-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VPXbVrEVnulny/y/fpMVFRk47l3Da5Z4NcKRLLVINRSxekJ+lwazBFaUqQJeevLX 5jdc4kHwPRzhnovvvyi51A== 0000930661-02-000465.txt : 20020414 0000930661-02-000465.hdr.sgml : 20020414 ACCESSION NUMBER: 0000930661-02-000465 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011231 FILED AS OF DATE: 20020214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TUDOR INVESTMENT CORP ET AL CENTRAL INDEX KEY: 0000923093 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04356 FILM NUMBER: 02548004 BUSINESS ADDRESS: STREET 1: ONE LIBERTY PLAZA STREET 2: 51ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10006 MAIL ADDRESS: STREET 1: ONE LIBERTY PLAZA STREET 2: 51ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10006 13F-HR 1 d13fhr.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or quarter Ended: December 31, 2001 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Tudor Investment Corporation Address: 1275 King Street Greenwich, CT 06831 Form 13F File Number: 28-7762 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John Torell Title: Managing Director Phone: (203) 863-6742 Signature, Place, and Date of Signing: /s/ John Torell Greenwich, CT 06831 February 14, 2001 - --------------------------- ------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13 NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Included Managers: Form 13F File Number Name 28-5175 Tudor Proprietary Trading, L.L.C. Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers 1. Form 13F Information Table Entry Total 190 Form 13F Information Table Value Total $ 2,337,522 (Thousands) List of Other Included Managers: No. Form 13F File Number Name 1. 28-5175 Tudor Proprietary Trading, L.L.C. TUDOR INVESTMENT CORPORATION QUARTERLY REPORT DETAILING 13F ELIGIBLE SECURITIES AS December 31, 2001
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 -------- -------- -------- -------- ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE (x1000) SHRS OR PRN AMT SH/PRN -------------- -------------- ----- ------------- ---------------------- ACXIOM CORP COMMON STOCK 005125109 9,890 566,100 SH ADELPHIA COMMUNICATIONS-CL A COMMON STOCK 006848105 18,240 585,000 SH AETNA INC-NEW COMMON STOCK 00817Y108 73,693 2,233,800 SH AFC ENTERPRISES COMMON STOCK 00104Q107 344 12,100 SH AGRIUM INC COMMON STOCK 008916108 21,420 2,020,800 SH ALLIANT ENERGY CORP COMMON STOCK 018802108 5,009 165,000 SH ALLTRISTA CORP COMMON STOCK 020040101 385 24,500 SH AMAZON.COM INC COMMON STOCK 023135106 2,240 207,000 SH AMERICAN STATES WATER CO COMMON STOCK 029899101 4,966 142,100 SH AMR CORP/DEL COMMON STOCK 001765106 292 13,100 SH ANNUITY AND LIFE RE (HLDGS) COMMON STOCK G03910109 2,385 95,000 SH ANSWERTHINK INC COMMON STOCK 036916104 8,063 1,234,700 SH ANTHEM INC COMMON STOCK 03674B104 45,030 909,700 SH ARAMARK CORP-CL B COMMON STOCK 038521100 20,175 750,000 SH ARBITRON INC COMMON STOCK 03875Q108 10,928 320,000 SH ARCHER-DANIELS-MIDLAND CO COMMON STOCK 039483102 15,936 1,110,493 SH ARGONAUT TECHNOLOGIES INC COMMON STOCK 040175101 359 85,500 SH ART TECHNOLOGY GROUP INC COMMON STOCK 04289L107 501 143,936 SH ASTROPOWER INC COMMON STOCK 04644A101 4,100 101,400 SH