8-A12B 1 d724024d8a12b.htm 8-A12B 8-A12B

As filed with the Securities and Exchange Commission on May 14, 2014

 

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-A

 

 

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES

PURSUANT TO SECTION 12(b) OR 12(g) OF

THE SECURITIES EXCHANGE ACT OF 1934

 

 

APARTMENT INVESTMENT AND MANAGEMENT COMPANY

(Exact name of Registrant as Specified in its Charter)

 

 

 

Maryland   84-1259577
(State of Incorporation or Organization)   (I.R.S. Employer Identification No.)

4582 South Ulster Street, Suite 1100

Denver, Colorado 80237

(Address of principal executive offices)

 

 

 

If this Form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), please check the following box.  x   If this Form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), please check the following box.  ¨

Securities Act registration statement file number to which this form relates: 333-1195133

Securities to be registered pursuant to Section 12(b) of the Act:

 

Title of Each Class

to be so Registered

 

Name of Each Exchange on Which

Each Class is to be Registered

Class A Cumulative Preferred Stock, par value $.01 per share (liquidation preference $25.00 per share)   The New York Stock Exchange

 

 

Securities to be registered pursuant to Section 12(g) of the Act: None

 

 

 


Item 1. Description of Registrant’s Securities to be Registered.

This Registration Statement relates to the registration under the Securities Exchange Act of 1934, as amended, of shares of Class A Cumulative Preferred Stock, par value $.01 per share (liquidation preference $25.00 per share) (the “Class A Preferred Stock”), of Apartment Investment and Management Company, a Maryland corporation (the “Registrant”). The description of the Class A Preferred Stock to be registered hereunder is set forth under the caption “Description of Class A Preferred Stock” in the Registrant’s Prospectus Supplement dated May 9, 2014 (the “Prospectus Supplement”), filed pursuant to Rule 424(b) promulgated under the Securities Act of 1933, as amended, and under the caption “Description of Preferred Stock” in the accompanying prospectus that constitutes part of the Registrant’s Registration Statement on Form S-3 (No. 333-195133) filed with the Securities and Exchange Commission on April 8, 2014, which description is incorporated herein by reference.

 

Item 2. Exhibits.

The Registrant intends to register the Class A Preferred Stock on The New York Stock Exchange, on which exchange other securities of the Registrant are registered. Accordingly, copies of the following exhibits will be filed with The New York Stock Exchange, and are filed as exhibits to this Registration Statement:

 

  3.1 Articles of Restatement of Registrant (incorporated by reference to Exhibit 3.1 to the Registrant’s Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2012).

 

  3.2 Amended and Restated Bylaws of Registrant (incorporated by reference to Exhibit 3.2 to the Registrant’s Current Report on Form 8-K dated February 2, 2010).

 

  3.3 Articles Supplementary relating to the Class A Preferred Stock.


SIGNATURE

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereto duly authorized.

 

APARTMENT INVESTMENT AND

MANAGEMENT COMPANY

By:  

/s/ Ernest M. Freedman

  Name:   Ernest M. Freedman
 

Title:

 

Executive Vice President and

Chief Financial Officer

Date: May 14, 2014


Exhibit Index

 

Exhibit
No.

  

Description

3.1    Articles of Restatement of Registrant (incorporated by reference to Exhibit 3.1 to the Registrant’s Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2012).
3.2    Amended and Restated Bylaws of Registrant (incorporated by reference to Exhibit 3.2 to the Registrant’s Current Report on Form 8-K dated February 2, 2010).
3.3    Articles Supplementary relating to the Class A Preferred Stock.