0001172661-21-002403.txt : 20211115 0001172661-21-002403.hdr.sgml : 20211115 20211115171733 ACCESSION NUMBER: 0001172661-21-002403 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211115 DATE AS OF CHANGE: 20211115 EFFECTIVENESS DATE: 20211115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: M.D. SASS INVESTORS SERVICES, INC. CENTRAL INDEX KEY: 0000922940 IRS NUMBER: 132703405 STATE OF INCORPORATION: DE FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04057 FILM NUMBER: 211412481 BUSINESS ADDRESS: STREET 1: 55 WEST 46TH STREET STREET 2: SUITE 2801 CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2127302000 MAIL ADDRESS: STREET 1: 55 WEST 46TH STREET STREET 2: SUITE 2801 CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: MD SASS INVESTORS SERVICES INC DATE OF NAME CHANGE: 19940510 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000922940 XXXXXXXX 09-30-2021 09-30-2021 false M.D. SASS INVESTORS SERVICES, INC.

55 West 46th Street Suite 2801 New York NY 10036

13F HOLDINGS REPORT 028-04057 N Bobby Liu 212-843-8980 /s/ Bobby Liu New York NY 11-15-2021 1 55 587827 1 0001373130 028-12005 M.D. Sass Associates, Inc. INFORMATION TABLE 2 infotable.xml AIR PRODS & CHEMS INC COM 009158106 2204 8607 SH DFND 1 8607 0 0 AIR PRODS & CHEMS INC COM 009158106 20231 78992 SH SOLE 78992 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 15117 102110 SH SOLE 102110 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1664 11242 SH DFND 1 11242 0 0 ALPHABET INC CAP STK CL A 02079K305 17084 6390 SH SOLE 3525 0 2865 ALPHABET INC CAP STK CL A 02079K305 1021 382 SH DFND 1 382 0 0 AMAZON COM INC COM 023135106 7947 2419 SH SOLE 0 0 2419 AMERISOURCEBERGEN CORP COM 03073E105 14439 120881 SH SOLE 95319 0 25562 AMERISOURCEBERGEN CORP COM 03073E105 1250 10468 SH DFND 1 10468 0 0 API GROUP CORP COM STK 00187Y100 14096 692701 SH SOLE 677111 0 15590 API GROUP CORP COM STK 00187Y100 1489 73149 SH DFND 1 73149 0 0 AXALTA COATING SYS LTD COM G0750C108 2893 99105 SH DFND 1 99105 0 0 AXALTA COATING SYS LTD COM G0750C108 32077 1098908 SH SOLE 907482 0 191426 BAUSCH HEALTH COS INC COM 071734107 26224 941615 SH SOLE 765916 0 175699 BAUSCH HEALTH COS INC COM 071734107 2362 84801 SH DFND 1 84801 0 0 BRUNSWICK CORP COM 117043109 2203 23119 SH SOLE 0 0 23119 CACI INTL INC CL A 127190304 23277 88808 SH SOLE 79584 0 9224 CACI INTL INC CL A 127190304 2307 8802 SH DFND 1 8802 0 0 COMCAST CORP NEW CL A 20030N101 1577 28200 SH SOLE 0 0 28200 CROWN HLDGS INC COM 228368106 38318 380219 SH SOLE 315531 0 64688 CROWN HLDGS INC COM 228368106 3502 34749 SH DFND 1 34749 0 0 EAST WEST BANCORP INC COM 27579R104 27414 353549 SH SOLE 343489 0 10060 EAST WEST BANCORP INC COM 27579R104 2913 37574 SH DFND 1 37574 0 0 FACEBOOK INC CL A 30303M102 2118 6241 SH SOLE 0 0 6241 GATES INDUSTRIAL CORPRATIN P ORD SHS G39108108 12329 757785 SH SOLE 599273 0 158512 GATES INDUSTRIAL CORPRATIN P ORD SHS G39108108 1062 65301 SH DFND 1 65301 0 0 GLOBE LIFE INC COM 37959E102 1815 20390 SH DFND 1 20390 0 0 GLOBE LIFE INC COM 37959E102 17489 196445 SH SOLE 187455 0 8990 ISHARES TR MSCI ACWI EX US 464288240 2344 42300 SH DFND 1 42300 0 0 LIBERTY MEDIA CORP DEL COM SER C FRMLA 531229854 14667 285291 SH SOLE 285291 0 0 LIBERTY MEDIA CORP DEL COM SER C FRMLA 531229854 1561 30364 SH DFND 1 30364 0 0 LKQ CORP COM 501889208 21840 434023 SH SOLE 338035 0 95988 LKQ CORP COM 501889208 1870 37161 SH DFND 1 37161 0 0 MICROSOFT CORP COM 594918104 7899 28020 SH SOLE 0 0 28020 MOHAWK INDS INC COM 608190104 22943 129328 SH SOLE 107135 0 22193 MOHAWK INDS INC COM 608190104 2071 11672 SH DFND 1 11672 0 0 MOLSON COORS BEVERAGE CO CL B 60871R209 12484 269174 SH SOLE 269174 0 0 MOLSON COORS BEVERAGE CO CL B 60871R209 1360 29324 SH DFND 1 29324 0 0 NRG ENERGY INC COM NEW 629377508 27142 664754 SH SOLE 536425 0 128329 NRG ENERGY INC COM NEW 629377508 2422 59330 SH DFND 1 59330 0 0 OPTION CARE HEALTH INC COM NEW 68404L201 721 29716 SH SOLE 0 0 29716 QORVO INC COM 74736K101 24276 145202 SH SOLE 118082 0 27120 QORVO INC COM 74736K101 2151 12865 SH DFND 1 12865 0 0 QUANTA SVCS INC COM 74762E102 21283 186988 SH SOLE 148143 0 38845 QUANTA SVCS INC COM 74762E102 1837 16142 SH DFND 1 16142 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 32756 381060 SH SOLE 334165 0 46895 RAYTHEON TECHNOLOGIES CORP COM 75513E101 3130 36414 SH DFND 1 36414 0 0 SCHWAB CHARLES CORP COM 808513105 19512 267869 SH SOLE 192809 0 75060 SCHWAB CHARLES CORP COM 808513105 1552 21309 SH DFND 1 21309 0 0 SONY GROUP CORPORATION SPONSORED ADR 835699307 22682 205116 SH SOLE 145002 0 60114 SONY GROUP CORPORATION SPONSORED ADR 835699307 1747 15802 SH DFND 1 15802 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2348 5472 SH DFND 1 5472 0 0 SURO CAPITAL CORP COM NEW 86887Q109 2565 198705 SH SOLE 0 0 198705 WALKER & DUNLOP INC COM 93148P102 3368 29673 SH DFND 1 29673 0 0 WALKER & DUNLOP INC COM 93148P102 32874 289635 SH SOLE 270909 0 18726