AUSPEX SYSTEMS INC COMMON STOCK 052116100 3,885 2,158,440 SH AUTONATION INC COMMON STOCK 05329W102 3,094 250,900 SH AVAYA INC COMMON STOCK 053499109 2,903 238,900 SH BANK ONE CORP COMMON STOCK 06423A953 3,100 1,000,000 SH BARD (C.R.) INC COMMON STOCK 067383109 5,160 80,000 SH BARNES & NOBLE INC COMMON STOCK 067774109 3,514 118,700 SH BECKMAN COULTER INC COMMON STOCK 075811109 3,305 74,600 SH BEVERLY ENTERPRISES INC COMMON STOCK 087851309 24,772 2,880,500 SH BLOCK H & R INC COMMON STOCK 093671955 366 1,625,000 SH BLOCK H & R INC COMMON STOCK 093671105 70,403 1,575,000 SH BMC SOFTWARE INC COMMON STOCK 055921100 32,904 2,010,000 SH BRIGHTPOINT INC COMMON STOCK 109473108 314 100,000 SH CABLEVISION SYSTEMS-NY GRP-A COMMON STOCK 12686C109 29,799 628,000 SH CALPINE CORPORATION COMMON STOCK 131347106 54,567 3,250,000 SH CARDIAC SCIENCE INC COMMON STOCK 141410209 6,542 1,470,200 SH CATERPILLAR INC COMMON STOCK 149123951 1,675 500,000 SH CATERPILLAR INC COMMON STOCK 149123101 13,063 250,000 SH CERTEGY INC COMMON STOCK 156880106 7,812 228,300 SH CHARTER COMMUNICATIONS INC-A COMMON STOCK 16117M107 8,958 545,200 SH CHESAPEAKE ENERGY CORP COMMON STOCK 165167107 20,668 3,126,700 SH CHUBB CORP COMMON STOCK 171232951 18,265 1,300,000 SH CIRCUIT CITY STORES-CIRCUIT COMMON STOCK 172737108 6,488 250,000 SH CISCO SYSTEMS INC COMMON STOCK 17275R102 380 21,000 SH COACH INC COMMON STOCK 189754104 1,637 42,000 SH COMDISCO INC COMMON STOCK 200336105 211 405,900 SH CONNETICS CORP COMMON STOCK 208192104 4,359 366,300 SH COSINE COMMUNICATIONS INC COMMON STOCK 221222102 171 110,613 SH CP HOLDRS COMMON STOCK 12616K106 19,097 486,800 SH DAVITA INC COMMON STOCK 23918K108 12,225 500,000 SH DELUXE CORP COMMON STOCK 248019101 10,000 240,500 SH DIEBOLD INC COMMON STOCK 253651103 4,044 100,000 SH DIME BANCORP INC COMMON STOCK 25429Q102 2,526 70,000 SH DIRECT FOCUS INC COMMON STOCK 254931108 7,371 236,241 SH DIVERSA CORP COMMON STOCK 255064107 3,024 213,700 SH DONNELLEY (R.R.) & SONS CO COMMON STOCK 257867101 51,402 1,731,300 SH DUN & BRADSTREET CORP COMMON STOCK 26483E100 56,187 1,591,700 SH EARTHLINK INC COMMON STOCK 270321102 3,044 250,100 SH ECHOSTAR COMMUNICATIONS - A COMMON STOCK 278762109 50,773 1,848,300 SH
COLUMN 1 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------- ----------- -------- -------- -------- Investment Discretion Voting Authority -------------------------------- --------------------------- NAME OF ISSUER PUT/CALL shared-defined shared-other Managers Sole Shared None -------------- -------- -------------- ------------ -------- ---- ------ ---- ACXIOM CORP 521,575 44,525 1 521,575 44,525 ADELPHIA COMMUNICATIONS-CL A 539,429 45,571 1 539,429 45,571 AETNA INC-NEW 2,066,101 167,699 1 2,066,101 167,699 AFC ENTERPRISES 11,157 943 1 11,157 943 AGRIUM INC 1,848,174 172,626 1 1,848,174 172,626 ALLIANT ENERGY CORP 136,950 28,050 1 136,950 28,050 ALLTRISTA CORP 17,625 6,875 1 17,625 6,875 AMAZON.COM INC 190,916 16,084 1 190,916 16,084 AMERICAN STATES WATER CO 132,574 9,526 1 132,574 9,526 AMR CORP/DEL 12,080 1,020 1 12,080 1,020 ANNUITY AND LIFE RE (HLDGS) - 95,000 1 - 95,000 ANSWERTHINK INC 1,140,819 93,881 1 1,140,819 93,881 ANTHEM INC 846,443 63,257 1 846,443 