0001172661-20-000271.txt : 20200130 0001172661-20-000271.hdr.sgml : 20200130 20200130145608 ACCESSION NUMBER: 0001172661-20-000271 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20200130 DATE AS OF CHANGE: 20200130 EFFECTIVENESS DATE: 20200130 FILER: COMPANY DATA: COMPANY CONFORMED NAME: M.D. SASS INVESTORS SERVICES, INC. CENTRAL INDEX KEY: 0000922940 IRS NUMBER: 132703405 STATE OF INCORPORATION: DE FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-04057 FILM NUMBER: 20560971 BUSINESS ADDRESS: STREET 1: 55 WEST 46TH STREET STREET 2: SUITE 2801 CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2127302000 MAIL ADDRESS: STREET 1: 55 WEST 46TH STREET STREET 2: SUITE 2801 CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: MD SASS INVESTORS SERVICES INC DATE OF NAME CHANGE: 19940510 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0000922940 XXXXXXXX 06-30-2019 06-30-2019 true 1 RESTATEMENT false M.D. SASS INVESTORS SERVICES, INC.
55 West 46th Street Suite 2801 New York NY 10036
13F HOLDINGS REPORT 028-04057 N
Bobby Liu Chief Operating Officer and General Counsel 212-843-8980 /s/ Bobby Liu New York NY 01-30-2020 2 108 432064 1 0001373130 028-12005 M.D. Sass Associates, Inc. 2 0001633447 028-16534 M.D. Sass, LLC
INFORMATION TABLE 2 infotable.xml 58 COM INC SPON ADR REP A 31680Q104 1399 22497 SH DFND 1 22497 0 0 58 COM INC SPON ADR REP A 31680Q104 10100 162451 SH SOLE 123966 0 38485 ACUITY BRANDS INC COM 00508Y102 2291 16610 SH SOLE 0 0 16610 ACUITY BRANDS INC COM 00508Y102 69 500 SH DFND 1 500 0 0 ACUITY BRANDS INC COM 00508Y102 1241 9000 SH DFND 2 9000 0 0 AECOM COM 00766T100 11669 308286 SH SOLE 308286 0 0 AECOM COM 00766T100 2122 56056 SH DFND 1 56056 0 0 AIR PRODS & CHEMS INC COM 009158106 6872 30359 SH SOLE 30359 0 0 AIR PRODS & CHEMS INC COM 009158106 1245 5500 SH DFND 1 5500 0 0 AIR PRODS & CHEMS INC COM 009158106 1245 5500 SH DFND 2 5500 0 0 ALPHABET INC CAP STK CL A 02079K305 6464 5970 SH SOLE 0 0 5970 AMAZON COM INC COM 023135106 5217 2755 SH SOLE 0 0 2755 APOLLO GLOBAL MGMT LLC CL A SHS 037612306 72 2100 SH DFND 1 2100 0 0 APOLLO GLOBAL MGMT LLC CL A SHS 037612306 1242 36200 SH DFND 2 36200 0 0 ATLAS AIR WORLDWIDE HLDGS IN COM NEW 049164205 354 7940 SH SOLE 0 0 7940 BALL CORP COM 058498106 63 900 SH DFND 1 900 0 0 BALL CORP COM 058498106 1211 17300 SH DFND 2 17300 0 0 BAUSCH HEALTH COS INC COM 071734107 12598 499515 SH SOLE 499515 0 0 BAUSCH HEALTH COS INC COM 071734107 2271 90066 SH DFND 1 90066 0 0 CARMAX INC COM 143130102 10886 125371 SH SOLE 84441 0 40930 CARMAX INC COM 143130102 1331 15329 SH DFND 1 15329 0 0 CARNIVAL CORP UNIT 99/99/9999 143658300 6181 132782 SH SOLE 132782 0 0 CARNIVAL CORP UNIT 99/99/9999 143658300 1083 23276 SH DFND 1 23276 0 0 CARNIVAL CORP