0000950123-21-006971.txt : 20210517 0000950123-21-006971.hdr.sgml : 20210517 20210517153552 ACCESSION NUMBER: 0000950123-21-006971 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210517 DATE AS OF CHANGE: 20210517 EFFECTIVENESS DATE: 20210517 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TUDOR INVESTMENT CORP ET AL CENTRAL INDEX KEY: 0000923093 IRS NUMBER: 222514825 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04356 FILM NUMBER: 21929908 BUSINESS ADDRESS: STREET 1: 200 ELM STREET CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 203-863-6700 MAIL ADDRESS: STREET 1: 200 ELM STREET CITY: STAMFORD STATE: CT ZIP: 06901 13F-HR 1 primary_doc.xml 13F-HR LIVE 0000923093 XXXXXXXX 03-31-2021 03-31-2021 false Tudor Investment Corp Et Al

200 Elm Street Stamford CT 06901

13F HOLDINGS REPORT 028-04356 N John Torell 203-863-6742 John Torell Stamford CT 05-17-2021 0 1522 4985301 false INFORMATION TABLE 2 4691.xml INFORMATION TABLE FOR FORM 13F 17 Education & Technology Gr - ADR Depository Receipt 81807M106 1297 181612 SH DFND 0 181612 0 1life Healthcare Inc Equity 68269G107 392 10031 SH DFND 0 10031 0 26 Capital Acquisition Corp Warrant / Rights 90138P118 79 100000 SH Call DFND 0 100000 0 26 Capital Acquisition Corp Equity 90138P100 1940 200000 SH DFND 0 200000 0 2u Inc Equity 90214J101 246 6434 SH DFND 0 6434 0 3D Systems Corp Equity 88554D205 810 29510 SH DFND 0 29510 0 8 X 8 Incorporated Equity 282914100 2383 73455 SH DFND 0 73455 0 9 Meters Biopharma Inc Equity 654405109 84 72100 SH DFND 0 72100 0 Aaon Incorporated Equity 000360206 5293 75608 SH DFND 0 75608 0 Aaron's Co Inc/the Equity 00258W108 814 31704 SH DFND 0 31704 0 Abbott Laboratories Equity 002824100 1696 14154 SH DFND 0 14154 0 Abbvie Inc Equity 00287Y109 1835 16954 SH DFND 0 16954 0 ABIOMED Incorporated Equity 003654100 705 2212 SH DFND 0 2212 0 Academy Sports & Outdoors In Equity 00402L107 1690 62617 SH DFND 0 62617 0 Acadia Pharmaceuticals Inc Equity 004225108 842 32635 SH DFND 0 32635 0 Accelerate Diagnostics Inc Equity 00430H102 300 36010 SH DFND 0 36010 0 Acco Brands Corp Equity 00081T108 254 30055 SH DFND 0 30055 0 Accolade Inc Equity 00437E102 3128 68934 SH DFND 0 68934 0 Accuray Inc Equity 004397105 54 10913 SH DFND 0 10913 0 Acm Research Inc-class A Equity 00108J109 241 2980 SH DFND 0 2980 0 Activision Blizzard Inc Equity 00507V109 761 8178 SH DFND 0 8178 0 Actua Corp Equity 005094107 23 22790 SH DFND 0 22790 0 Acuity Brands Inc Equity 00508Y102 4312 26136 SH DFND 0 26136 0 Acushnet Holdings Corp Equity 005098108 317 7663 SH DFND 0 7663 0 Acv Auctions Inc Equity 00091G104 292 8432 SH DFND 0 8432 0 Adagene Inc - ADR Depository Receipt 005329107 814 45363 SH DFND 0 45363 0 Adaptive Biotechnologies Equity 00650F109 265 6591 SH DFND 0 6591 0 Addus Homecare Corp Equity 006739106 1254 11986 SH DFND 0 11986 0 Adient Plc Equity G0084W101 2398 54253 SH DFND 0 54253 0 Adobe Inc Equity 00724F101 1585 3334 SH DFND 0 3334 0 Adt Inc Equity 00090Q103 1489 176391 SH DFND 0 176391 0 Advanced Drainage Systems In Equity 00790R104 1011 9779 SH DFND 0 9779 0 Advanced Energy Industries Incorporated Equity 007973100 2727 24983 SH DFND 0 24983 0 Advanced Merger Partners Inc. 