63,257 ARAMARK CORP-CL B 711,051 38,949 1 711,051 38,949 ARBITRON INC 298,205 21,795 1 298,205 21,795 ARCHER-DANIELS-MIDLAND CO 1,023,397 87,096 1 1,023,397 87,096 ARGONAUT TECHNOLOGIES INC 85,500 - 1 85,500 - ART TECHNOLOGY GROUP INC 60,605 83,331 1 60,605 83,331 ASTROPOWER INC 96,194 5,206 1 96,194 5,206 AUSPEX SYSTEMS INC 2,013,960 144,480 1 2,013,960 144,480 AUTONATION INC 231,355 19,545 1 231,355 19,545 AVAYA INC 220,346 18,554 1 220,346 18,554 BANK ONE CORP PUT 922,300 77,700 1 922,300 77,700 BARD (C.R.) INC 52,000 28,000 1 52,000 28,000 BARNES & NOBLE INC 108,859 9,841 1 108,859 9,841 BECKMAN COULTER INC 68,749 5,851 1 68,749 5,851 BEVERLY ENTERPRISES INC 2,718,545 161,955 1 2,718,545 161,955 BLOCK H & R INC PUT 1,496,500 128,500 1 1,496,500 128,500 BLOCK H & R INC 1,449,177 125,823 1 1,449,177 125,823 BMC SOFTWARE INC 1,853,421 156,579 1 1,853,421 156,579 BRIGHTPOINT INC - 100,000 1 - 100,000 CABLEVISION SYSTEMS-NY GRP-A 579,080 48,920 1 579,080 48,920 CALPINE CORPORATION 2,990,202 259,798 1 2,990,202 259,798 CARDIAC SCIENCE INC 892,600 577,600 1 892,600 577,600 CATERPILLAR INC PUT 468,400 31,600 1 468,400 31,600 CATERPILLAR INC 230,392 19,608 1 230,392 19,608 CERTEGY INC 210,393 17,907 1 210,393 17,907 CHARTER COMMUNICATIONS INC-A 502,730 42,470 1 502,730 42,470 CHESAPEAKE ENERGY CORP 2,898,635 228,065 1 2,898,635 228,065 CHUBB CORP CALL 1,197,600 102,400 1 1,197,600 102,400 CIRCUIT CITY STORES-CIRCUIT 229,273 20,727 1 229,273 20,727 CISCO SYSTEMS INC 21,000 - 1 21,000 - COACH INC 38,728 3,272 1 38,728 3,272 COMDISCO INC 365,310 40,590 1 365,310 40,590 CONNETICS CORP 252,450 113,850 1 252,450 113,850 COSINE COMMUNICATIONS INC 108,226 2,387 1 108,226 2,387 CP HOLDRS 450,036 36,764 1 450,036 36,764 DAVITA INC 461,051 38,949 1 461,051 38,949 DELUXE CORP 224,938 15,562 1 224,938 15,562 DIEBOLD INC 92,210 7,790 1 92,210 7,790 DIME BANCORP INC 45,500 24,500 1 45,500 24,500 DIRECT FOCUS INC 224,006 12,235 1 224,006 12,235 DIVERSA CORP 125,600 88,100 1 125,600 88,100 DONNELLEY (R.R.) & SONS CO 1,598,725 132,575 1 1,598,725 132,575 DUN & BRADSTREET CORP 1,466,332 125,368 1 1,466,332 125,368 EARTHLINK INC 230,616 19,484 1 230,616 19,484 ECHOSTAR COMMUNICATIONS - A 1,703,852 144,448 1 1,703,852 144,448
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 -------- -------- -------- -------- ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE (x1000) SHRS OR PRN AMT SH/PRN -------------- -------------- ----- ------------- ---------------------- EDWARDS LIFESCIENCES CORP COMMON STOCK 28176E108 10,972 397,100 SH EL PASO CORPORATION COMMON STOCK 28336L959 5 100,000 SH EL PASO ELECTRIC CO COMMON STOCK 283677854 20,957 1,445,300 SH ELITE INFORMATION GROUP INC COMMON STOCK 28659M106 6,574 530,150 SH ENERGIZER HOLDINGS INC COMMON STOCK 29266R108 19,368 1,016,700 SH ENGAGE INC COMMON STOCK 292827102 752 1,708,072 SH EQUITABLE RESOURCES INC COMMON STOCK 294549100 41,242 1,210,500 SH EXACT SCIENCES CORP COMMON STOCK 30063P105 868 84,612 SH EXPEDIA INC -CL A COMMON STOCK 302125109 5,283 130,100 SH EXPEDITORS INTL WASH INC COMMON STOCK 302130959 381 250,000 SH EXPEDITORS INTL WASH INC COMMON STOCK 302130109 8,543 150,000 SH FEDERAL-MOGUL CORPORATION COMMON