0001172661-16-002599.txt : 20160212 0001172661-16-002599.hdr.sgml : 20160212 20160212070141 ACCESSION NUMBER: 0001172661-16-002599 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160212 DATE AS OF CHANGE: 20160212 EFFECTIVENESS DATE: 20160212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MD SASS INVESTORS SERVICES INC CENTRAL INDEX KEY: 0000922940 IRS NUMBER: 132703405 STATE OF INCORPORATION: DE FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04057 FILM NUMBER: 161414126 BUSINESS ADDRESS: STREET 1: 1185 AVERNUE OF THE AMERICAS STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2127302000 MAIL ADDRESS: STREET 1: 1185 AVENUE OF THE AMERICAS STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000922940 XXXXXXXX 12-31-2015 12-31-2015 false MD SASS INVESTORS SERVICES INC
1185 Avenue Of The Americas 18th Floor New York NY 10036
13F HOLDINGS REPORT 028-04057 N
Rosemary Mooney Senior Vice President & Head of Operations 212-843-8956 /s/ Rosemary Mooney New York NY 02-12-2016 2 154 1828281 1 0001373130 028-12005 MD Sass Associates, Inc. 2 0001633447 028-16534 M.D. Sass, LLC
INFORMATION TABLE 2 infotable.xml AERCAP HOLDINGS NV SHS N00985106 54066 1252648 SH SOLE 1 1109273 0 143375 AERCAP HOLDINGS NV SHS N00985106 21113 489166 SH SOLE 303095 0 186071 ALLERGAN PLC SHS G0177J108 21408 68492 SH SOLE 68492 0 0 ALLERGAN PLC SHS G0177J108 52951 169436 SH SOLE 1 150076 0 19360 AMC ENTMT HLDGS INC CL A COM 00165C104 195 8143 SH SOLE 8143 0 0 AMC ENTMT HLDGS INC CL A COM 00165C104 490 20400 SH SOLE 1 20400 0 0 AMC ENTMT HLDGS INC CL A COM 00165C104 4190 174600 SH SOLE 2 174600 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 51062 1205719 SH SOLE 1 1066294 0 139425 AMERICAN AIRLS GROUP INC COM 02376R102 17351 409685 SH SOLE 293385 0 116300 APOLLO GLOBAL MGMT LLC CL A SHS 037612306 4945 325800 SH SOLE 2 325800 0 0 APOLLO GLOBAL MGMT LLC CL A SHS 037612306 159 10500 SH SOLE 10500 0 0 APOLLO GLOBAL MGMT LLC CL A SHS 037612306 580 38200 SH SOLE 1 38200 0 0 ARAMARK COM 03852U106 11054 342733 SH SOLE 342733 0 0 ARAMARK COM 03852U106 45663 1416087 SH SOLE 1 1257412 0 158675 ARAMARK COM 03852U106 5192 161000 SH SOLE 2 161000 0 0 ARRIS GROUP INC NEW COM 04270V106 18213 595695 SH SOLE 432695 0 163000 ARRIS GROUP INC NEW COM 04270V106 55902 1828759 SH SOLE 1 1617834 0 210925 ASPEN TECHNOLOGY INC COM 045327103 514 13625 SH SOLE 0 0 13625 BAXALTA INC COM 07177M103 7702 197353 SH SOLE 197353 0 0 BAXALTA INC COM 07177M103 4106 105200 SH SOLE 2 105200 0 0 BAXALTA INC COM 07177M103 31053 795650 SH SOLE 1 704650 0 91000 BERRY PLASTICS GROUP INC COM 08579W103 20408 564094 SH SOLE 564094 0 0 BERRY PLASTICS GROUP INC COM 08579W103 53073 1466900 SH SOLE 1 1298175 0 168725 CAPITAL ONE FINL CORP COM 14040H105 175 2425 SH SOLE 2425 0 0 CAPITAL ONE FINL CORP COM 14040H105 447 6200 SH SOLE 1 6200 0 0 CAPITAL ONE FINL CORP COM 14040H105 