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Equity 421946104 1116 36793 SH DFND 0 36793 0 Healthcare Services Group Inc. Equity 421906108 474 16894 SH DFND 0 16894 0 Healthcare Trust Of America Equity 42225P501 5019 181967 SH DFND 0 181967 0 Healthequity Inc Equity 42226A107 12329 181304 SH DFND 0 181304 0 Healthstream Inc Equity 42222N103 596 26700 SH DFND 0 26700 0 Heartland Financial USA Inc Equity 42234Q102 771 15346 SH DFND 0 15346 0 Hecla Mining Co Equity 422704106 1463 257032 SH DFND 0 257032 0 Heico Corp.-NEW Equity 422806109 6153 48910 SH DFND 0 48910 0 Heico Corp-Cl. 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Equity 679580100 1716 7136 SH DFND 0 7136 0 Olin Corp Equity 680665205 521 13721 SH DFND 0 13721 0 Omega Alpha Spac Equity G6749V107 4297 434013 SH DFND 0 434013 0 Omega Flex Inc Equity 682095104 272 1724 SH DFND 0 1724 0 Omega Healthcare Invs Inc Equity 681936100 1841 50263 SH DFND 0 50263 0 Omeros Corp Equity 682143102 741 41652 SH DFND 0 41652 0 Omnicom Group Equity 681919106 342 4607 SH DFND 0 4607 0 On24 Inc Equity 68339B104 2668 55000 SH DFND 0 55000 0 Oncorus Inc Equity 68236R103 784 56311 SH DFND 0 56311 0 OneMain Holdings Inc Equity 68268W103 1121 20863 SH DFND 0 20863 0 Onespaworld Holdings Ltd Equity P73684113 240 22558 SH DFND 0 22558 0 Onto Innovation Inc Equity 683344105 1249 19001 SH DFND 0 19001 0 Open Lending Corp - Cl A Equity 68373J104 619 17474 SH DFND 0 17474 0 Opendoor Technologies Inc - A Equity 683712103 295 13928 SH DFND 0 13928 0 Opko Health Inc Equity 68375N103 156 36373 SH DFND 0 36373 0 Optimizerx Corp Equity 68401U204 205 4212 SH DFND 0 4212 0 Optinose Inc Equity 68404V100 160 43469 SH DFND 0 43469 0 Orasure Technologies Incorporated Equity 68554V108 232 19910 SH DFND 0 19910 0 Orbcomm Inc Equity 68555P100 210 27473 SH DFND 0 27473 0 Ormat Technologies Inc Equity 686688102 1595 20309 SH DFND 0 20309 0 Ortho Clinical Diagnostics Holdings Plc Equity G6829J107 194 10069 SH DFND 0 10069 0 Orthofix Medical Inc Equity 68752M108 785 18106 SH DFND 0 18106 0 Orthopediatrics Corp Equity 68752L100 599 12294 SH DFND 0 12294 0 Oscar Health Inc - Class A Equity 687793109 8064 300000 SH DFND 0 300000 0 Otis Worldwide Corp Equity 68902V107 13177 192499 SH DFND 0 192499 0 Overstock.com Inc Equity 690370101 630 9510 SH DFND 0 9510 0 Owens & Minor Inc Equity 690732102 1400 37244 SH DFND 0 37244 0 Pacific Gas & Elec Co Equity 69331C108 254 21695 SH DFND 0 21695 0 Pacific Mercantile Bancorp Equity 694552100 4444 499328 SH DFND 0 499328 0 Pacira BioSciences Inc Equity 695127100 1633 23302 SH DFND 0 23302 0 Packaging Corp Of America Equity 695156109 1880 13982 SH DFND 0 13982 0 Pagerduty Inc Equity 69553P100 741 18414 SH DFND 0 18414 0 Pagseguro Digital Ltd Equity G68707101 949 20489 SH DFND 0 20489 0 Palo Alto Networks Inc Equity 697435105 13672 42452 SH DFND 0 42452 0 Papa John's International Incorporated Equity 698813102 874 9862 SH DFND 0 9862 0 Par Pacific Holdings Inc Equity 69888T207 1188 84144 SH DFND 0 84144 0 Paramount Group Inc Equity 69924R108 4978 491380 SH DFND 0 491380 0 Park Hotels & Resorts Inc Equity 700517105 2315 107276 SH DFND 0 107276 0 Pathfinder Acquisition Corp Equity G04119114 521 52595 SH DFND 0 52595 0 Patria Investments Ltd