STOCK 313549107 20 25,000 SH FIBERNET TELECOM GROUP INC COMMON STOCK 315653105 196 530,670 SH FISHER SCIENTIFIC INTL COMMON STOCK 338032204 30,660 1,050,000 SH FLEETBOSTON FINANCIAL CORP COMMON STOCK 339030908 6,225 750,000 SH FLEETBOSTON FINANCIAL CORP COMMON STOCK 339030908 15,113 1,550,000 SH FLEETBOSTON FINANCIAL CORP COMMON STOCK 339030108 9,800 268,500 SH FOOTSTAR INC COMMON STOCK 344912950 780 600,000 SH FOOTSTAR INC COMMON STOCK 344912100 19,656 628,000 SH FOUNDRY NETWORKS INC COMMON STOCK 35063R100 218 26,800 SH FUELCELL ENERGY INC COMMON STOCK 35952H106 3,365 185,500 SH GATX CORP COMMON STOCK 361448903 3,600 900,000 SH GENERAL MOTORS-CLASS H COMMON STOCK 370442832 38,030 2,461,500 SH GENOME THERAPEUTICS CORP COMMON STOCK 372430108 68 10,000 SH GEORGIA-PACIFIC CORP COMMON STOCK 373298958 681 250,000 SH GEORGIA-PACIFIC CORP COMMON STOCK 373298958 2,475 500,000 SH GEORGIA-PACIFIC CORP COMMON STOCK 373298958 1,838 250,000 SH GEORGIA-PACIFIC CORP COMMON STOCK 373298958 3,875 500,000 SH GEORGIA-PACIFIC CORP COMMON STOCK 373298108 14,967 542,100 SH GOODYEAR TIRE & RUBBER CO COMMON STOCK 382550951 319 250,000 SH GTECH HOLDINGS CORP COMMON STOCK 400518956 385 350,000 SH GTECH HOLDINGS CORP COMMON STOCK 400518106 34,579 763,500 SH GUIDANT CORP COMMON STOCK 401698105 65,985 1,325,000 SH HARLAND (JOHN H.) CO COMMON STOCK 412693103 5,638 255,100 SH HASBRO INC COMMON STOCK 418056107 24,012 1,479,500 SH HEALTHAXIS INC COMMON STOCK 42219D100 374 550,000 Ssh HEALTHSOUTH CORP COMMON STOCK 421924101 54,967 3,709,000 SH HERCULES INC COMMON STOCK 427056106 300 30,000 SH HONEYWELL INTERNATIONAL INC COMMON STOCK 438516106 29,183 862,900 SH HOUSEHOLD INTERNATIONAL INC COMMON STOCK 441815957 2,625 750,000 SH I2 TECHNOLOGIES INC COMMON STOCK 465754109 9,868 1,249,100 SH ICN PHARMACEUTICALS INC COMMON STOCK 448924100 1,173 35,000 SH ILLINOIS TOOL WORKS COMMON STOCK 452308959 1,660 400,000 SH INFORMAX INC COMMON STOCK 45677N205 1,003 340,062 SH INTERMUNE INC COMMON STOCK 45884X103 19,684 399,600 SH INTL BUSINESS MACHINES CORP COMMON STOCK 459200101 1,574 13,010 SH INTL GAME TECHNOLOGY COMMON STOCK 459902102 19,308 282,700 SH KENNETH COLE PRODUCTIONS-A COMMON STOCK 193294105 3,540 200,000 SH KMART CORP COMMON STOCK 482584959 113 500,000 SH KMART CORP COMMON STOCK 482584959 2,100 1,000,000 SH KRISPY KREME DOUGHNUTS INC COMMON STOCK 501014104 4,641 105,000 SH LAFARGE NORTH AMERICA INC COMMON STOCK 505862102 883 23,500 SH LEAP WIRELESS INTL INC COMMON STOCK 521863100 2,456 117,100 SH LENNAR CORP COMMON STOCK 526057104 19,262 411,400 SH LEVEL 3 COMMUNICATIONS INC COMMON STOCK 52729N100 250 49,900 SH LOCKHEED MARTIN CORPORATION COMMON STOCK 539830109 23,335 500,000 SH MARTEK BIOSCIENCES CORP COMMON STOCK 572901106 2,108 96,900 SH MEDQUIST INC COMMON STOCK 584949101 1,816 62,100 SH MEREDITH CORP COMMON STOCK 589433101 24,738 693,900 SH MICROSOFT CORP COMMON STOCK 594918904 15,975 750,000 SH MOTIENT CORP COMMON STOCK 619908106 926 2,205,200 SH NEOFORMA INC COMMON STOCK 640475505 1,020 35,000 SH NETAMERICA.COM CORP COMMON STOCK 754091106 92 125,000 SH NETSCREEN TECHNOLOGIES INC COMMON STOCK 64117V107 1,328 60,000 SH
