-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, B4CmqNl0Ibc2uqOLQ65It02f0Rdpvw/nDp8j4rTg7Q3LNenmii6jY6xs2u4423tm U352RKKZAJCTknrkvEsuWw== 0000922811-05-000013.txt : 20050513 0000922811-05-000013.hdr.sgml : 20050513 20050513124042 ACCESSION NUMBER: 0000922811-05-000013 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20050513 ITEM INFORMATION: Other Events FILED AS OF DATE: 20050513 DATE AS OF CHANGE: 20050513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TRACK DATA CORP CENTRAL INDEX KEY: 0000922811 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 223181095 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-24634 FILM NUMBER: 05827677 BUSINESS ADDRESS: STREET 1: 95 ROCKWELL PLACE CITY: BROOKLYN STATE: NY ZIP: 11217 BUSINESS PHONE: 718-522-7373 MAIL ADDRESS: STREET 1: 95 ROCKWELL PLACE CITY: BROOKLYN STATE: NY ZIP: 11217 FORMER COMPANY: FORMER CONFORMED NAME: GLOBAL MARKET INFORMATION INC DATE OF NAME CHANGE: 19940506 8-K 1 wellsstatus.htm WELLS STATUS Wells Status

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549


FORM 8-K

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934

Date of Report: May 13, 2005
(Date of earliest event reported)


TRACK DATA CORPORATION
(Exact Name of Registrant as specified in its Charter)


 
 
 
Delaware
0-24634
22-3181095
(State or other jurisdiction of
(Commission File Number)
(IRS Employer Identification)
incorporation or organization)
 
Number
 
 
 


95 Rockwell Place, Brooklyn, New York
11217
(Address of Principal Executives Offices)
(Zip Code)

718) 522-7373
(Registrant's telephone number including Area Code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the follow provisions:

o
Written Communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o
Soliciting material pursuant to Rule 10a-12 under the Exchange Act (17 CFR 240.14a-12

o
Pre-commencment communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o
Pre-commencement communications pursuant to Rule 13e-4© under the Exchange Act (14 CFR 240.13e-4(c))




Item 8.01 Other Events.


The following information is furnished pursuant to Item 8.01, “Other Events.”

On May 13, 2005, Track Data Corporation issued a press release announcing the current status of a Wells notice received by its CEO in April 2004. A copy of the press release is attached hereto as Exhibit 99.1 to this report.



SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.


 
 
 
 
 
 
 
 
 
Date: May 13, 2005
By
/s/ Martin Kaye
     
 
 
Martin Kaye
 
 
COO, CFO





INDEX TO EXHIBITS


Exhibit
No.
Description
99.1
Press Release of Track Data Corporation dated May 13, 2005 reporting the status of CEO Wells notice.
 EX-99.1 2 pressrelease.htm WELLS STATUS PRESS RELEASE Wells Status Press Release

Exhibit 99.1


TRACK DATA REPORTS STATUS OF CEO WELLS NOTICE

Brooklyn, New York - May 13, 2005 - Track Data Corporation (Nasdaq: TRAC).

As previously reported in April, 2004, Barry Hertz, Track Data's Chairman and CEO, received a Wells Notice from the staff of the Securities and Exchange Commission ("SEC") relating to alleged insider trading by Mr. Hertz in Track Data shares. The notice was not directed to Track Data or any other member of its management. Mr. Hertz and the staff have had extensive discussions since the notice was filed. Such discussions have ended, and the staff of the enforcement division of the SEC has informed him that they are recommending to the Commission that a civil enforcement proceeding be commenced.
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