-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I0mmFj4vonceD4NVy3jiDveNoYx6gEPMSbGzuTMTOWQGU9LzJKgWlvhkckWOQDfE Nfh4ilPATP1fJkcdP/OcTQ== 0000947871-02-000150.txt : 20020414 0000947871-02-000150.hdr.sgml : 20020414 ACCESSION NUMBER: 0000947871-02-000150 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020205 GROUP MEMBERS: PAUL TUDOR JONES, II GROUP MEMBERS: TUDOR PROPRIETARY TRADING, L.L.C. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HARBOR GLOBAL CO LTD CENTRAL INDEX KEY: 0001116616 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 522256071 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-59815 FILM NUMBER: 02527117 BUSINESS ADDRESS: STREET 1: 60 STATE STREET STREET 2: 18TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109-1820 BUSINESS PHONE: 6174224804 MAIL ADDRESS: STREET 1: 60 STATE STREET STREET 2: 18TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109-1820 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TUDOR INVESTMENT CORP ET AL CENTRAL INDEX KEY: 0000923093 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: ONE LIBERTY PLAZA STREET 2: 51ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10006 MAIL ADDRESS: STREET 1: ONE LIBERTY PLAZA STREET 2: 51ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10006 SC 13G/A 1 sc13ga_020102-harbor.txt AMENDMENT NO. 1 TO SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Harbor Global Company Ltd. - -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK - -------------------------------------------------------------------------------- (Title of Class of Securities) G4285W100 - -------------------------------------------------------------------------------- (CUSIP Number) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 CUSIP No. G4285W100 - -------------------------------------------------------------------------------- 1) Names of Reporting Person S.S. or I.R.S. Identification No. of Above Person Paul Tudor Jones, II ----------------------------------------------------------------------- ----------------------------------------------------------------------- - -------------------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) ------------------------------------------------------------------ (b) X ------------------------------------------------------------------ - -------------------------------------------------------------------------------- 3) SEC Use Only ----------------------------------------------------------- - -------------------------------------------------------------------------------- 4) Citizenship or Place of Organization USA --------------------------------- - -------------------------------------------------------------------------------- (5) Sole Voting Power 0 Number of Shares ----------------------------------------------------- Beneficially (6) Shared Voting Power 320,540 Owned by Each ----------------------------------------------------- Report Person (7) Sole Dispositive Power 0 With ----------------------------------------------------- (8) Shared Dispositive Power 320,540 ----------------------------------------------------- - -------------------------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person 320,540 ---------- - -------------------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ----------------------------------------------------- - -------------------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row 9 5.7% ----------------------- - -------------------------------------------------------------------------------- 12) Type of Reporting Person (See Instructions) IN --------------------------- - -------------------------------------------------------------------------------- Page 2 CUSIP No. G4285W100 - -------------------------------------------------------------------------------- 1) Names of Reporting Person S.S. or I.R.S. Identification No. of Above Person Tudor Proprietary Trading, L.L.C. ----------------------------------------------------------------------- 13-3720063 ----------------------------------------------------------------------- - -------------------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) ------------------------------------------------------------------ (b) X ------------------------------------------------------------------ - -------------------------------------------------------------------------------- 3) SEC Use Only ----------------------------------------------------------- - -------------------------------------------------------------------------------- 4) Citizenship or Place of Organization Delaware --------------------------------- - -------------------------------------------------------------------------------- (5) Sole Voting Power 0 Number of Shares ----------------------------------------------------- Beneficially (6) Shared Voting Power 320,540 Owned by Each ----------------------------------------------------- Report Person (7) Sole Dispositive Power 0 With ----------------------------------------------------- (8) Shared Dispositive Power 320,540 ----------------------------------------------------- - -------------------------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person 320,540 ---------- - -------------------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ----------------------------------------------------- - -------------------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row 9 5.7% ----------------------- - -------------------------------------------------------------------------------- 12) Type of Reporting Person (See Instructions) OO --------------------------- - -------------------------------------------------------------------------------- Page 3 Item 1(a). Name of Issuer: Harbor Global Company Ltd. Item 1(b). Address of Issuer's Principal Executive Offices: 60 State Street 18th Floor Boston, MA 02109-1820 Item 2(a). Name of Person Filing: Paul Tudor Jones, II Tudor Proprietary Trading, L.L.C. ("TPT") Item 2(b). Address of Principal Business Office or, if none, Residence: The principal business office of TPT is: 1275 King Street Greenwich, CT 06831 The principal business office of Mr. Jones is: c/o Tudor Investment Corporation 1275 King Street Greenwich, CT 06831 Item 2(c). Citizenship: Mr. Jones is a citizen of the United States TPT is a Delaware limited liability company Item 2(d). Title of Class of Securities: Common Stock Item 2(e). CUSIP Number: G4285W100 Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a: (a) [ ] Broker or Dealer registered under section 15 of the Act (b) [ ] Bank as defined in section 3(a)(6) of the Act (c) [ ] Insurance Company as defined in section 3(a)(19) of the Act (d) [ ] Investment Company registered under section 8 of the Investment Company Act (e) [ ] Investment Adviser registered under section 203 of the Investment Advisers Act of 1940 (f) [ ] Employment Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment fund; see section 240.13d-1(b)(1)(ii)(F) (g) [ ] Parent Holding Company, in accordance with section 240.13d-1(b)(1)(ii)(G) (Note: See Item 7) (h) [ ] Group, in accordance with section 240.13d-1(b)(1)(ii)(H) Page 4 Item 4. Ownership (As of December 31, 2001). (a) Amount Beneficially Owned: See Item 9 of cover pages (b) Percent of Class: See Item 11 of cover pages (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote See Item 5 of cover pages ------------------------------------------------------- (ii) shared power to vote or to direct the vote See Item 6 of cover pages ------------------------------------------------------- (iii) sole power to dispose or to direct the disposition of See Item 7 of cover pages ------------------------------------------------------- (iv) shared power to dispose or to direct the disposition of See Item 8 of cover pages The shares of Common Stock reported herein as beneficially owned are owned directly by TPT (320,540 shares). Because Mr. Jones is the indirect controlling equity holder of TPT, Mr. Jones may be deemed to beneficially own the shares of Common Stock deemed beneficially owned by TPT. Mr. Jones expressly disclaims such beneficial ownership. Item 5. Ownership of Five Percent or Less of a Class. Not applicable Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. Not applicable Item 8. Identification and Classification of Members of the Group. See cover pages Item 9. Notice of Dissolution of Group. Not applicable Page 5 Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 1, 2002 Paul Tudor Jones, II ----------------------------------------- Paul Tudor Jones, II TUDOR PROPRIETARY TRADING, L.L.C. By: Stephen N. Waldman -------------------------------------- Stephen N. Waldman Vice President and Associate General Counsel Page 6 -----END PRIVACY-ENHANCED MESSAGE-----