COLUMN 1 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------- ---------- -------- -------- -------- Investment Discretion Voting Authority -------------------------------- --------------------------- NAME OF ISSUER PUT/CALL shared-defined shared-other Managers Sole Shared None -------------- -------- -------------- ------------ -------- ---- ------ ---- EDWARDS LIFESCIENCES CORP 365,955 31,145 1 365,955 31,145 EL PASO CORPORATION PUT 83,000 17,000 1 83,000 17,000 EL PASO ELECTRIC CO 1,341,104 104,196 1 1,341,104 104,196 ELITE INFORMATION GROUP INC 489,149 41,001 1 489,149 41,001 ENERGIZER HOLDINGS INC 936,892 79,808 1 936,892 79,808 ENGAGE INC 1,708,072 - 1 1,708,072 - EQUITABLE RESOURCES INC 1,119,997 90,503 1 1,119,997 90,503 EXACT SCIENCES CORP 42,306 42,306 1 42,306 42,306 EXPEDIA INC -CL A 119,965 10,135 1 119,965 10,135 EXPEDITORS INTL WASH INC PUT 230,500 19,500 1 230,500 19,500 EXPEDITORS INTL WASH INC 124,500 25,500 1 124,500 25,500 FEDERAL-MOGUL CORPORATION 18,750 6,250 1 18,750 6,250 FIBERNET TELECOM GROUP INC 530,670 - 1 530,670 - FISHER SCIENTIFIC INTL 981,556 68,444 1 981,556 68,444 FLEETBOSTON FINANCIAL CORP CALL 708,600 41,400 1 708,600 41,400 FLEETBOSTON FINANCIAL CORP CALL 1,428,000 122,000 1 1,428,000 122,000 FLEETBOSTON FINANCIAL CORP 254,392 14,108 1 254,392 14,108 FOOTSTAR INC PUT 553,200 46,800 1 553,200 46,800 FOOTSTAR INC 584,655 43,345 1 584,655 43,345 FOUNDRY NETWORKS INC 24,721 2,079 1 24,721 2,079 FUELCELL ENERGY INC 172,849 12,651 1 172,849 12,651 GATX CORP CALL 828,900 71,100 1 828,900 71,100 GENERAL MOTORS-CLASS H 2,271,360 190,140 1 2,271,360 190,140 GENOME THERAPEUTICS CORP 4,099 5,901 1 4,099 5,901 GEORGIA-PACIFIC CORP PUT 232,900 17,100 1 232,900 17,100 GEORGIA-PACIFIC CORP PUT 465,900 34,100 1 465,900 34,100 GEORGIA-PACIFIC CORP PUT 232,900 17,100 1 232,900 17,100 GEORGIA-PACIFIC CORP PUT 461,200 38,800 1 461,200 38,800 GEORGIA-PACIFIC CORP 500,000 42,100 1 500,000 42,100 GOODYEAR TIRE & RUBBER CO PUT 230,500 19,500 1 230,500 19,500 GTECH HOLDINGS CORP PUT 322,800 27,200 1 322,800 27,200 GTECH HOLDINGS CORP 703,739 59,761 1 703,739 59,761 GUIDANT CORP 1,225,963 99,037 1 1,225,963 99,037 HARLAND (JOHN H.) CO 237,169 17,931 1 237,169 17,931 HASBRO INC 1,381,823 97,677 1 1,381,823 97,677 HEALTHAXIS INC 550,000 - 1 550,000 - HEALTHSOUTH CORP 3,488,785 220,215 1 3,488,785 220,215 HERCULES INC 19,500 10,500 1 19,500 10,500 HONEYWELL INTERNATIONAL INC 795,167 67,733 1 795,167 67,733 HOUSEHOLD INTERNATIONAL INC PUT 691,000 59,000 1 691,000 59,000 I2 TECHNOLOGIES INC 1,147,475 101,625 1 1,147,475 101,625 ICN PHARMACEUTICALS INC 22,700 12,300 1 22,700 12,300 ILLINOIS TOOL WORKS PUT 368,900 31,100 1 368,900 31,100 INFORMAX INC 340,062 - 1 340,062 - INTERMUNE INC 370,019 29,581 1 370,019 29,581 INTL BUSINESS MACHINES CORP 13,010 - 1 13,010 - INTL GAME TECHNOLOGY 260,681 22,019 1 260,681 22,019 KENNETH COLE PRODUCTIONS-A 184,204 15,796 1 184,204 15,796 KMART CORP PUT 450,000 50,000 1 450,000 50,000 KMART CORP PUT 921,000 79,000 1 921,000 79,000 KRISPY KREME DOUGHNUTS INC 96,820 8,180 1 96,820 8,180 LAFARGE NORTH AMERICA INC 15,275 8,225 1 15,275 8,225 LEAP WIRELESS INTL INC 108,005 9,095 1 108,005 9,095 LENNAR CORP 378,500 32,900 1 378,500 32,900 LEVEL 3 COMMUNICATIONS INC 46,024 3,876 1 46,024 3,876 LOCKHEED MARTIN CORPORATION 460,500 39,500 1 460,500 39,500 MARTEK BIOSCIENCES CORP 90,421 6,479 1 90,421 6,479 MEDQUIST INC 44,865 17,235 1 44,865 17,235 MEREDITH CORP 645,534 48,366 1 645,534 48,366 MICROSOFT CORP CALL 691,200 58,800 1 691,200 58,800 MOTIENT CORP - 2,205,200 1 - 2,205,200 NEOFORMA INC 32,273 2,727 1 32,273 2,727 NETAMERICA.COM CORP 125,000 - 1 125,000 - NETSCREEN TECHNOLOGIES INC 60,000 - 1 60,000 -