4446 61600 SH SOLE 2 61600 0 0 CITIZENS FINL GROUP INC COM 174610105 421 16100 SH SOLE 1 16100 0 0 CITIZENS FINL GROUP INC COM 174610105 3766 143800 SH SOLE 2 143800 0 0 CITIZENS FINL GROUP INC COM 174610105 163 6207 SH SOLE 6207 0 0 COMMSCOPE HLDG CO INC COM 20337X109 42778 1652200 SH SOLE 1 1463750 0 188450 COMMSCOPE HLDG CO INC COM 20337X109 16126 623090 SH SOLE 623090 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 201 2324 SH SOLE 2324 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 509 5875 SH SOLE 1 5875 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 3976 46000 SH SOLE 2 46000 0 0 CVS HEALTH CORP COM 126650100 235 2406 SH SOLE 2406 0 0 CVS HEALTH CORP COM 126650100 597 6101 SH SOLE 1 6100 0 1 CVS HEALTH CORP COM 126650100 5163 52800 SH SOLE 2 52800 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 12445 245539 SH SOLE 245539 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 50738 1000947 SH SOLE 1 882612 0 118335 DISCOVER FINL SVCS COM 254709108 12841 239471 SH SOLE 239471 0 0 DISCOVER FINL SVCS COM 254709108 51416 958941 SH SOLE 1 847416 0 111525 DISCOVER FINL SVCS COM 254709108 4220 78700 SH SOLE 2 78700 0 0 DOLLAR TREE INC COM 256746108 12095 156620 SH SOLE 156620 0 0 DOLLAR TREE INC COM 256746108 48429 627174 SH SOLE 1 553249 0 73925 EAGLE MATERIALS INC COM 26969P108 13921 230263 SH SOLE 230263 0 0 EAGLE MATERIALS INC COM 26969P108 39970 661420 SH SOLE 1 584291 0 77129 EQT MIDSTREAM PARTNERS LP UNIT LTD PARTN 26885B100 121 1600 SH SOLE 1600 0 0 EQT MIDSTREAM PARTNERS LP UNIT LTD PARTN 26885B100 294 3900 SH SOLE 1 3900 0 0 EQT MIDSTREAM PARTNERS LP UNIT LTD PARTN 26885B100 2619 34700 SH SOLE 2 34700 0 0 GAMING & LEISURE PPTYS INC COM 36467J108 14171 509649 SH SOLE 509649 0 0 GAMING & LEISURE PPTYS INC COM 36467J108 41046 1476623 SH SOLE 1 1308527 0 168096 GAMING & LEISURE PPTYS INC COM 36467J108 4949 178012 SH SOLE 2 178012 0 0 GILEAD SCIENCES INC COM 375558103 234 2308 SH SOLE 2308 0 0 GILEAD SCIENCES INC COM 375558103 587 5800 SH SOLE 1 5800 0 0 GILEAD SCIENCES INC COM 375558103 4665 46100 SH SOLE 2 46100 0 0 HARLEY DAVIDSON INC COM 412822108 314 6900 SH SOLE 1 6900 0 0 HARLEY DAVIDSON INC COM 412822108 2623 57800 SH SOLE 2 57800 0 0 HARLEY DAVIDSON INC COM 412822108 123 2710 SH SOLE 2710 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 144 3316 SH SOLE 3316 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 378 8700 SH SOLE 1 8700 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 3325 76500 SH SOLE 2 76500 0 0 HD SUPPLY HLDGS INC COM 40416M105 9061 301615 SH SOLE 301615 0 0 HD SUPPLY HLDGS INC COM 40416M105 35973 1197820 SH SOLE 1 1055345 0 142475 INTL PAPER CO COM 460146103 175 4641 SH SOLE 4641 0 0 INTL PAPER CO COM 460146103 433 11500 SH SOLE 1 11500 0 0 INTL PAPER CO COM 460146103 3449 91500 SH SOLE 2 91500 0 0 KAR AUCTION SVCS INC COM 48238T109 241 6510 SH SOLE 