-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LSh8mWS2RYfwHKiSCP/v2rIQpj7gm3LChj6XPY8wuD1mC7NdSsXUSrgEuCqsNuKf SI4+I2mTwYoZK6bI2m2V8g== 0001181431-09-015529.txt : 20090313 0001181431-09-015529.hdr.sgml : 20090313 20090313142936 ACCESSION NUMBER: 0001181431-09-015529 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090311 FILED AS OF DATE: 20090313 DATE AS OF CHANGE: 20090313 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BECKER MARC CENTRAL INDEX KEY: 0001256240 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24180 FILM NUMBER: 09679362 BUSINESS ADDRESS: STREET 1: C/O APOLLO MANAGEMENT LP STREET 2: 1301 AVENUE OF THE AMEICAS 38TH FL CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2125153201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QUALITY DISTRIBUTION INC CENTRAL INDEX KEY: 0000922863 STANDARD INDUSTRIAL CLASSIFICATION: TRUCKING (NO LOCAL) [4213] IRS NUMBER: 593239073 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4041 PARK OAKS BOULEVARD STREET 2: SUITE 200 CITY: TAMPA STATE: FL ZIP: 33610 BUSINESS PHONE: 8136305826 MAIL ADDRESS: STREET 1: 4041 PARK OAKS BOULEVARD STREET 2: SUITE 200 CITY: TAMPA STATE: FL ZIP: 33610 FORMER COMPANY: FORMER CONFORMED NAME: MTL INC DATE OF NAME CHANGE: 19940509 4 1 rrd237349.xml FORM 4 - OPTION EXCHANGE - MARCH 11, 2009 X0303 4 2009-03-11 0 0000922863 QUALITY DISTRIBUTION INC QLTY 0001256240 BECKER MARC C/O APOLLO MANAGEMENT, L.P. 9 WEST 57TH STREET, 43RD FLOOR NEW YORK NY 10019 1 0 0 0 Stock Option (right to buy) 17.00 2009-03-11 4 D 0 20000 D 2013-11-12 Common Stock 20000 0 D Stock Option (right to buy) 1.25 2009-03-11 4 A 0 20000 A 2019-03-11 Common Stock 20000 20000 D On March 11, 2009, Quality Distribution, Inc. (the "Company") canceled an option to purchase 20,000 shares of Common Stock of the Company granted to Mr. Becker on November 13, 2003. Mr. Becker received a replacement option to purchase 20,000 shares of Common Stock of the Company having an exercise price equal to the closing market price of the underlying stock on March 11, 2009. The canceled option provided for vesting in four equal annual installments beginning on November 14, 2004. The option vests in four equal annual installments beginning on March 11, 2010. Mr. Becker is associated with Apollo Management, L.P. (?Management?) and its affiliated investment managers. Management serves as the day-to-day manager of Apollo Investment Fund III, L.P., Apollo Overseas Partners III, L.P. and Apollo (U.K.) Partners III, L.P. (collectively, the ?Apollo Funds?), which are each record holders of certain shares of Common Stock of Quality Distribution, Inc. Mr. Becker disclaims beneficial ownership of all securities of Quality Distribution, Inc. that may be deemed beneficially owned by the Apollo Advisors III, L.P. (the general partner of each of the Apollo Funds, ?Advisors?), AIF III Management, Inc. (the general partner of Management) and Apollo Capital Management III, Inc. (the general partner of Advisors). This report shall not be deemed an admission that Mr. Becker is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. /s/ Jonathan C. Gold, by power of attorney 2009-03-13 -----END PRIVACY-ENHANCED MESSAGE-----