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 -------- -------- -------- -------- ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE (x1000) SHRS OR PRN AMT SH/PRN -------------- -------------- ----- ------------- ---------------------- NEUROCRINE BIOSCIENCES INC COMMON STOCK 64125C109 5,485 106,900 SH NEWPOWER HOLDINGS INC COMMON STOCK 652463100 854 1,154,400 SH NEXTEL COMMUNICATIONS INC-A COMMON STOCK 65332V103 3,288 300,000 SH NOBLE AFFILIATES INC COMMON STOCK 654894104 12,094 342,700 SH NVIDIA CORP COMMON STOCK 67066G104 669 10,000 SH OAKWOOD HOMES CORP COMMON STOCK 674098207 106 20,000 SH OCEAN ENERGY INC COMMON STOCK 67481E106 11,478 597,800 SH OFFICEMAX INC COMMON STOCK 67622M108 981 218,000 SH OMI CORP - NEW COMMON STOCK Y6476W104 498 125,000 SH ORAPHARMA INC COMMON STOCK 68554E106 835 185,900 SH PACTIV CORPORATION COMMON STOCK 695257105 76,066 4,285,400 SH PAYLESS SHOESOURCE INC COMMON STOCK 704379106 33,246 592,100 SH PEGASUS COMMUNICATIONS CORP COMMON STOCK 705904100 2,022 194,200 SH PENNZOIL-QUAKER STATE CO COMMON STOCK 709323109 12,309 851,800 SH PEOPLESOFT INC COMMON STOCK 712713106 8,040 200,000 SH PETSMART INC COMMON STOCK 716768106 28,571 2,903,600 SH PHARMACYCLICS INC COMMON STOCK 716933106 417 42,000 SH PHELPS DODGE CORP COMMON STOCK 717265102 3,891 120,100 SH PIONEER NATURAL RESOURCES CO COMMON STOCK 723787107 16,698 867,000 SH PITTSTON BRINK'S GROUP COMMON STOCK 725701106 7,735 350,000 SH POLYMEDICA CORP COMMON STOCK 731738100 4,200 253,000 SH PRINCIPAL FINANCIAL GROUP COMMON STOCK 74251V102 36,605 1,525,200 SH PROGENICS PHARMACEUTICALS COMMON STOCK 743187106 27,281 2,272,388 SH PRUDENTIAL FINANCIAL INC COMMON STOCK 744320102 16,595 500,000 SH PULTE HOMES INC COMMON STOCK 745867951 150 300,000 SH PULTE HOMES INC COMMON STOCK 745867101 21,924 490,800 SH QUALITY DINING INC COMMON STOCK 74756P105 88 40,000 SH R.H. DONNELLEY CORP COMMON STOCK 74955W307 32,263 1,110,600 SH RADIOSHACK CORP COMMON STOCK 750438103 9,030 300,000 SH READER'S DIGEST ASSN-CL A COMMON STOCK 755267101 43,764 1,896,200 SH RELIANCE STEEL & ALUMINUM COMMON STOCK 759509102 5,513 210,000 SH REYNOLDS & REYNOLDS -CL A COMMON STOCK 761695105 9,082 374,500 SH RIVERSTONE NETWORKS INC COMMON STOCK 769320102 830 50,000 SH RJ REYNOLDS TOBACCO HOLDINGS COMMON STOCK 76182K105 17,515 311,100 SH SCHERING-PLOUGH CORP COMMON STOCK 806605101 69,500 1,940,800 SH SCRIPPS CO [E.W.]