Equity G69451105 921 52864 SH DFND 0 52864 0 Patterson Cos Inc Equity 703395103 2546 79680 SH DFND 0 79680 0 Patterson-UTI Energy Inc. Equity 703481101 799 112127 SH DFND 0 112127 0 PAYA Holdings Inc -a Equity 70434P103 4433 404500 SH DFND 0 404500 0 Paycom Software Inc Equity 70432V102 495 1338 SH DFND 0 1338 0 Paypal Holdings Inc Equity 70450Y103 10642 43825 SH DFND 0 43825 0 Paysign Inc Equity 70451A104 318 72705 SH DFND 0 72705 0 Pbf Energy Inc Equity 69318G106 1662 117458 SH DFND 0 117458 0 PDC Energy Inc Equity 69327R101 423 12307 SH DFND 0 12307 0 Peabody Energy Corp Equity 704551100 374 122237 SH DFND 0 122237 0 Peapack Gladstone Financial Corp Equity 704699107 703 22758 SH DFND 0 22758 0 Pebblebrook Hotel Trust Equity 70509V100 1549 63778 SH DFND 0 63778 0 Pegasystems Inc. Equity 705573103 1765 15437 SH DFND 0 15437 0 Peloton Interactive Inc-a Equity 70614W100 477 4239 SH DFND 0 4239 0 Pennant Group Inc/the Equity 70805E109 419 9148 SH DFND 0 9148 0 Pennymac Mortgage Investment Equity 70931T103 269 13720 SH DFND 0 13720 0 Pentair PLC Equity G7S00T104 2826 45348 SH DFND 0 45348 0 Perficient Inc Equity 71375U101 2981 50770 SH DFND 0 50770 0 Performance Food Group Co Equity 71377A103 3585 62229 SH DFND 0 62229 0 Peridot Acquisition Corp Ii Equity G7008B113 1821 183222 SH DFND 0 183222 0 Perkinelmer Incorporated Equity 714046109 1968 15340 SH DFND 0 15340 0 Perrigo Co Plc Equity G97822103 4591 113435 SH DFND 0 113435 0 Perspecta Inc Equity 715347100 5387 185438 SH DFND 0 185438 0 Petco Health And Wellness Co Equity 71601V105 1107 49949 SH DFND 0 49949 0 Pfizer Incorporated Equity 717081103 1725 47617 SH DFND 0 47617 0 Phototronics Inc. 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Equity G7134L100 6032 606252 SH DFND 0 606252 0 Pluralsight Inc-class A Equity Option 72941B106 670 30000 SH Put DFND 0 30000 0 PNC Financial Services Group Equity 693475105 4062 23160 SH DFND 0 23160 0 PNM Resources Inc Equity 69349H107 494 10062 SH DFND 0 10062 0 Pontem Corp Equity G71707106 2282 235700 SH DFND 0 235700 0 Pontem Corp Warrant / Rights G71707122 59 78566 SH Call DFND 0 78566 0 Pool Corp Equity 73278L105 2384 6905 SH DFND 0 6905 0 Popular Incorporated Equity 733174700 1596 22697 SH DFND 0 22697 0 Population Health Investment Equity G71716123 142 14100 SH DFND 0 14100 0 Portland General Electric Co Equity 736508847 1307 27537 SH DFND 0 27537 0 Poshmark Inc Equity 73739W104 445 10953 SH DFND 0 10953 0 Post Holdings Inc Equity 737446104 2066 19538 SH DFND 0 19538 0 PotlatchDeltic Corp Equity 737630103 2588 48895 SH DFND 0 48895 0 Powered Brands. Equity G7209M124 412 41495 SH DFND 0 41495 0 PPL Corporation Equity 69351T106 3399 117862 SH DFND 0 117862 0 Pra Health Sciences Inc Equity 69354M108 16453 107304 SH DFND 0 107304 0 Precigen Inc Equity 74017N105 244 35426 SH DFND 0 35426 0 Premier Financial Bancorp Equity 74050M105 287 15465 SH DFND 0 15465 0 Premier Inc-class A Equity 74051N102 890 26306 SH DFND 0 26306 0 Pricesmart Inc Equity 741511109 1438 14865 SH DFND 0 14865 0 Primerica Inc Equity 74164M108 3367 22779 SH DFND 0 22779 0 Primoris Services Corp Equity 74164F103 1334 40251 SH DFND 0 40251 0 Priveterra Acquisition Corp. Equity 74275N201 787 79218 SH DFND 