0001172661-14-000367.txt : 20140213 0001172661-14-000367.hdr.sgml : 20140213 20140213081934 ACCESSION NUMBER: 0001172661-14-000367 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140213 DATE AS OF CHANGE: 20140213 EFFECTIVENESS DATE: 20140213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MD SASS INVESTORS SERVICES INC CENTRAL INDEX KEY: 0000922940 IRS NUMBER: 132703405 STATE OF INCORPORATION: DE FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04057 FILM NUMBER: 14603094 BUSINESS ADDRESS: STREET 1: 1185 AVERNUE OF THE AMERICAS STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2127302000 MAIL ADDRESS: STREET 1: 1185 AVENUE OF THE AMERICAS STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000922940 XXXXXXXX 12-31-2013 12-31-2013 false MD SASS INVESTORS SERVICES INC

1185 Avenue Of The Americas 18th Floor New York NY 10036

13F HOLDINGS REPORT 028-04057 N Rosemary Mooney 212-843-8956 /s/ Rosemary Mooney New York NY 02-13-2014 1 75 1408968 1 0001373130 028-12005 MD Sass Associates, Inc. INFORMATION TABLE 2 infotable.xml ACTAVIS PLC SHS G0083B108 36589 217786 SH DFND 1 191036 0 26750 ACTAVIS PLC SHS G0083B108 13928 82904 SH SOLE 79404 0 3500 AMERICAN AIRLS GROUP INC COM 02376R102 24066 953175 SH SOLE 927650 0 25525 AMERICAN AIRLS GROUP INC COM 02376R102 44687 1769765 SH DFND 1 1551715 0 218050 APOLLO GLOBAL MGMT LLC CL A SHS 037612306 300 9477 SH SOLE 9477 0 0 APPLE INC COM 037833100 368 656 SH SOLE 501 0 155 ASPEN TECHNOLOGY INC COM 045327103 820 19625 SH SOLE 0 0 19625 CAMERON INTERNATIONAL CORP COM 13342B105 33144 556801 SH DFND 1 487701 0 69100 CAMERON INTERNATIONAL CORP COM 13342B105 13554 227700 SH SOLE 219925 0 7775 CAPITAL ONE FINL CORP COM 14040H105 13606 177583 SH SOLE 171758 0 5825 CAPITAL ONE FINL CORP COM 14040H105 29700 387730 SH DFND 1 339055 0 48675 CBS CORP NEW CL B 124857202 8021 125850 SH SOLE 121800 0 4050 CBS CORP NEW CL B 124857202 20767 325800 SH DFND 1 285000 0 40800 CHICAGO BRIDGE & IRON CO N V COM 167250109 5474 65832 SH SOLE 62257 0 3575 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721460 SH DFND 1 631110 0 90350 FOOT LOCKER INC COM 344849104 10969 264691 SH SOLE 254066 0 10625 GAMING & LEISURE PPTYS INC COM 36467J108 8666 170550 SH SOLE 162000 0 8550 GAMING & LEISURE PPTYS INC COM 36467J108 31668 623275 SH DFND 1 548900 0 74375 HOME LN SERVICING SOLUTIONS ORD SHS G6648D109 5107 222331 SH SOLE 222331 0 0 INTL PAPER CO COM 460146103 325 6618 SH SOLE 5118 0 1500 JPMORGAN CHASE & CO COM 46625H100 13486 230634 SH SOLE 222159 0 8475 JPMORGAN CHASE & CO COM 46625H100 35840 612875 SH DFND 1 536550 0 76325 MCKESSON CORP COM 58155Q103 47088 291748 SH DFND 1 255763 0 35985 MCKESSON CORP COM 58155Q103 18573 115075 SH SOLE 111000 0 4075 MEDIA GEN INC CL A 584404107 2531 112000 SH SOLE 112000 0 0 METLIFE INC COM 59156R108 11182 207387 SH SOLE 200512 0 6875 METLIFE INC COM 59156R108 32651 605577 SH DFND 1 530227 0 75350 MONSANTO CO NEW COM 61166W101 10738 92125 SH SOLE 89375 0 2750 MONSANTO CO NEW COM 61166W101 25696 220475 SH DFND 1 192875 0 27600 MYLAN INC COM 628530107 12064 278025 SH SOLE 265350 0 12675 MYLAN INC COM 628530107 34539 795859 SH DFND 1 697209 0 98650 NEXSTAR BROADCASTING GROUP I CL A 65336K103 3349 60103 SH SOLE 60103 0 0 NMI HLDGS INC CL A 629209305 5092 400000 SH SOLE 400000 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 282 2955 SH SOLE 2505 0 450 PFIZER INC COM 717081103 251 8200 SH SOLE 8200 0 0 PROSHARES TR SHRT 20+YR TRE 74347X849 1300 39500 SH SOLE 39500 0 0 PROSHARES TR SHT 7-10 YR TR 74348A608 3986 117500 SH SOLE 117500 0 0 PRUDENTIAL FINL INC COM 744320102 13320 144458 SH SOLE 139558 0 4900 PRUDENTIAL FINL INC COM 744320102 38120 413389 SH DFND 1 363889 0 49500 RAYTHEON CO COM NEW 755111507 2795 30820 SH SOLE 0 0 30820 REALOGY HLDGS CORP COM 75605Y106 27153 548900 SH DFND 1 483575 0 65325 REALOGY HLDGS CORP COM 75605Y106 9190 185775 SH SOLE 179300 0 6475 REINSURANCE GROUP AMER INC COM NEW 759351604 34360 443918 SH DFND 1 388720 0 55198 REINSURANCE GROUP AMER INC COM NEW 759351604 13209 170629 SH SOLE 164741 0 5888 SANOFI SPONSORED ADR 80105N105 13732 256050 SH SOLE 246975 0 9075 SANOFI SPONSORED ADR 80105N105 34754 648070 SH DFND 1 565570 0 82500 SCHLUMBERGER LTD COM 806857108 18996 210812 SH SOLE 204237 0 6575 SCHLUMBERGER LTD COM 806857108 40479 449200 SH DFND 1 392990 0 56210 SHIRE PLC SPONSORED ADR 82481R106 16562 117225 SH SOLE 112600 0 4625 SHIRE PLC SPONSORED ADR 82481R106 44613 315760 SH DFND 1 277135 0 38625 SINCLAIR BROADCAST GROUP INC CL A 829226109 22679 634772 SH SOLE 615397 0 19375 SINCLAIR BROADCAST GROUP INC CL A 829226109 48676 1362376 SH DFND 1 1192249 0 170127 SLM CORP COM 78442P106 25571 973010 SH DFND 1 847460 0 125550 SLM CORP COM 78442P106 7391 281241 SH SOLE 273016 0 8225 SPDR S&P 500 ETF TR TR UNIT 78462F103 748 4050 SH DFND 1 4050 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 265 6613 SH SOLE 6613 0 0 THE ADT CORPORATION COM 00101J106 11980 296029 SH SOLE 285104 0 10925 THE ADT CORPORATION COM 00101J106 30454 752407 SH DFND 1 658332 0 94075 WILLIAMS COS INC DEL COM 969457100 12370 320706 SH SOLE 314431 0 6275 WILLIAMS COS INC DEL COM 969457100 26202 679340 SH DFND 1 596990 0 82350 WILLIAMS SONOMA INC COM 969904101 234 4003 SH SOLE 4003 0 0