-CL A COMMON STOCK 811054204 26,129 395,900 SH SEPRACOR INC COMMON STOCK 817315104 15,900 278,646 SH SERVICE CORP INTERNATIONAL COMMON STOCK 817565104 12,637 2,532,400 SH SHAW COMMUNICATIONS INC-B COMMON STOCK 82028K200 3,057 144,200 SH SIRIUS SATELLITE RADIO INC COMMON STOCK 82966U103 1,454 125,000 SH STONEPATH GROUP INC COMMON STOCK 861837102 787 425,407 SH SURMODICS INC COMMON STOCK 868873100 18,230 500,000 SH SYCAMORE NETWORKS INC COMMON STOCK 871206108 3,314 618,300 SH TEKTRONIX INC COMMON STOCK 879131100 6,437 249,700 SH TELLIUM INC COMMON STOCK 87967E107 1,433 230,000 SH THE DIAL CORPORATION COMMON STOCK 25247D101 8,697 507,100 SH THERASENSE INC COMMON STOCK 883381105 5,952 240,000 SH THERMO ELECTRON CORP COMMON STOCK 883556102 22,297 934,500 SH TIMBERLAND COMPANY -CL A COMMON STOCK 887100105 26,631 718,200 SH TRANSMETA CORP/DELAWARE COMMON STOCK 89376R109 1,536 671,047 SH TRIPATH IMAGING INC COMMON STOCK 896942109 3,055 405,700 SH TULARIK INC COMMON STOCK 899165104 1,741 72,500 SH ULTRAMAR DIAMOND SHAMROCK CP COMMON STOCK 904000106 3,464 70,000 SH UNITED DEFENSE INDS INC COMMON STOCK 91018B104 6,315 300,000 SH UNITED PARCEL SERVICE -CL B COMMON STOCK 911312956 3,456 540,000 SH UNOCAL CORP COMMON STOCK 915289902 2,336 354,000 SH UNOCAL CORP COMMON STOCK 915289102 21,364 592,300 SH US ONCOLOGY INC COMMON STOCK 90338W103 754 100,000 SH USA EDUCATION INC COMMON STOCK 90390U102 74,307 884,400 SH UST INC COMMON STOCK 902911106 23,083 659,500 SH UTI WORLDWIDE INC COMMON STOCK G87210103 4,893 250,000 SH VALASSIS COMMUNICATIONS INC COMMON STOCK 918866104 15,014 421,500 SH VIAD CORP COMMON STOCK 92552R109 26,574 1,122,200 SH WEBEX COMMUNICATIONS INC COMMON STOCK 94767L109 373 15,000 SH
COLUMN 1 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------- -------- -------- -------- -------- Investment Discretion Voting Authority -------------------------------- --------------------------- NAME OF ISSUER PUT/CALL shared-defined shared-other Managers Sole Shared None -------------- -------- -------------- ------------ -------- ---- ------ ---- NEUROCRINE BIOSCIENCES INC 98,593 8,307 1 98,593 8,307 NEWPOWER HOLDINGS INC 907,894 246,506 1 907,894 246,506 NEXTEL COMMUNICATIONS INC-A 276,773 23,227 1 276,773 23,227 NOBLE AFFILIATES INC 321,064 21,636 1 321,064 21,636 NVIDIA CORP 9,215 785 1 9,215 785 OAKWOOD HOMES CORP 18,000 2,000 1 18,000 2,000 OCEAN ENERGY INC 556,321 41,479 1 556,321 41,479 OFFICEMAX INC 201,018 16,982 1 201,018 16,982 OMI CORP - NEW - 125,000 1 - 125,000 ORAPHARMA INC 185,900 - 1 185,900 - PACTIV CORPORATION 3,931,918 353,482 1 3,931,918 353,482 PAYLESS SHOESOURCE INC 522,862 69,238 1 522,862 69,238 PEGASUS COMMUNICATIONS CORP 172,630 21,570 1 172,630 21,570 PENNZOIL-QUAKER STATE CO 784,983 66,817 1 784,983 66,817 PEOPLESOFT INC 184,313 15,687 1 184,313 15,687 PETSMART INC 2,693,337 210,263 1 2,693,337 210,263 PHARMACYCLICS INC 38,862 3,138 1 38,862 3,138 PHELPS DODGE CORP 112,602 7,498 1 112,602 7,498 PIONEER NATURAL RESOURCES CO 798,944 68,056 1 798,944 68,056 PITTSTON BRINK'S GROUP 326,526 23,474 1 326,526 23,474 POLYMEDICA CORP 241,964 11,036 1 241,964 11,036 PRINCIPAL FINANCIAL GROUP 1,405,380 119,820 1 1,405,380 119,820 PROGENICS PHARMACEUTICALS 2,053,281 219,107 1 2,053,281 219,107 PRUDENTIAL FINANCIAL INC 500,000 - 1 500,000 - PULTE HOMES INC PUT 276,600 23,400 1 276,600 23,400 PULTE HOMES INC 451,424 39,376 1 451,424 39,376 QUALITY DINING INC 31,000 9,000 1 31,000 9,000 R.H. DONNELLEY CORP 1,023,179 87,421 1 1,023,179 87,421 RADIOSHACK CORP 276,631 23,369 1 276,631 23,369 READER'S DIGEST ASSN-CL A 1,755,672 140,528 1 1,755,672 140,528 RELIANCE STEEL & ALUMINUM 174,845 35,155 1 174,845 35,155 REYNOLDS & REYNOLDS -CL A 345,070 29,430 1 345,070 29,430 RIVERSTONE NETWORKS INC 46,116 3,884 1 46,116 3,884 RJ REYNOLDS TOBACCO HOLDINGS 290,054 21,046 1 290,054 21,046 SCHERING-PLOUGH CORP 1,805,002 135,798 1 1,805,002 135,798 SCRIPPS CO [E.W.]