UNIT 99/99/9999 143658300 1015 21800 SH DFND 2 21800 0 0 CHARLES RIV LABS INTL INC COM 159864107 5572 39265 SH SOLE 39265 0 0 CHARLES RIV LABS INTL INC COM 159864107 1010 7115 SH DFND 1 7115 0 0 CHUBB LIMITED COM H1467J104 1149 7800 SH DFND 2 7800 0 0 CLEARWAY ENERGY INC CL C 18539C204 74 4400 SH DFND 1 4400 0 0 CLEARWAY ENERGY INC CL C 18539C204 959 56900 SH DFND 2 56900 0 0 COMCAST CORP NEW CL A 20030N101 13376 316365 SH SOLE 289240 0 27125 COMCAST CORP NEW CL A 20030N101 2250 53211 SH DFND 1 53211 0 0 COMCAST CORP NEW CL A 20030N101 1569 37100 SH DFND 2 37100 0 0 CROWN HOLDINGS INC COM 228368106 19480 318821 SH SOLE 216536 0 102285 CROWN HOLDINGS INC COM 228368106 2467 40381 SH DFND 1 40381 0 0 DISNEY WALT CO COM DISNEY 254687106 112 800 SH DFND 1 800 0 0 DISNEY WALT CO COM DISNEY 254687106 1955 14000 SH DFND 2 14000 0 0 DOLLAR TREE INC COM 256746108 75 700 SH DFND 1 700 0 0 DOLLAR TREE INC COM 256746108 1901 17700 SH DFND 2 17700 0 0 EQM MIDSTREAM PARTNERS LP UNIT LTD PARTN 26885B100 1644 36800 SH DFND 2 36800 0 0 EQM MIDSTREAM PARTNERS LP UNIT LTD PARTN 26885B100 76 1700 SH DFND 1 1700 0 0 FORTUNE BRANDS HOME & SEC IN COM 34964C106 1948 34100 SH DFND 2 34100 0 0 FORTUNE BRANDS HOME & SEC IN COM 34964C106 11745 205582 SH SOLE 205582 0 0 FORTUNE BRANDS HOME & SEC IN COM 34964C106 2256 39493 SH DFND 1 39493 0 0 GCI LIBERTY INC COM CLASS A 36164V305 13027 211962 SH SOLE 121672 0 90290 GCI LIBERTY INC COM CLASS A 36164V305 1470 23924 SH DFND 1 23924 0 0 GILDAN ACTIVEWEAR INC COM 375916103 14326 370377 SH SOLE 313987 0 56390 GILDAN ACTIVEWEAR INC COM 375916103 2211 57156 SH DFND 1 57156 0 0 GILDAN ACTIVEWEAR INC COM 375916103 1099 28400 SH DFND 2 28400 0 0 GSV CAP CORP COM 36191J101 1067 166642 SH SOLE 0 0 166642 IQVIA HLDGS INC COM 46266C105 4631 28780 SH SOLE 0 0 28780 ISHARES TR MSCI ACWI EX US 464288240 1333 28500 SH DFND 1 28500 0 0 LENNAR CORP CL A 526057104 78 1600 SH DFND 1 1600 0 0 LENNAR CORP CL A 526057104 3456 71325 SH SOLE 0 0 71325 LENNAR CORP CL A 526057104 960 19800 SH DFND 2 19800 0 0 LENNAR CORP CL B 526057302 75 1960 SH SOLE 0 0 1960 LIBERTY MEDIA CORP DELAWARE COM SER C FRMLA 531229854 8735 233504 SH SOLE 233504 0 0 LIBERTY MEDIA CORP DELAWARE COM SER C FRMLA 531229854 1577 42167 SH DFND 1 42167 0 0 LKQ CORP COM 501889208 13321 500586 SH SOLE 384586 0 116000 LKQ CORP COM 501889208 1922 72218 SH DFND 1 72218 0 0 LKQ CORP COM 501889208 977 36700 SH DFND 2 36700 0 0 METLIFE INC COM 59156R108 94 1900 SH DFND 1 1900 0 0 METLIFE INC COM 59156R108 1897 38200 SH DFND 2 38200 0 0 MICROSOFT CORP COM 594918104 6137 45815 SH SOLE 0 0 45815 MICROSOFT CORP COM 594918104 1393 10400 SH DFND 2 10400 0 0 MILLICOM INTL CELLULAR SA COM STK L6388F110 1406 25170 SH SOLE 8380 0 16790 MOHAWK INDS INC