6510 0 0 KAR AUCTION SVCS INC COM 48238T109 599 16200 SH SOLE 1 16200 0 0 KAR AUCTION SVCS INC COM 48238T109 5180 139900 SH SOLE 2 139900 0 0 LAMAR ADVERTISING CO NEW CL A 512816109 227 3779 SH SOLE 3779 0 0 LAMAR ADVERTISING CO NEW CL A 512816109 570 9500 SH SOLE 1 9500 0 0 LAMAR ADVERTISING CO NEW CL A 512816109 4484 74756 SH SOLE 2 74756 0 0 LAZARD LTD SHS A G54050102 136 3017 SH SOLE 3017 0 0 LAZARD LTD SHS A G54050102 398 8800 SH SOLE 1 8800 0 0 LAZARD LTD SHS A G54050102 3070 68200 SH SOLE 2 68200 0 0 LENNAR CORP CL A 526057104 5654 115610 SH SOLE 115610 0 0 LENNAR CORP CL A 526057104 22142 452775 SH SOLE 1 399325 0 53450 MCKESSON CORP COM 58155Q103 53815 272845 SH SOLE 1 241845 0 31000 MCKESSON CORP COM 58155Q103 4458 22600 SH SOLE 2 22600 0 0 MCKESSON CORP COM 58155Q103 19232 97524 SH SOLE 66724 0 30800 MEDTRONIC PLC SHS G5960L103 201 2610 SH SOLE 2610 0 0 MEDTRONIC PLC SHS G5960L103 453 5900 SH SOLE 1 5900 0 0 MEDTRONIC PLC SHS G5960L103 3677 47800 SH SOLE 2 47800 0 0 METLIFE INC COM 59156R108 3037 63000 SH SOLE 2 63000 0 0 METLIFE INC COM 59156R108 9269 192295 SH SOLE 192295 0 0 METLIFE INC COM 59156R108 37434 776368 SH SOLE 1 687893 0 88475 MONDELEZ INTL INC CL A 609207105 3201 71400 SH SOLE 2 71400 0 0 MONDELEZ INTL INC CL A 609207105 149 3318 SH SOLE 3318 0 0 MONDELEZ INTL INC CL A 609207105 385 8600 SH SOLE 1 8600 0 0 MYLAN N V SHS EURO N59465109 17133 316830 SH SOLE 316830 0 0 MYLAN N V SHS EURO N59465109 49940 923585 SH SOLE 1 818384 0 105201 NORTHSTAR REALTY EUROPE CORP COM 66706L101 31 2560 SH SOLE 2560 0 0 NORTHSTAR REALTY EUROPE CORP COM 66706L101 76 6385 SH SOLE 1 6385 0 0 NORTHSTAR REALTY EUROPE CORP COM 66706L101 629 53333 SH SOLE 2 53333 0 0 NORTHSTAR RLTY FIN CORP COM 66704R803 2719 159650 SH SOLE 2 159650 0 0 NORTHSTAR RLTY FIN CORP COM 66704R803 29166 1712504 SH SOLE 1 1511493 0 201011 NORTHSTAR RLTY FIN CORP COM 66704R803 7226 424418 SH SOLE 424418 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 365 5400 SH SOLE 1 5400 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 2975 44000 SH SOLE 2 44000 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 137 2016 SH SOLE 2016 0 0 OUTFRONT MEDIA INC COM 69007J106 160 7295 SH SOLE 7295 0 0 OUTFRONT MEDIA INC COM 69007J106 406 18658 SH SOLE 1 18658 0 0 OUTFRONT MEDIA INC COM 69007J106 3324 152242 SH SOLE 2 152242 0 0 PFIZER INC COM 717081103 4961 153700 SH SOLE 2 153700 0 0 PFIZER INC COM 717081103 228 7077 SH SOLE 7077 0 0 PFIZER INC COM 717081103 581 18000 SH SOLE 1 18000 0 0 PRUDENTIAL FINL INC COM 744320102 4624 56800 SH SOLE 2 56800 0 0 PRUDENTIAL FINL INC COM 744320102 12077 148296 SH SOLE 148296 0 0 PRUDENTIAL FINL INC COM 744320102 48114 591023 SH SOLE 1 521923 0 69100 RALPH LAUREN CORP CL A 751212101 179 1603 SH SOLE 1603 0 0 RALPH LAUREN CORP CL A 751212101 480 4300 SH SOLE 1 4300 0 0 RALPH LAUREN CORP CL A 751212101 3846 34500 