COMMON STOCK 98975W104 1,350 158,800 150,700 8,100 Grand Total 1,848,698 Voting Authority ----------------------------------- Name of Issuer Managers Sole Shared None ---------------------------------------------------------------------------------------------------- Xerox Corp 1. 9,432 568 YNR 2000-07-22 65.000 P A NYSE 1. 766 254 York International Corporation 1. 23,701 1,299 Zoltek Companies Incorporated 1. 150,700 8,100