COM 608190104 2027 13745 SH DFND 1 13745 0 0 MOHAWK INDS INC COM 608190104 13820 93717 SH SOLE 76027 0 17690 NORTHERN TR CORP COM 665859104 1431 15900 SH DFND 2 15900 0 0 NORTHERN TR CORP COM 665859104 9225 102499 SH SOLE 102499 0 0 NORTHERN TR CORP COM 665859104 1773 19703 SH DFND 1 19703 0 0 NORWEGIAN CRUISE LINE HLDG L SHS G66721104 21566 402125 SH SOLE 220350 0 181775 NORWEGIAN CRUISE LINE HLDG L SHS G66721104 2151 40112 SH DFND 1 40112 0 0 NRG ENERGY INC COM NEW 629377508 15035 428101 SH SOLE 334051 0 94050 NRG ENERGY INC COM NEW 629377508 2198 62583 SH DFND 1 62583 0 0 NRG ENERGY INC COM NEW 629377508 1011 28800 SH DFND 2 28800 0 0 PACKAGING CORP AMER COM 695156109 77 803 SH DFND 1 803 0 0 PACKAGING CORP AMER COM 695156109 1029 10800 SH DFND 2 10800 0 0 PFIZER INC COM 717081103 69 1600 SH DFND 1 1600 0 0 PFIZER INC COM 717081103 1586 36600 SH DFND 2 36600 0 0 QORVO INC COM 74736K101 2051 30790 SH DFND 1 30790 0 0 QORVO INC COM 74736K101 11343 170284 SH SOLE 170284 0 0 RAYTHEON CO COM NEW 755111507 1652 9500 SH DFND 2 9500 0 0 RAYTHEON CO COM NEW 755111507 70 400 SH DFND 1 400 0 0 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 73 600 SH DFND 1 600 0 0 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 1321 10900 SH DFND 2 10900 0 0 SABRE CORP COM 78573M104 18083 814557 SH SOLE 533002 0 281555 SABRE CORP COM 78573M104 2219 99936 SH DFND 1 99936 0 0 SABRE CORP COM 78573M104 1605 72300 SH DFND 2 72300 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1509 5149 SH DFND 1 5149 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 7911 27000 SH Put DFND 2 27000 0 0 SUNRUN INC COM 86771W105 5040 268655 SH SOLE 0 0 268655 SVB FINL GROUP COM 78486Q101 10419 46392 SH SOLE 46392 0 0 SVB FINL GROUP COM 78486Q101 1846 8221 SH DFND 1 8221 0 0 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 12845 113141 SH SOLE 92991 0 20150 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 1908 16803 SH DFND 1 16803 0 0 TARGET CORP COM 87612E106 1370 15822 SH DFND 1 15822 0 0 TARGET CORP COM 87612E106 1187 13700 SH DFND 2 13700 0 0 TARGET CORP COM 87612E106 7530 86946 SH SOLE 86946 0 0 TERADYNE INC COM 880770102 67 1400 SH DFND 1 1400 0 0 TERADYNE INC COM 880770102 1610 33600 SH DFND 2 33600 0 0 TRINITY PL HLDGS INC COM 89656D101 399 101000 SH SOLE 0 0 101000 VICI PPTYS INC COM 925652109 1386 62900 SH DFND 2 62900 0 0 VULCAN MATLS CO COM 929160109 7541 54920 SH SOLE 54920 0 0 VULCAN MATLS CO COM 929160109 1434 10441 SH DFND 1 10441 0 0 VULCAN MATLS CO COM 929160109 1867 13600 SH DFND 2 13600 0 0 WEBSTER FINL CORP CONN COM 947890109 1462 30600 SH DFND 2 30600 0 0 WEBSTER FINL CORP CONN COM 947890109 12208 255562 SH SOLE 230322 0 25240 WEBSTER FINL CORP CONN COM 947890109 2059 43109 SH DFND 1 43109 0 0