SH SOLE 2 34500 0 0 RAYTHEON CO COM NEW 755111507 3215 25820 SH SOLE 0 0 25820 REALOGY HLDGS CORP COM 75605Y106 46463 1267023 SH SOLE 1 1117995 0 149028 REALOGY HLDGS CORP COM 75605Y106 15870 432834 SH SOLE 432834 0 0 SANOFI SPONSORED ADR 80105N105 4086 95800 SH SOLE 2 95800 0 0 SANOFI SPONSORED ADR 80105N105 380 8900 SH SOLE 1 8900 0 0 SANOFI SPONSORED ADR 80105N105 213 5000 SH SOLE 5000 0 0 SHIRE PLC SPONSORED ADR 82481R106 20813 101537 SH SOLE 66342 0 35195 SHIRE PLC SPONSORED ADR 82481R106 55579 271106 SH SOLE 1 240241 0 30865 SHIRE PLC SPONSORED ADR 82481R106 5085 24800 SH SOLE 2 24800 0 0 SIX FLAGS ENTMT CORP NEW COM 83001A102 272 4952 SH SOLE 4952 0 0 SIX FLAGS ENTMT CORP NEW COM 83001A102 676 12300 SH SOLE 1 12300 0 0 SIX FLAGS ENTMT CORP NEW COM 83001A102 5406 98400 SH SOLE 2 98400 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 639 3135 SH SOLE 1 3135 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 126891 622400 SH Put SOLE 2 622400 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 5730 28100 SH Put SOLE 28100 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 14780 72500 SH Put SOLE 1 72500 0 0 TEMPUR SEALY INTL INC COM 88023U101 6974 98947 SH SOLE 98947 0 0 TEMPUR SEALY INTL INC COM 88023U101 28845 409348 SH SOLE 1 361622 0 47726 TERADYNE INC COM 880770102 175 8482 SH SOLE 8482 0 0 TERADYNE INC COM 880770102 442 21400 SH SOLE 1 21400 0 0 TERADYNE INC COM 880770102 3501 169375 SH SOLE 2 169375 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 656 10000 SH SOLE 1 10000 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 5520 84100 SH SOLE 2 84100 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 257 3922 SH SOLE 3922 0 0 THE ADT CORPORATION COM 00101J106 234 7085 SH SOLE 7085 0 0 THE ADT CORPORATION COM 00101J106 612 18600 SH SOLE 1 18500 0 100 THE ADT CORPORATION COM 00101J106 4839 146700 SH SOLE 2 146700 0 0 TIME WARNER INC COM NEW 887317303 14325 221485 SH SOLE 221485 0 0 TIME WARNER INC COM NEW 887317303 45168 698450 SH SOLE 1 619150 0 79300 TIME WARNER INC COM NEW 887317303 4869 75300 SH SOLE 2 75300 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 239 2800 SH SOLE 1 2800 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 4462 52400 SH SOLE 2 52400 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 189 2211 SH SOLE 2211 0 0 WESTROCK CO COM 96145D105 38479 843547 SH SOLE 1 744327 0 99220 WESTROCK CO COM 96145D105 2997 65700 SH SOLE 2 65700 0 0 WESTROCK CO COM 96145D105 9588 210220 SH SOLE 210220 0 0 WHIRLPOOL CORP COM 963320106 8842 60169 SH SOLE 60169 0 0 WHIRLPOOL CORP COM 963320106 36263 246905 SH SOLE 1 218805 0 28100 WHIRLPOOL CORP COM 963320106 2703 18400 SH SOLE 2 18400 0 0 WILLIAMS SONOMA INC COM 969904101 2984 51100 SH SOLE 2 51100 0 0 WILLIAMS SONOMA INC COM 969904101 135 2311 SH SOLE 2311 0 0 WILLIAMS SONOMA INC COM 969904101 344 5900 SH SOLE 1 5900 0 0