0 79218 0 PROG Holdings Inc Equity 74319R101 3847 88864 SH DFND 0 88864 0 Progress Software Corporation Equity 743312100 344 7810 SH DFND 0 7810 0 ProLogis Inc Equity 74340W103 3356 31660 SH DFND 0 31660 0 Proofpoint Inc Equity 743424103 3688 29322 SH DFND 0 29322 0 Propetro Holding Corp Equity 74347M108 339 31813 SH DFND 0 31813 0 Proqr Therapeutics Nv Equity N71542109 496 75000 SH DFND 0 75000 0 Pros Holdings Inc Equity 74346Y103 369 8672 SH DFND 0 8672 0 Prospector Capital Corp. Equity G7273A121 147 14622 SH DFND 0 14622 0 Prosperity Bancshares Inc Equity 743606105 1767 23595 SH DFND 0 23595 0 Protective Insurance Corp(CL B) Equity 74368L203 5374 235000 SH DFND 0 235000 0 Protective Insurance Corp(Class A) Equity 74368L104 2636 115000 SH DFND 0 115000 0 Proto Labs Inc Equity 743713109 3504 28784 SH DFND 0 28784 0 Provident Financial Services Equity 74386T105 799 35855 SH DFND 0 35855 0 Prudential Financial Inc. Equity 744320102 7974 87534 SH DFND 0 87534 0 Ptc Therapeutics Inc Equity 69366J200 1759 37154 SH DFND 0 37154 0 Public Storage Equity 74460D109 243 983 SH DFND 0 983 0 Pulmonx Corp Equity 745848101 592 12933 SH DFND 0 12933 0 Pulte Group Inc Equity 745867101 642 12241 SH DFND 0 12241 0 Pure Storage Inc - Class A Equity 74624M102 6275 291303 SH DFND 0 291303 0 Purple Innovation Inc Equity 74640Y106 430 13581 SH DFND 0 13581 0 PVH Corp Equity 693656100 2229 21084 SH DFND 0 21084 0 Q2 Holdings Inc Equity 74736L109 4549 45395 SH DFND 0 45395 0 QAD Inc. 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Equity 76009N100 611 10590 SH DFND 0 10590 0 Repligen Corporation Equity 759916109 925 4759 SH DFND 0 4759 0 Republic Services Incorporated Equity 760759100 1535 15454 SH DFND 0 15454 0 Research Alliance Corp II Equity 760873109 4488 437814 SH DFND 0 437814 0 Retail Opportunity Investments Equity 76131N101 4794 302071 SH DFND 0 302071 0 Revlon Incorporated - CL A Equity 761525609 143 11629 SH DFND 0 11629 0 Revolve Group Inc - Class A Equity 76156B107 1424 31692 SH DFND 0 31692 0 REX American Resources Corp Equity 761624105 306 3633 SH DFND 0 3633 0 Rexford Industrial Realty In Equity 76169C100 4742 94089 SH DFND 0 94089 0 Rexnord Corp Equity 76169B102 2412 51220 SH DFND 0 51220 0 RH Equity 74967X103 1124 1884 SH DFND 0 1884 0 Rhythm Pharmaceuticals Inc Equity 76243J105 1422 66852 SH DFND 0 66852 0 Ribbit Leap Ltd. 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Equity G8210L113 665 67039 SH DFND 0 67039 0 Sleep Number Corp Equity 83125X103 3794 26439 SH DFND 0 26439 0 SLM Corp. Equity 78442P106 2058 114518 SH DFND 0 114518 0 SLR Investment Corp Equity 83413U100 585 32952 SH DFND 0 32952 0 Smartsheet Inc-class A Equity 83200N103 2405 37624 SH DFND 0 37624 0 Smiledirectclub Inc Equity 83192H106 199 19320 SH DFND 0 19320 0 Smith & Wesson Brands Inc Equity 831754106 612 35046 SH DFND 0 35046 0 Smith Micro Software Incorporated Equity 832154207 661 120112 SH DFND 0 120112 0 Smucker (J.M.) Company - NEW Equity 832696405 2231 17636 SH DFND 0 17636 0 Snap Inc - A Equity 83304A106 953 18222 SH DFND 0 18222 0 Snowflake Inc-class A Equity 833445109 13190 57526 SH DFND 0 57526 0 Soaring Eagle Acquisition Corp. 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