-CL A 364,623 31,277 1 364,623 31,277 SEPRACOR INC 257,962 20,684 1 257,962 20,684 SERVICE CORP INTERNATIONAL 2,334,401 197,999 1 2,334,401 197,999 SHAW COMMUNICATIONS INC-B 134,598 9,602 1 134,598 9,602 SIRIUS SATELLITE RADIO INC 115,262 9,738 1 115,262 9,738 STONEPATH GROUP INC 425,407 - 1 425,407 - SURMODICS INC 460,616 39,384 1 460,616 39,384 SYCAMORE NETWORKS INC 569,468 48,832 1 569,468 48,832 TEKTRONIX INC 230,115 19,585 1 230,115 19,585 TELLIUM INC 211,904 18,096 1 211,904 18,096 THE DIAL CORPORATION 375,170 131,930 1 375,170 131,930 THERASENSE INC 224,065 15,935 1 224,065 15,935 THERMO ELECTRON CORP 864,660 69,840 1 864,660 69,840 TIMBERLAND COMPANY -CL A 661,970 56,230 1 661,970 56,230 TRANSMETA CORP/DELAWARE 402,800 268,247 1 402,800 268,247 TRIPATH IMAGING INC 291,650 114,050 1 291,650 114,050 TULARIK INC 58,341 14,159 1 58,341 14,159 ULTRAMAR DIAMOND SHAMROCK CP 45,500 24,500 1 45,500 24,500 UNITED DEFENSE INDS INC 300,000 - 1 300,000 - UNITED PARCEL SERVICE -CL B PUT 498,000 42,000 1 498,000 42,000 UNOCAL CORP CALL 325,900 28,100 1 325,900 28,100 UNOCAL CORP 545,557 46,743 1 545,557 46,743 US ONCOLOGY INC 92,210 7,790 1 92,210 7,790 USA EDUCATION INC 815,400 69,000 1 815,400 69,000 UST INC 619,000 40,500 1 619,000 40,500 UTI WORLDWIDE INC 207,500 42,500 1 207,500 42,500 VALASSIS COMMUNICATIONS INC 391,736 29,764 1 391,736 29,764 VIAD CORP 1,033,497 88,703 1 1,033,497 88,703 WEBEX COMMUNICATIONS INC 13,831 1,169 1 13,831 1,169
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 -------- -------- -------- -------- ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP VALUE (x1000) SHRS OR PRN AMT SH/PRN -------------- -------------- ----- ------------- ---------------------- WEBMD CORPORATION COMMON STOCK 94769M105 8,416 1,192,000 SH WILLAMETTE INDUSTRIES INC COMMON STOCK 969133107 5,212 100,000 SH WILLIS GROUP HOLDINGS LTD COMMON STOCK G96655108 26,136 1,109,800 SH XEROX CORP COMMON STOCK 984121103 1,042 100,000 SH YAHOO! INC COMMON STOCK 984332106 177 10,000 SH ------------ ------------ 2,337,522 122,535,987
COLUMN 1 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------- ---------- -------- -------- -------- Investment Discretion Voting Authority --------------------------------- --------------------------- NAME OF ISSUER PUT/CALL shared-defined shared-other Managers Sole Shared None -------------- -------- -------------- ------------ -------- ---- ------ ---- WEBMD CORPORATION 1,103,511 88,489 1 1,103,511 88,489 WILLAMETTE INDUSTRIES INC 65,000 35,000 1 65,000 35,000 WILLIS GROUP HOLDINGS LTD 1,023,556 86,244 1 1,023,556 86,244 XEROX CORP 92,234 7,766 1 92,234 7,766 YAHOO! INC 10,000 - 1 10,000 - ----------- ----------- ------------ ----------- 109,800,315 12,735,672 109,800,315 12,735,672
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